Transaction Valuation | Amount of Filing fee | ||||
$22,734,959* | $698** | ||||
* | Estimated in accordance with Rule 0-11 of the Securities Exchange Act of 1934, as amended, solely for the purpose of calculating the filing fee based upon the maximum number of shares of Common Stock covered by deferred stock units issuable in connection with the exchange offer (1,459,240) and the average of the high and low prices of the Common Stock on the New York Stock Exchange on May 15, 2007. | |||||
** | The amount of the filing fee, calculated in accordance with Rule 0-11(b) of the Securities and Exchange Act of 1934, as amended by Fee Rate Advisory No. 6 for fiscal year 2007, equals $30.70 per million dollars of the value of the transaction. | |||||
þ Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. | ||||||
Amount Previously Paid: $698 | Filing Party: Boston Scientific Corporation | |||||
Form or Registration No.: 005-43484 | Date Filed: May 22, 2007 | |||||
o Check the box if the filing relates solely to communications made before the commencement of a tender offer. | ||||||
Check the appropriate boxes below to designate any transactions to which the statement relates: | ||||||
o third-party tender offer subject to Rule 14d-1. | ||||||
þ issuer tender offer subject to Rule 13e-4. | ||||||
o going-private transaction subject to Rule 13e-3. | ||||||
o amendment to Schedule 13D under Rule 13d-2. | ||||||
Check the following box if the filing is a final amendment reporting the results of the tender offer: þ |
EXHIBIT | DESCRIPTION OF EXHIBIT | |
(a)(l)(A)*
|
Offer to Exchange, dated May 22, 2007 | |
(a)(1)(B)*
|
Form of Election Form | |
(a)(1)(C)*
|
Form of Notice of Withdrawal | |
(a)(1)(D)*
|
Form of Mellon Welcome and Login Screens | |
(a)(1)(E)*
|
Form of Election Screen | |
(a)(1)(F)*
|
Form of Confirmation Screen | |
(a)(1)(G)*
|
Form of Summary Screen | |
(a)(1)(H)*
|
Form of Online Information About the Exchange | |
(a)(1)(I)*
|
Form of Online Exchange Instructions | |
(a)(1)(J)*
|
Form of Online Election Form and Terms and Conditions | |
(a)(1)(K)*
|
Form of Supplemental Frequently Asked Questions | |
(a)(1)(L)*
|
Form of Stock Option Exchange Program At-a-Glance | |
(a)(1)(M)*
|
Form of Deferred Stock Unit Award under Boston Scientific Corporation 2003 Long-Term Incentive Plan | |
(a)(1)(N)*
|
Form of Communication from Jim Tobin, the Companys President and Chief Executive Officer, Lucia Quinn, the Companys Executive Vice President, Human Resources, to Eligible Employees, dated May 22, 2007, regarding Announcement of Option Exchange Offer |
(a)(1)(O)*
|
Form of Boston Scientific Stock Option Exchange Program Portal PIN Delivery Communication | |
(a)(1)(P)*
|
Form of Reminder of Expiration of Boston Scientific Stock Option Exchange Program | |
(a)(1)(Q)*
|
Form of Communication to Eligible Employees Announcing Cancellation of Boston Scientific Stock Option Exchange Program | |
(a)(1)(R)*
|
Form of Confirmation of Participation in the Boston Scientific Stock Option Exchange Program | |
(a)(1)(S)*
|
Form of Communication regarding the Results of the Boston Scientific Stock Option Exchange Program | |
(a)(1)(T)*
|
Form of Communication regarding Webinar Schedule | |
(a)(1)(U)*
|
Form of Exchange Program Worksheet | |
(a)(1)(V)*
|
