Form 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 


FORM 8-K

 


CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): September 7, 2006

 


Luna Innovations Incorporated

(Exact name of registrant as specified in its charter)

 


 

Delaware   000-52008   54-1560050

(State or other jurisdiction

of incorporation)

  (Commission File Number)  

(IRS Employer

Identification No.)

10 South Jefferson Street, Suite 130

Roanoke, Virginia 24011

(Address of principal executive offices, including zip code)

540-552-5128

(Registrant’s telephone number, including area code)

 

(Former name or former address, if changed since last report)

 


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 



Item 7.01. Regulation FD Disclosure.

On September 7, 2006, Luna Innovations Incorporated (the “Company”) issued a press release announcing its financial outlook for the six-month and full year periods ending December 31, 2006. The press release incorporates an open letter to stockholders, also dated September 7, 2006, from the Company’s Chairman and Chief Executive Officer Kent A. Murphy discussing the Company’s recent performance and prospects as well as its expected financial results for the second half of 2006. Both the press release and letter to stockholders are attached hereto as Exhibit 99.1 and are incorporated herein by reference.

The information in this Current Report on Form 8-K and the exhibit attached hereto are being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) or otherwise subject to the liabilities of that section, nor shall they be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any general incorporation language in such filing.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

 

Exhibit  

Description

99.1   Press Release, including open letter to stockholders, dated September 7, 2006 by Luna Innovations Incorporated


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Luna Innovations Incorporated
By:  

/s/ Aaron S. Hullman

 

Aaron S. Hullman

Vice President and General Counsel

Date: September 8, 2006


EXHIBIT INDEX

 

Exhibit No.  

Description

99.1   Press Release, including open letter to stockholders, dated September 7, 2006 by Luna Innovations Incorporated