Prestige Brands Holdings, Inc.
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(Name of Issuer)
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Common Stock, $0.01 par value
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(Title of Class of Securities)
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74112D101
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(CUSIP Number)
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December 31, 2016
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(Date of Event Which Requires Filing of this Statement)
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CUSIP No.
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74112D101
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1.
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NAME OF REPORTING PERSONS
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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Manor Road Capital Partners, LLC
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) [_]
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(b) [X]
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5.
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SOLE VOTING POWER
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0
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6.
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SHARED VOTING POWER
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3,230,000
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7.
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SOLE DISPOSITIVE POWER
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0
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8.
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SHARED DISPOSITIVE POWER
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3,230,000
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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3,230,000
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10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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[_]
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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6.1%
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12.
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IA
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CUSIP No.
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74112D101
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1.
|
NAME OF REPORTING PERSONS
|
|
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
||
Manor Road Advisors, LLC
|
||
2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a) [_]
|
||
(b) [X]
|
||
3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
|
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Delaware
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
||
5.
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SOLE VOTING POWER
|
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0
|
||
6.
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SHARED VOTING POWER
|
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3,230,000
|
||
7.
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SOLE DISPOSITIVE POWER
|
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0
|
||
8.
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SHARED DISPOSITIVE POWER
|
|
3,230,000
|
||
9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
3,230,000
|
||
10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
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[_]
|
||
11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
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6.1%
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12.
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO
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CUSIP No.
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74112D101
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1.
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NAME OF REPORTING PERSONS
|
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
||
John Ku
|
||
2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a) [_]
|
||
(b) [X]
|
||
3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States of America
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
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5.
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SOLE VOTING POWER
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0
|
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6.
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SHARED VOTING POWER
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3,230,000
|
||
7.
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SOLE DISPOSITIVE POWER
|
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0
|
||
8.
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SHARED DISPOSITIVE POWER
|
|
3,230,000
|
||
9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
3,230,000
|
||
10.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
[_]
|
||
11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
6.1%
|
||
12.
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN, HC
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CUSIP No.
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74112D101
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Item 1.
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(a).
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Name of Issuer:
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Prestige Brands Holdings, Inc.
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(b).
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Address of issuer's principal executive offices:
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660 White Plains Rd.
Tarrytown, NY 10591
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Item 2.
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(a).
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Name of person filing:
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Manor Road Capital Partners, LLC
Manor Road Advisors, LLC
John Ku
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(b).
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Address or principal business office or, if none, residence:
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900 Third Avenue
Suite 1001
New York, NY 10022
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(c).
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Citizenship:
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Manor Road Capital Partners, LLC – Delaware
Manor Road Advisors, LLC – Delaware
John Ku – United States of America
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(d).
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Title of class of securities:
|
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common stock, $0.01 par value (the "Common Stock")
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(e).
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CUSIP No.:
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74112D101
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Item 3.
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If This Statement is filed pursuant to §§.240.13d-1(b) or 240.13d-2(b), or (c), check whether the person filing is a
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(a)
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[_]
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
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[_]
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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[_]
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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[_]
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
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(e)
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[_]
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An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
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(f)
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[_]
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An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
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(g)
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[_]
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A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
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(h)
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[_]
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A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.1813);
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(i)
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[_]
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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[_]
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A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
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(k)
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[_]
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Group, in accordance with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution:
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Item 4.
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Ownership.
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(a)
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Amount beneficially owned:
|
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Manor Road Capital Partners, LLC – 3,230,000 shares of Common Stock
Manor Road Advisors, LLC – 3,230,000 shares of Common Stock
John Ku – 3,230,000 shares of Common Stock
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(b)
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Percent of class:
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Manor Road Capital Partners, LLC – 6.1%
Manor Road Advisors, LLC – 6.1%
John Ku – 6.1%
Percent of class is calculated based on 52,934,148 shares of Common Stock issued and outstanding as of October 28, 2016 as reported in the Issuer's Current Report on Form 10-Q, filed on November 3, 2016.
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(c)
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Number of shares as to which the person has:
|
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(i)
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Sole power to vote or to direct the vote
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0
|
,
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(ii)
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Shared power to vote or to direct the vote
|
||||
Manor Road Capital Partners, LLC – 3,230,000 shares of Common Stock
Manor Road Advisors, LLC – 3,230,000 shares of Common Stock
John Ku – 3,230,000 shares of Common Stock
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(iii)
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Sole power to dispose or to direct the disposition of
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0
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,
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(iv)
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Shared power to dispose or to direct the disposition of
|
|||||
Manor Road Capital Partners, LLC – 3,230,000 shares of Common Stock
Manor Road Advisors, LLC – 3,230,000 shares of Common Stock
John Ku – 3,230,000 shares of Common Stock
|
||||||
Instruction: For computations regarding securities which represent a right to acquire an underlying security see §240.13d-3(d)(1).
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||||||
Item 5.
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Ownership of Five Percent or Less of a Class.
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If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [_]*.
|
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Instruction: Dissolution of a group requires a response to this item.
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Item 6.
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Ownership of More Than Five Percent on Behalf of Another Person.
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All of the Common Shares are held in the accounts of Manor Road Capital Partner, LLC's clients, none of which individually own more than 5% of the Common Stock.
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
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See Exhibit B
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Item 8.
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Identification and Classification of Members of the Group.
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Not Applicable
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Item 9.
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Notice of Dissolution of Group.
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Not Applicable
|
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Item 10.
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Certification.
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By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.
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2/13/2017
|
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(Date)
|
||
MANOR ROAD CAPITAL PARTNERS, LLC*
|
||
By: /s/ John Ku
|
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(Signature)
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||
John Ku, Managing Member
|
||
(Name/Title)
|
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2/13/2017
|
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(Date)
|
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MANOR ROAD ADVISORS, LLC*
|
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By: /s/ John Ku
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(Signature)
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John Ku, Managing Member
|
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(Name/Title)
|
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2/13/2017
|
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(Date)
|
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By: /s/ John Ku*
|
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(Signature)
|
||
John Ku, Managing Member
|
||
(Name/Title)
|
||
2/13/2017
|
||
(Date)
|
||
MANOR ROAD CAPITAL PARTNERS, LLC
|
||
By: /s/ John Ku
|
||
(Signature)
|
||
John Ku, Managing Member
|
||
(Name/Title)
|
||
2/13/2017
|
||
(Date)
|
||
MANOR ROAD ADVISORS, LLC
|
||
By: /s/ John Ku
|
||
(Signature)
|
||
John Ku, Managing Member
|
||
(Name/Title)
|
||
2/13/2017
|
||
(Date)
|
||
By: /s/ John Ku
|
||
(Signature)
|
||
John Ku, Managing Member
|
||
(Name/Title)
|
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