UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee stock option (right to buy) | Â (1) | 02/05/2016 | Common Stock | 1,848 | $ 42.105 | D | Â |
Employee stock option (right to buy) | Â (2) | 03/06/2017 | Common Stock | 3,750 | $ 44.705 | D | Â |
Employee stock option (right to buy) | Â (3) | 03/06/2018 | Common Stock | 2,268 | $ 68.36 | D | Â |
Employee stock option (right to buy) | Â (4) | 03/06/2019 | Common Stock | 3,759 | $ 30.46 | D | Â |
Restricted stock units | Â (5) | Â (5) | Common Stock | 488 | $ (6) | D | Â |
Restricted stock units | Â (7) | Â (7) | Common Stock | 1,644 | $ (6) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Dunning David R 6700 LAS COLINAS BOULEVARD IRVING, TX 75039 |
 |  |  Group President |  |
/s/ Eric P. Helm by Power of Attorney | 04/07/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The original grant on 2/9/06 was for 1,155 shares which vest over five years. On 2/5/07 231 shares became exercisable and were exercised by the reporting person on 5/10/07. On 2/5/08 231 additional shares became exercisable. On 7/16/08, as the result of Fluor's 2-for-1 stock split in the form of a stock dividend, the reporting person received an additional 924 shares. On 2/5/09 an additional 462 shares became exercisable. The remaining options become exercisable in two installments of 462 shares on 2/5/10 and 2/5/11. |
(2) | The original grant on 3/6/07 was for 1,875 shares. On 3/6/08 375 shares became exercisable. On 7/16/08, as the result of Fluor's 2-for-1 stock split in the form of a stock dividend, the reporting person received an additional 1,875 shares. On 3/6/09, 750 shares became exercisable. The remaining options become exercisable in three installments of 750 shares on 3/6/10, 3/6/11 and 3/6/12. |
(3) | The original grant on 3/4/08 was for 1,134 shares. On 7/16/08, as the result of Fluor's 2-for-1 stock split in the form of a stock dividend, the reporting person received an additional 1,134 shares. On 3/6/09, 756 shares became exercisable. The remaining shares become exercisable in two installments of 756 shares on 3/6/10 and 3/6/11. |
(4) | The option becomes exercisable in three installments of 1,253 shares on 3/6/10, 3/6/11 and 3/6/12. |
(5) | The original grant on 3/4/08 was for 366 units. On 7/16/08, as the result of Fluor's stock split in the form of a stock dividend, the reporting person received an additional 366 units. On 3/6/09 244 units vested and were settled in stock. The remaining units will vest and be settled in stock in two installments of 244 units on 3/6/10 and 3/6/11. |
(6) | Each restricted stock unit represents a contingent right to receive one share of Fluor common stock. |
(7) | The units vest and will be settled in stock in three installments of 548 units on 3/6/10, 3/6/11 and 3/6/12. |
 Remarks: This Form is being amended to clarify the vesting of options and units and reflect the effect of a 2-for-1 stock split in the form of a stock dividend. |