file:///C:/myweb/Edgar Filings/Page 5s/read6.htm

 

 

U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM 5
ANNUAL STATEMENT OF CHANGES BENEFICIAL OWNERSHIP

 

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940.

 

1. Name and Address of Reporting Person: Dean S. Read, 4 Old Garden Way, Bar Harbor ME  04609

2. Issuer Name and Tickler or Trading Symbol: Bar Harbor Bankshares, CUSIP No. 066849100

3. IRS or Social Security Number of Reporting Person (Voluntary): Not provided

4. Statement for Month/Year: 2002

5. If Amendment, Date of Original: NA

6. Relationship of Reporting Person to Issuer: President

 

Table 1: Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

Title of Security

Tran Date

Tran Code

Securities Acquired (A) or Disposed of (d) Amount A/D Price

Amount of Securities

Ownership Form

Nature of Ownership

 

 

 

 

 

 

1390

D

 

Bar Harbor Bankshares Common Stock

 

 

 

 

 

100

I

Spouse

Bar Harbor Bankshares Common Stock

2002

P

104

A

Intermittent Purchases through 401k Plan

1594

D

 

 

 

Table 2: Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

 

Title of  Derivative Security

Conver-sion or Exercise Price of Deriv-ative Security

Transaction Date (Month/Day/Year)

Transaction Code

Number of Derivative Securities Acquired (A) or Disposed of (D)

Date Exercisable and Expiration Date (Month/Day/Year)

Title and Amount of Underlying Securities

Price of Derivative Security

Number of Derivative Securities Beneficially Owned at End of Year

Ownership of Derivative Security: Direct (D) or Indirect (I)

Nature of Indirect Beneficial Ownership

 

 

 

 

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

 

 

 

 

Incentive Stock Option Plan

15.40

6/20/01

A

6450

 

6/20/01

6/20/11

Bar Harbor Bankshares Common Stock

6450

*

6450

D

 

Incentive Stock Option Plan

15.40

6/20/01

A

6425

 

6/20/02

6/20/11

Bar Harbor Bankshares Common Stock

6425

*

6425

D

 

Incentive Stock Option Plan

15.40

6/20/01

A

6425

 

6/20/03

6/20/11

Bar Harbor Bankshares Common Stock

6425

*

6425

D

 

Incentive Stock Option Plan

15.40

6/20/01

A

6425

 

6/20/04

6/20/11

Bar Harbor Bankshares Common Stock

6425

*

6425

D

 

Incentive Stock Option Plan

15.40

6/20/01

A

6425

 

6/20/05

6/20/11

Bar Harbor Bankshares Common Stock

6425

*

6425

D

 

Incentive Stock Option Plan

15.40

6/20/01

A

6425

 

6/20/06

6/20/11

Bar Harbor Bankshares Common Stock

6425

*

6425

D

 

Incentive Stock Option Plan

15.40

6/20/01

A

6425

 

6/20/07

6/20/11

Bar Harbor Bankshares Common Stock

6425

*

6425

D

 

*Grant of Incentive Stock Options to acquire Bar Harbor Bankshares Common Stock under

Bar Harbor Bankshares (and subsidiaries) Incentive Stock Option Plan of 2000.