SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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Schedule 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2 )1
Gaiam, Inc.
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(Name of Issuer)
Class A Common Stock, par value $.0001 per share
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(Title of Class of Securities)
36268Q103
(CUSIP Number)
December 31, 2001
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13-d1(c)
[X ] Rule 13-d1(d)
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1The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
(Continued on following page(s))
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1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Jirka Rysavy
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a)
(b)
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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NUMBER OF 5 SOLE VOTING POWER
SHARES 7,874,200
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BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY -0-
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EACH 7 SOLE DISPOSITIVE POWER
REPORTING 7,874,200
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PERSON 8 SHARED DISPOSITIVE POWER
WITH -0-
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,874,200
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)EXCLUDES CERTAIN SHARES
(See instructions)
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
56.0%
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12 TYPE OF REPORTING PERSON (See instructions)
IN
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Item 1(a). Name of Issuer:
Gaiam, Inc.
Item 1(b). Address of Issuer's Principal Executive Offices:
360 Interlocken Boulevard, Suite 300, Broomfield, CO 80021
Item 2(a). Name(s) of Person(s) Filing:
Jirka Rysavy
Item 2(b). Address of Principal Business Office or, if None, Residence
360 Interlocken Boulevard, Suite 300, Broomfield, CO 80021
Item 2(c). Citizenship:
United States
Item 2(d). Title of Class of Securities:
Class A Common Stock, par value $.0001 per share
Item 2(e). CUSIP Number:
36268Q103
Item 3. If this statement is filed pursuant to ss.ss.240.13d-1(b) or
240.13d-2(b) or (c), check whether the person filing is a:
(a) Broker or dealer registered under section 15 of the Act
(15 U.S.C. 78o);
(b) Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c) Insurance company as defined in section 3(a)(19) of the Act
(15 U.S.C. 78c);
(d) Investment company registered under section 8 of the Investment
Company Act, (15 U.S.C. 80a-8);
(e) An investment adviser in accordance withss.240.13d-1(b)(1)(ii)(E);
(f) An employee benefit plan or endowment fund in accordance with
ss.240.13d-1(b)(1)(ii)(F);
(g) A parent holding company or control person in accordance with
ss.240.13d-1(b)(1)(ii)(G);
(h) A savings association as defined in section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813);
(i) A church plan that is excluded from the definition of an
investment company under section 3(c)(14) of the Investment
Company Act of 1940 (15 U.S.C. 80a-3);
(j) Group, in accordance withss.240.13d-1(b)(1)(ii)(J).
Not applicable
Item 4. Ownership.
(a) Amount beneficially owned: 7,874,200
(includes options to acquire 88,000
which are vested or will vest
within 60 days)
(b) Percent of class: 56.0%
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote: 7,874,200
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the disposition of: 7,874,200
(iv) Shared power to dispose or to direct the disposition of: 0
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial owner
of more than five percent of the class of securities, check the
following.
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on by the Parent Holding Company.
Not applicable
Item 8. Identification and Classification of Members of the Group.
Not applicable
Item 9. Notice of Dissolution of Group.
Not applicable
Item 10. Certification.
Not applicable
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 12, 2002
(Date)
/s/ Jirka Rysavy
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(Signature)
Jirka Rysavy
(Name/Title)