UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Kaminsky Sandy Nyholm 400 S. EMERSON STREET DENVER, CO 80209 |
 |  X |  |  |
HFB Heirs Family Trust II 400 S. EMERSON ST. DENVER, CO 90209 |
 |  X |  |  |
/s/ Sandy Nyholm Kaminsky | 10/05/2017 | |
**Signature of Reporting Person | Date | |
/s/ Sandy Nyholm Kaminsky, Trustee of the HFB Heirs' Trust II (formerly HFB Heirs' Family Trust) | 10/05/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares are directly owned by the HFB Heirs' Family Trust, a ten percent owner of the issuer, and indirectly by Sandy Nyholm Kaminsky, the trustee of the HFB Heirs' Family Trust. |
(2) | This amendment to Form 3 amends the Form 3 filed on July 9, 2015 to correct the amount of shares held by the HFB Heirs' Trust II (formerly HFB Heirs' Family Trust) as of June 29, 2015. |