Boston Scientific Corporation Annual Report on Form 10-K for its fiscal year ended December 31, 2007, SEC File No. 1-11083, filed with the Securities and Exchange Commission on March 1, 2007 and incorporated herein by reference | |
(a)(1)(W)*
|
Boston Scientific Corporation Quarterly Report on Form 10-Q for its fiscal quarter ended March 31, 2007, SEC File No. 1-11083, filed with the Securities and Exchange Commission on May 9, 2007 and incorporated herein by reference | |
(a)(1)(X)*
|
Boston Scientific Corporation Current Report on Form 8-K, SEC File No. 1-11083, filed with the Securities and Exchange Commission on May 11, 2007 and incorporated herein by reference | |
(a)(1)(Y)*
|
Form of Australia Specific Documents | |
(a)(1)(Z)*
|
Form of Belgium Specific Documents | |
(a)(1)(AA)*
|
Form of Hungary Specific Documents | |
(a)(1)(BB)*
|
Form of Webinar | |
(a)(1)(CC)*
|
Form of Exchange Program Individual Worksheet | |
(a)(1)(DD)*
|
Form of Communications regarding amendment to Offer to Exchange | |
(b)
|
Not applicable | |
(d)(1)*
|
Boston Scientific Corporation 2003 Long-Term Incentive Plan, as amended (incorporated by reference to Exhibit 10.17 to the Annual Report on Form 10-K for the year ended December 31, 2003 and Exhibit 10.3 to the Current Report on Form 8-K dated May 9, 2005, File No. 1-11083). | |
(d)(2)*
|
Boston Scientific Corporation 2000 Long-Term Incentive Plan, as amended (incorporated by reference to Exhibit 10.20 to the Annual Report on Form 10-K for the year ended December 31, 1999, Exhibit 10.18 to the Annual Report on Form 10-K for the year ended December 31, 2001, Exhibit 10.1 to the Current Report on Form 8-K dated December 22, 2004 and Exhibit 10.3 to the Current Report on Form 8-K dated May 9, 2005, File No. 1-11083). | |
(d)(3)*
|
Form(s) of Stock Option Agreement under Boston Scientific Corporation 2000 Long Term Incentive Plan, (incorporated by reference to Exhibit 10.1 and 10.2 to the Current Report on Form 8-K, SEC File No. 1-11083, filed with the Securities and Exchange Commission on December 10, 2004) |
(d)(4)*
|
Form(s) of Stock Option Agreement under Boston Scientific Corporation 2003 Long Term Incentive Plan, as amended (incorporated by reference to Exhibit 10.1 and 10.2 to the Current Report on Form 8-K, SEC File No. 1-11083, filed with the Securities and Exchange Commission on December 10, 2004) | |
(g)
|
Not applicable | |
(h)
|
Not applicable |
* | Exhibits previously filed |
BOSTON SCIENTIFIC CORPORATION |
||||
By: | /s/ Lawrence J. Knopf | |||
Lawrence J. Knopf | ||||
Vice President and Assistant General Counsel | ||||
EXHIBIT | DESCRIPTION OF EXHIBIT | |
(a)(l)(A)*
|
Offer to Exchange, dated May 22, 2007 | |
(a)(1)(B)*
|
Form of Election Form | |
(a)(1)(C)*
|
Form of Notice of Withdrawal | |
(a)(1)(D)*
|
Form of Mellon Welcome and Login Screens | |
(a)(1)(E)*
|
Form of Election Screen | |
(a)(1)(F)*
|
Form of Confirmation Screen | |
(a)(1)(G)*
|
Form of Summary Screen | |
(a)(1)(H)*
|
Form of Online Information About the Exchange | |
(a)(1)(I)*
|
Form of Online Exchange Instructions | |
(a)(1)(J)*
|
Form of Online Election Form and Terms and Conditions | |
(a)(1)(K)*
|
Form of Supplemental Frequently Asked Questions | |
(a)(1)(L)*
|
Form of Stock Option Exchange Program At-a-Glance | |
(a)(1)(M)*
|
Form of Deferred Stock Unit Award under Boston Scientific Corporation 2003 Long-Term Incentive Plan | |
(a)(1)(N)*
|
