UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (Right to Buy) | Â (1) | 11/11/2018 | Common Stock | 20,000 | $ 0.7 | D | Â |
Stock Option (Right to Buy) | Â (2) | 07/09/2016 | Common Stock | 23,333 | $ 1.21 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Lott Virgil 13950 STOWE DRIVE POWAY, CA 92064 |
 |  |  Senior VP, Operations |  |
/s/ Virgil Lott | 10/28/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The options shall vest, with a vesting commencement date of November 11, 2008, over a four-year period with one forty-eighth (1/48th) of the shares subject to the option becoming exercisable each month on the same day of the month, or to the extent such a month does not have the corresponding day, on the last day of any such month, until all the shares are vested and exercisable, subject to optionee continuing to be an employee on each such date. |
(2) | The options shall vest, with a vesting commencement date of July 9, 2009, over a two-year period with fifty percent (50%) of the shares subject to the option becoming exercisable on the one year anniversary of the vesting commencement date and one twenty-fourth (1/24th) of the shares subject to the option becoming exercisable each month thereafter on the same day of the month, or to the extent such a month does not have the corresponding day, on the last day of any such month, until all the shares are vested and exercisable, subject to optionee continuing to be an employee on each such date. |