FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
Report of Foreign Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For period ending August 2010
GlaxoSmithKline plc
(Name of registrant)
980 Great West Road, Brentford, Middlesex, TW8 9GS
(Address of principal executive offices)
Indicate by check mark whether the registrant files or
will file annual reports under cover Form 20-F or Form 40-F
Form 20-F x Form 40-F
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Indicate by check mark whether the registrant by furnishing the
information contained in this Form is also thereby furnishing the
information to the Commission pursuant to Rule 12g3-2(b) under the
Securities Exchange Act of 1934.
Yes No x
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Financial Services Authority
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
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1. Identity of the issuer or the underlying issuer |
GlaxoSmithKline Plc |
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2. Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
Yes |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached. |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the |
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4. Full name of shareholder(s) |
Legal & General Assurance (Pensions Management) Limited (PMC) |
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5. Date of the transaction and date on |
16 August 2010 |
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6. Date on which issuer notified: |
17 August 2010 |
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7. Threshold(s) that is/are crossed or |
L&G (From 4% to 3%) |
8. Notified details: |
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A: Voting rights attached to shares |
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Class/type of |
Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights |
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Direct |
Indirect |
Direct |
Indirect |
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Ordinary 25p |
208,149,243 |
207,246,143 |
207,246,143 |
3.99% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date |
Exercise/ |
Number of voting rights instrument refers to |
% of voting rights |
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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207,246,143 |
3.99% |
9. Chain of controlled undertakings through which the voting rights and/or the |
Legal & General Group Plc (Direct and Indirect) (Group) |
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Legal & General Investment Management (Holdings) Limited (LGIMH) (Direct and Indirect) |
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Legal & General Investment Management Limited (Indirect) (LGIM) |
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Legal & General Group Plc (Direct) (L&G) ( 207,246,143 - 3.99%= LGAS, LGPL & PMC) |
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Legal & General Investment Management (Holdings) Limited (Direct) (LGIMHD) ( 173,534,467 – 3.34%= PMC) |
Legal & General Insurance Holdings Limited (Direct) (LGIH) |
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Legal & General Assurance (Pensions Management) Limited (PMC) ( 173,534,467 – 3.34%= PMC) |
Legal & General Assurance Society Limited (LGAS & LGPL) |
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Legal & General Pensions Limited (Direct) (LGPL) |
Proxy Voting: |
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10. Name of the proxy holder: |
N/A |
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11. Number of voting rights proxy holder will cease |
N/A |
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12. Date on which proxy holder will cease to hold |
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13. Additional information: |
Notification using the total voting rights figure of 5,192,669,600 |
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14. Contact name: |
Paul Toon (LGIM) |
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15. Contact telephone number: |
020 3124 3854 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorised.
GlaxoSmithKline plc
(Registrant)
Date: August 18 2010
By: VICTORIA WHYTE
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Victoria Whyte
Authorised Signatory for and on
behalf of GlaxoSmithKline plc