Form of Communication from Jim Tobin, the Companys President and Chief Executive Officer, Lucia Quinn, the Companys Executive Vice President, Human Resources, to Eligible Employees, dated May 22, 2007, regarding Announcement of Option Exchange Offer | |
(a)(1)(O)*
|
Form of Boston Scientific Stock Option Exchange Program Portal PIN Delivery Communication | |
(a)(1)(P)*
|
Form of Reminder of Expiration of Boston Scientific Stock Option Exchange Program | |
(a)(1)(Q)*
|
Form of Communication to Eligible Employees Announcing Cancellation of Boston Scientific Stock Option Exchange Program | |
(a)(1)(R)*
|
Form of Confirmation of Participation in the Boston Scientific Stock Option Exchange Program | |
(a)(1)(S)*
|
Form of Communication regarding the Results of the Boston Scientific Stock Option Exchange Program | |
(a)(1)(T)*
|
Form of Communication regarding Webinar Schedule | |
(a)(1)(U)*
|
Form of Exchange Program Worksheet | |
(a)(1)(V)*
|
Boston Scientific Corporation Annual Report on Form 10-K for its fiscal year ended December 31, 2007, SEC File No. 1-11083, filed with the Securities and Exchange Commission on March 1, 2007 and incorporated herein by reference |
(a)(1)(W)*
|
Boston Scientific Corporation Quarterly Report on Form 10-Q for its fiscal quarter ended March 31, 2007, SEC File No. 1-11083, filed with the Securities and Exchange Commission on May 9, 2007 and incorporated herein by reference | |
(a)(1)(X)*
|
Boston Scientific Corporation Current Report on Form 8-K, SEC File No. 1-11083, filed with the Securities and Exchange Commission on May 11, 2007 and incorporated herein by reference | |
(a)(1)(Y)*
|
Form of Australia Specific Documents | |
(a)(1)(Z)*
|
Form of Belgium Specific Documents | |
(a)(1)(AA)*
|
Form of Hungary Specific Documents | |
(a)(1)(BB)*
|
Form of Webinar | |
(a)(1)(CC)*
|
Form of Exchange Program Individual Worksheet | |
(a)(1)(DD)*
|
Form of Communications regarding amendment to Offer to Exchange | |
(b)
|
Not applicable | |
(d)(1)*
|
Boston Scientific Corporation 2003 Long-Term Incentive Plan, as amended (incorporated by reference to Exhibit 10.17 to the Annual Report on Form 10-K for the year ended December 31, 2003 and Exhibit 10.3 to the Current Report on Form 8-K dated May 9, 2005, File No. 1-11083). | |
(d)(2)*
|
Boston Scientific Corporation 2000 Long-Term Incentive Plan, as amended (incorporated by reference to Exhibit 10.20 to the Annual Report on Form 10-K for the year ended December 31, 1999, Exhibit 10.18 to the Annual Report on Form 10-K for the year ended December 31, 2001, Exhibit 10.1 to the Current Report on Form 8-K dated December 22, 2004 and Exhibit 10.3 to the Current Report on Form 8-K dated May 9, 2005, File No. 1-11083). | |
(d)(3)*
|
Form(s) of Stock Option Agreement under Boston Scientific Corporation 2000 Long Term Incentive Plan, (incorporated by reference to Exhibit 10.1 and 10.2 to the Current Report on Form 8-K, SEC File No. 1-11083, filed with the Securities and Exchange Commission on December 10, 2004) | |
(d)(4)*
|
Form(s) of Stock Option Agreement under Boston Scientific Corporation 2003 Long Term Incentive Plan, as amended (incorporated by reference to Exhibit 10.1 and 10.2 to the Current Report on Form 8-K, SEC File No. 1-11083, filed with the Securities and Exchange Commission on December 10, 2004) | |
(g)
|
Not applicable | |
(h)
|
Not applicable |
* | Exhibits previously filed |