UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
GOLD FIELDS LIMITED
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(Name of Issuer)
Ordinary Shares, par value Rand 0.50 per share
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(Title of Class of Securities)
38059T106
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(CUSIP Number)
Nicholas Jordan
Anglo American plc
20 Carlton House Terrace
London SW1Y 5AN
United Kingdom
011-44-20-7698-8888
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(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
April 5, 2004
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(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g) check the
following box [ ]
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See ss. 240.13d-7(b) for other
parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 5 Pages
SCHEDULE 13D
CUSIP No. 38059T106
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1 NAME OF REPORTING PERSONS: ANGLO AMERICAN PLC
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS: _____________________
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ ]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS: AF
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) [ ]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION: United Kingdom
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NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY NONE
OWNED BY --------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON NONE
WITH --------------------------------------------------------
9 SOLE DISPOSITIVE POWER
NONE
--------------------------------------------------------
10 SHARED DISPOSITIVE POWER
NONE
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
NONE
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(See Instructions) [ ]
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.00%
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14 TYPE OF REPORTING PERSON (See Instructions)
CO
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Page 2 of 5
SCHEDULE 13D
CUSIP No. 38059T106
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1 NAME OF REPORTING PERSONS: ANGLO SOUTH AFRICA CAPITAL (PTY) LTD
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS: _____________________
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS: AF
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) [ ]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION: The Republic of South Africa
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NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY NONE
OWNED BY --------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON NONE
WITH --------------------------------------------------------
9 SOLE DISPOSITIVE POWER
NONE
--------------------------------------------------------
10 SHARED DISPOSITIVE POWER
NONE
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
NONE
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(See Instructions) [ ]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.00%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
CO
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Page 3 of 5
This Amendment No. 2 ("Amendment No. 2") amends and supplements the
Statement on Schedule 13D filed on June 28, 2002, amended and supplemented by
Amendment No. 1 filed on March 30, 2004 (the "Schedule 13D"), with respect to
the ordinary shares, par value Rand 0.50 per share (the "Issuer Ordinary
Shares"), of Gold Fields Limited, a corporation organized under the laws of the
Republic of South Africa (the "Issuer"). The principal executive offices of the
Issuer are located at 24 St. Andrews Road, Parktown, 2193 South Africa. Unless
otherwise indicated, the capitalized terms used but not defined herein shall
have the meaning assigned to such term in the Schedule 13D.
Pursuant to an agreement, dated March 29, 2004 (the "Purchase
Agreement"), between Anglo SA Capital and Norimet Limited ("Norimet"), a wholly
owned subsidiary of OAO Mining and Metallurgical Company Norilsk Nickel
("Norilsk"), Anglo SA Capital sold 98,467,758 Issuer Ordinary Shares, which
represents the Reporting Persons' entire equity interest in the Issuer, to
Norimet for an aggregate consideration of South African Rand 7,631,251,245.
Settlement of the sale contemplated by the Purchase Agreement occurred on April
5, 2004 and, as a result, Anglo SA Capital and Anglo American are no longer
beneficial owners of the Issuer Ordinary Shares.
Item 4. Purpose of the Transaction.
The response set forth in Item 4 of the Schedule 13D is hereby amended
by deleting the response in its entirety and replacing it with the following:
"Not applicable."
Item 5. Interest in Securities of the Issuer.
The response set forth in Item 5 of the Schedule 13D is hereby amended
by deleting the response in its entirety and replacing it with the following:
"(a) Neither the Reporting Persons nor, to the best of their knowledge,
any of the persons listed on Exhibit A to the Schedule 13D beneficially own any
Issuer Ordinary Shares.
(b) Not applicable.
(c) Other than the transaction consummated pursuant to the Purchase
Agreement, none of the Reporting Persons nor, to the best of their knowledge,
any of the persons listed on Exhibit A to the Schedule 13D has effected any
transaction in the Issuer Ordinary Shares since February 5, 2004.
(d) Not applicable.
(e) The Reporting Persons ceased to be the beneficial owners of more
than five percent of the Issuer Ordinary Shares as of April 5, 2004."
Page 4 of 5 Pages
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated:
April 5, 2004 ANGLO AMERICAN PLC
/s/: Nicholas Jordan
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Signature
Nicholas Jordan/Company Secretary
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Name/Title
Dated:
April 5, 2004
ANGLO SOUTH AFRICA CAPITAL (PTY) LTD
By: ANGLO AMERICAN PLC
Pursuant to the Joint Filing Agreement
/s/: Nicholas Jordan
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Signature
Nicholas Jordan/Company Secretary
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Name/Title
Page 5 of 5 Pages