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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Director Stock Option (Right to Buy) | $ 9 | 10/14/2004 | M | 4,166 (1) | (3) | 01/07/2012 | Common Stock | 4,166 (1) | $ 0 | 10,834 | D | ||||
Director Stock Option (Right to Buy) | $ 7.37 | 10/14/2004 | M | 2,500 | (4) | 02/05/2013 | Common Stock | 2,500 | $ 0 | 7,500 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SANQUINI RICHARD L 14087 LOMA RIO DRIVE SARATOGA, CA 95070 |
X |
Richard L. Sanquini | 10/20/2004 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This amendment is being filed to correct an error in number of $9.00 options exercised and sold that were reported on the original Form 4. |
(2) | The shares were sold pursuant to a 10b5-1 Sales Plan dated August 4, 2004. |
(3) | 833 of the total number of shares subject to the option vested and became exercisable on December 19, 2003, and 1/24th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 19th day of each month thereafter. |
(4) | 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the February 5, 2003 vesting commencement date, and 1/48th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 5th day of each month thereafter. |