UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): November 2, 2007
ALCOA INC.
(Exact name of Registrant as specified in its charter)
| Pennsylvania | 1-3610 | 25-0317820 | ||
| (State or Other Jurisdiction of Incorporation) |
(Commission File Number) | (I.R.S. Employer Identification Number) |
| 390 Park Avenue, New York, New York | 10022-4608 | |
| (Address of Principal Executive Offices) | (Zip Code) |
| Office of Investor Relations | 212-836-2674 | |||||
| Office of the Secretary | 212-836-2732 | |||||
| (Registrant’s telephone number, including area code) | ||||||
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 8.01. | Other Events. |
Attached as Exhibit 100 to this report are the following financial statements from Alcoa Inc.’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2007, filed with the Securities and Exchange Commission (the “SEC”) on October 25, 2007, formatted in XBRL (eXtensible Business Reporting Language): (i) the Condensed Statement of Consolidated Income for the three-month and nine-month periods ended September 30, 2007 and 2006, (ii) the Condensed Consolidated Balance Sheet at September 30, 2007 and December 31, 2006, and (iii) the Condensed Statement of Consolidated Cash Flows for the nine-month periods ended September 30, 2007 and 2006.
Users of this data are advised pursuant to Rule 401 of Regulation S-T that the financial information contained in the XBRL-Related Documents is unaudited and these are not the financial statements of Alcoa Inc. as filed with the SEC. The purpose of submitting these XBRL-Related Documents is to test the related format and technology and, as a result, investors should not rely on the information in this Current Report on Form 8-K, including Exhibit 100, in making investment decisions.
In accordance with Rule 402 of Regulation S-T, the information in this Current Report on Form 8-K, including Exhibit 100, shall not be deemed to be “filed” for purposes of Section 11 of the Securities Act of 1933, as amended (the “Securities Act”), or Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of these sections, and are not part of any registration statement to which they may relate, and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act or the Exchange Act, except as expressly set forth by specific reference in such filing.
| Item 9.01. | Financial Statements and Exhibits. |
(d) Exhibits.
The following financial statements from Alcoa Inc.’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2007, filed with the SEC on October 25, 2007, formatted in XBRL: (i) the Condensed Statement of Consolidated Income for the three-month and nine-month periods ended September 30, 2007 and 2006, (ii) the Condensed Consolidated Balance Sheet at September 30, 2007 and December 31, 2006, and (iii) the Condensed Statement of Consolidated Cash Flows for the nine-month periods ended September 30, 2007 and 2006, are furnished as exhibits to this report and are collectively referred to as Exhibit 100:
| 100.INS | XBRL Instance Document | |
| 100.SCH | XBRL Taxonomy Extension Schema Document | |
| 100.CAL | XBRL Taxonomy Extension Calculation Linkbase Document | |
| 100.LAB | XBRL Taxonomy Extension Label Linkbase Document | |
| 100.PRE | XBRL Taxonomy Extension Presentation Linkbase Document | |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| ALCOA INC. | ||
| By: | /s/ Joseph R. Lucot | |
| Joseph R. Lucot | ||
| Vice President and Controller | ||
Dated: November 2, 2007
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EXHIBIT INDEX
| Exhibit No. | Description | |
| 100.INS | XBRL Instance Document | |
| 100.SCH | XBRL Taxonomy Extension Schema Document | |
| 100.CAL | XBRL Taxonomy Extension Calculation Linkbase Document | |
| 100.LAB | XBRL Taxonomy Extension Label Linkbase Document | |
| 100.PRE | XBRL Taxonomy Extension Presentation Linkbase Document | |
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