UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BERKSHIRE HATHAWAY INC 3555 FARNAM STREET OMAHA, NE 68131 |
 |  X |  |  |
BUFFETT WARREN E 3555 FARNAM STREET OMAHA, NE 68131 |
 X |  |  |  |
/s/ Berkshire Hathaway Inc., by Marc D. Hamburg | 07/02/2015 | |
**Signature of Reporting Person | Date | |
/s/ Warren E. Buffett | 07/02/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These securities are owned by Berkshire Hathaway Inc. ("Berkshire"). Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the securities presently owned by Berkshire. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Mr. Buffett is a director of the issuer, but does not directly own any securities of the issuer. |
(2) | These reported securities are owned by Benjamin Moore & Co. Retirement Income Plan (the "Pension Plan"), which is the pension plan of one of Berkshire's subsidiaries. Each of Mr. Buffett, Berkshire and the Pension Plan disclaims beneficial ownership in such securities. |