Form 6-K
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U.S. SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 6-K

 

 

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16 UNDER

THE SECURITIES EXCHANGE ACT OF 1934

 

Commission File Number: 333-10486

 

For the Month of September 2003

 

Trend Micro Incorporated

(Translation of registrant’s name into English)

 

 

Shinjuku MAYNDS Tower, 1-1, Yoyogi 2-chome,

Shibuya-ku, Tokyo 151-0053, Japan

(Address of principal executive offices)

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

 

Form 20-F      X            Form 40-F            

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):    

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):    

 

Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

 

Yes               No     X    

 

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-            

 

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Information furnished on this form:

 

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1.    Purchase Report on Treasury Shares for the period from August 1, 2003 to August 31, 2003, filed on September 10, 2003, with Kanto Local Finance Bureau     

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SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

       

TREND MICRO INCORPORATED

Date:  

October 1, 2003

       By:  

/s/    MAHENDRA NEGI        

               

Mahendra Negi

Representative Director, Chief Financial Officer and

Executive Vice President

 

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PURCHASE REPORT

ON TREASURY SHARES

 

(Pursuant to Section 1, Article 24-6 of the Securities and Exchange Law of Japan)

 

          Reporting Period:    From    August 1, 2003          
               To    August 31, 2003          

 

 

Trend Micro Incorporated

 

(9 4 1 2 7 2)

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Purchase Report on Treasury Shares

 

(Pursuant to Section 1, Article 24-6 of the Securities and Exchange Law of Japan)

 

          Reporting Period:    From    August 1, 2003          
               To    August 31, 2003          

 

To: Director General of Kanto Local Finance Bureau

 

Filed on September 10, 2003

 

 

 

Corporate Name   Trend Micro Incorporated
Title and Name of Representative  

President and Representative Director:

Chang Ming-Jang

Location of the Registered Office  

Shinjuku MAYNDS Tower, 1-1, Yoyogi 2-chome,

Shibuya-ku, Tokyo, Japan

    Phone: 03-5334-3600
Liaison Contact  

Controller, Finance & Accounting Department and

General Manager, Corporate Affairs Department:

Yuzuru Nanami

Place to Contact  

Shinjuku MAYNDS Tower, 1-1, Yoyogi 2-chome,

Shibuya-ku, Tokyo, Japan

    Phone: 03-5334-3600
Liaison Contact   Treasurer and Accountant Manager: Yuzuru Nanami

 

 

Place at which copies of the Annual Securities Report is Offered for Public Inspection

 

Name

  

Location

Tokyo Stock Exchange   2-1, Kabuto-cho, Nihonbashi, Chuo-ku, Tokyo, Japan

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Class of Shares:  Ordinary Shares

 

 

1.   Description of Purchase

 

(1)   Description of Purchase according to the Resolution by the General Meeting of Shareholders

 

(As of August 31, 2003)

 

Segment    Number of Shares    Total Amount     Remarks

Description of the Resolution on the General Meeting of Shareholders

 

(Resolution on March 26, 2002)

    2,500,000 shares    JPY 5,000,000,000     Note

Number of Treasury Shares purchased for the Reporting Period

 

(Date of Purchase)

    August 1    30,000 shares    JPY 57,700,000      
   August 4    50,000 shares    JPY 95,291,000      
   August 5    50,000 shares    JPY 92,167,500      
   August 6    50,000 shares    JPY 91,380,500      
   August 7    50,000 shares    JPY 90,019,000      
   August 8    50,000 shares    JPY 91,781,500      
   August 11    50,000 shares    JPY 94,654,000      
   August 12    50,000 shares    JPY 97,860,500      
   August 13    6,000 shares    JPY 11,994,000      
   Total    386,000 shares    JPY 722,848,000      

Total Number of Treasury Shares purchased by the End of the Reporting Month

    850,000 shares    JPY 1,543,109,000      

Progress of Purchase of Treasury Shares

    34%    30.9 %    

 

Note:   It is 1.89% of the ratio of (i) the total number of shares resolved pursuant to Section 1 of Article 210 of the Commercial Code of Japan at the general meeting of shareholders to (ii) the total number of shares issued and outstanding as at the date when such general meeting was closed.

 

(2)   Description of Purchase from the Subsidiaries

 

Not applicable

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(3)   Description of Purchase for Cancellation by using Revaluation Excess

 

Not applicable

 

2.   Description of Disposition

 

Not applicable

 

3.   Description of Holding

 

(As of August 31, 2003)

 

Segment    Number of Shares    Remarks

Total Number of Shares issued and outstanding

    132,503,417 shares     

Number of Treasury Shares held

    1,943,722 shares     

Number of Treasury Shares held for Cancellation by using Revaluation Excess

    0 shares