1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
|
Â
(1)
|
06/17/2023 |
Common Stock
|
98,660
|
$
2.232
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(2)
|
09/10/2020 |
Common Stock
|
36,929
|
$
0.682
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(3)
|
06/23/2021 |
Common Stock
|
570
|
$
0.682
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(4)
|
10/17/2022 |
Common Stock
|
32,258
|
$
0.682
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(5)
|
11/30/2019 |
Common Stock
|
1,814
|
$
0.062
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
One-sixteenth of the shares vested on August 3, 2013 and one-sixteenth vest quarterly thereafter. |
(2) |
As of January 30, 2014, 33,870 of the shares underlying this option shall be vested. On April 8, 2014 and July 8, 2014, subject to the reorting person's continuous service to the issuer through such date, 2,419 and 640 shares underlying this option shall become vested, respectively. |
(3) |
As of January 30, 2014, 522 of the shares underlying this option shall be vested. On April 8, 2014 and July 8, 2014, subject to the reporting person's continuous service to the issuer through such date, 37 and 11 shares underlying this option shall become vested, respectively. |
(4) |
One-sixteenth of the shares vested on December 1, 2012 and one-sixteenth vest quarterly thereafter. |
(5) |
One-eighth of the shares vested on May 23, 2010 and thereafter, on a quarterly basis measured from May 23, 2010, the option shall become vested with respect to an additional 1/16th of the total number of shares of stock subject to the option, until such time as the option is vested with respect to all the shares of stock subject to the option. |