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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Stock Options | $ 6.75 | Â | Â | Â | Â | Â | Â (4) | 03/05/2008 | Common Stock | Â | 5,400 | Â | ||
Stock Options | $ 4 | Â | Â | Â | Â | Â | 12/09/2003 | 12/09/2009 | Common Stock | Â | 750 | Â | ||
Stock Options | $ 4.65 | Â | Â | Â | Â | Â | Â (7) | 12/07/2010 | Common Stock | Â | 7,500 | Â | ||
Stock Options | $ 5.95 | Â | Â | Â | Â | Â | Â (9) | 12/06/2011 | Common Stock | Â | 10,000 | Â | ||
Stock Options | $ 3.62 | Â | Â | Â | Â | Â | Â (11) | 12/03/2012 | Common Stock | Â | 7,500 | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
PICKMAN STEVEN J 1300 MAIN STREET P.O. BOX 130 ATCHISON, KS 66002 |
 |  |  Vice President |  |
Steven J. Pickman | 08/12/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On July 16, 2004, the common stock of MGP Ingredients, Inc. split 2-for-1 resulting in the reporting person's acquisition of 60 additional shares. |
(2) | On July 16, 2004, the common stock of MGP Ingredients, Inc. split 2-for-1 resulting in the reporting person's acquisition of 565.3645 additional shares of stock options; and includes 106.3677 shares acquired between the period of 7/1/2004 and 6/30/2005 under ESPP in a transaction exempt under 16b-3(c). |
(3) | On July 16, 2004, the common stock of MGP Ingredients, Inc. split 2-for-1 resulting in the reporting person's acquisition of 7101.825 additional shares; and includes 786.24 shares acquired between the period of 7/1/2004 and 6/30/2005 under ESOP in a transaction exempt under 16b-3(c). |
(4) | 1,350 shares vested on each date as follows: 3/5/1999; 3/5/2000; 3/5/2001; 3/5/2002 |
(5) | On July 16, 2004, the common stock of MGP Ingredients, Inc. split 2-for-1 resulting in the reporting person's acquisition of 2,700 additional shares of stock options. |
(6) | On July 16, 2004, the common stock of MGP Ingredients, Inc. split 2-for-1 resulting in the reporting person's acquisition of 375 additional shares of stock options. |
(7) | 2,500 shares vested on each date as follows: 12/7/2002; 12/7/2003; 12/7/2004 |
(8) | On July 16, 2004, the common stock of MGP Ingredients, Inc. split 2-for-1 resulting in the reporting person's acquisition of 7,500 additional shares of stock options. |
(9) | 2,500 shares vested on each date as follows: 12/6/2002; 12/6/2003; 12/6/2004; 12/6/2005 |
(10) | On July 16, 2004, the common stock of MGP Ingredients, Inc. split 2-for-1 resulting in the reporting person's acquisition of 5,000 additional shares of stock options. |
(11) | 500 shares vested on each date as follows: 12/3/2004; 12/6/2005; 12/6/2006 |
(12) | On July 16, 2004, the common stock of MGP Ingredients, Inc. split 2-for-1 resulting in the reporting person's acquisition of 7,500 additional shares of stock options. |
(13) | On July 16, 2004, the common stock of MGP Ingredients, Inc. split 2-for-1 resulting in the reporting person's acquisition of 6,612 additional shares. |