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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Slifka Alfred A C/O GLOBAL PARTNERS LP 800 SOUTH ST. WALTHAM, MA 02454 |
X | X |
/s/ Edward J. Faneuil, Attorney-in-fact for Alfred A. Slifka | 03/01/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Pursuant to a Contribution Agreement (the "Contribution Agreement") dated November 21, 2011 between the Issuer and AE Holdings Corp. ("AEHC"), the Issuer acquired from AEHC 100% of the outstanding membership interests in Alliance Energy LLC in exchange for (i) the issuance to AEHC of 5,850,000 Common Units and (ii) an agreed upon post-closing cash adjustment. |
(2) | Richard Slifka and Alfred A. Slifka each owns stock directly in AEHC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Units in this report shall not be deemed an admission of beneficial ownership of all the reported Common Units for purposes of Section 16 or for any other purpose. |
(3) | Richard Slifka and Alfred A. Slifka are equal indirect beneficial owners of the Common Units held by Global Petroleum Corp. |
(4) | Richard Slifka and Alfred A. Slifka are equal indirect beneficial owners of the Common Units held by Montello Oil Corporation. |
(5) | Richard Slikfa and Alfred A. Slifka are equal indirect beneficial owners of the Common Units held by Sandwich Terminal, L.L.C. |
(6) | Richard Slifka and Alfred A. Slifka are equal indirect beneficial owners of the Common Units held by Chelsea Terminal Limited Partnership. |