UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 9, 2016
OCONEE FEDERAL FINANCIAL CORP.
(Exact name of Registrant as specified in its charter)
Federal (State or Other Jurisdiction of Incorporation) |
001-35033 (Commission File Number) |
32-0330122 (I.R.S. Employer Identification No.) |
201 East North Second Street, Seneca, South Carolina 29678
(Address of principal executive offices)
(864) 882-2765
Registrant's telephone number, including area code
Not Applicable
(Former Name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: |
¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.07 | Submission of Matters to a Vote of Security Holders. |
On November 9, 2016, Oconee Federal Financial Corp. (the “Company”) held its Annual Meeting of Stockholders. At the Annual Meeting, stockholders considered the election of directors, a non-binding resolution with respect to the Company’s executive compensation, and the ratification of the independent registered public accounting firm. A breakdown of the votes cast is set forth below.
1. | The election of Directors. |
For | Withheld | Broker non-votes | ||||||||||
Harry B. Mays, Jr. | 5,427,235 | 29,721 | 328,779 | |||||||||
Cecil T. Sandifer, Jr. | 5,427,685 | 29,271 | 328,779 |
2. | The approval of an advisory, non-binding resolution with respect to the Company’s executive compensation, as described in the proxy statement. |
For | Against | Abstain | Broker non-votes | |||||||||||
5,185,785 | 69,695 | 21,476 | 328,779 |
3. | The ratification of the appointment of Crowe Horwath LLP as independent registered public accounting firm for the Company for the fiscal year ending June 30, 2017. |
For | Against | Abstain | Broker non-votes | |||||||||||
5,561,637 | 25,523 | 18,575 | 0 |
Item 9.01. | Financial Statements and Exhibits |
(a) | Financial statements of businesses acquired. Not Applicable. | |
(b) | Pro forma financial information. Not Applicable. | |
(c) | Shell company transactions: Not Applicable. | |
(d) | Exhibits. None. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned duly authorized.
OCONEE FEDERAL FINANCIAL CORP. | ||
Date: November 14, 2016 | By: | /s/ Curtis T. Evatt |
Curtis T. Evatt | ||
President and Chief Financial Officer (Duly Authorized Representative) |