1
|
NAME OF REPORTING PERSONS
Quad/Graphics ESOP
|
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2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
Not Applicable
|
(a) £
(b) £
|
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3
|
SEC USE ONLY
|
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4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Wisconsin
|
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
4,596,697
|
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6
|
SHARED VOTING POWER
0
|
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7
|
SOLE DISPOSITIVE POWER
4,596,697
|
||||
8
|
SHARED DISPOSITIVE POWER
0
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,596,697
|
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10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
Not Applicable
|
£
|
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11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
13.0% (1)
|
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12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
EP
|
|
(1)
|
The percent ownership calculated is based upon an aggregate of 35,407,352 shares outstanding as of November 2, 2015.
|
Item 1(a).
|
Name of Issuer:
|
|
Quad/Graphics, Inc.
|
Item 1(b).
|
Address of Issuer’s Principal Executive Offices:
|
|
N61 W23044 Harry’s Way, Sussex, Wisconsin 53089-3995.
|
Item 2(a).
|
Name of Person Filing:
|
|
Quad/Graphics ESOP (the “ESOP”)
|
Item 2(b).
|
Address of Principal Business Office or, if none, Residence:
|
|
c/o BMO Harris Bank N.A., 111 E. Kilbourn Ave. Suite 200, Milwaukee, WI 53202.
|
Item 2(c).
|
Citizenship:
|
|
The ESOP is governed by the laws of the state of Wisconsin.
|
Item 2(d).
|
Title of Class of Securities:
|
|
Class A Common Stock
|
Item 2(e).
|
CUSIP Number:
|
|
747301109
|
Item 3.
|
If this statement is filed pursuant to sections 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:
|
|
(f)
|
T
|
An employee benefit plan or endowment fund in accordance with section 240.13d-1(b)(1)(ii)(F).
|
Item 4.
|
Ownership:
|
|
(a)
|
Amount Beneficially Owned: 4,596,697
|
|
(b)
|
Percent of Class: 13.0%
|
|
(c)
|
Number of shares as to which such person has:
|
|
(i)
|
sole power to vote or to direct the vote: 4,596,697
|
|
(ii)
|
shared power to vote or to direct the vote: 0
|
|
(iii)
|
sole power to dispose or to direct the disposition of: 4,596,697
|
|
(iv)
|
shared power to dispose or to direct the disposition of: 0
|
|
N/A
|
|
N/A
|
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person:
|
|
N/A
|
|
N/A
|
|
N/A
|
|
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect
|