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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Deferred Share Award - Time Vesting | $ 0 | 02/28/2010 | M | 61,242 | (1) | (1) | Common Shares | 61,242 | $ 0 | 61,242 | D | ||||
Restricted Stock Units (2) | $ 0 | 02/26/2010 | A | 148,979 | (3) | (3) | Common Shares | 148,979 | $ 0 | 148,979 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Armour Gregory Mark 1555 PEACHTREE STREET NE SUITE 1800 ATLANTA, GA 30309 |
SMD |
/s/ Jonathan J. Doyle, as Attorney In Fact | 03/02/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Deferred Share Awards vest in three equal annual installments and expire upon the employee's termination of employment. |
(2) | Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. |
(3) | The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. |
Remarks: This Form 4 reports (i) the grant of Restricted Stock Units under the Global Equity Incentive Plan, (ii) the acquisition of Common Shares as a result of the vesting of certain Deferred Share Awards -Time Vesting, and (iii) the withholding of Common Shares incident to such vesting to satisfy tax liability. |