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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HAYS THOMAS C FORTUNE BRANDS, INC. 520 LAKE COOK ROAD DEERFIELD, IL 60015 |
 X |  |  |  |
Angela M. Pla, Attorney-in-Fact for Mr. Thomas C. Hays | 02/10/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On August 1, 2005, a trust for which Mr. Hays acted as the trustee and had voting and investment power terminated as a result of the death of Mr. Hays' father. The termination of the trust resulted in 800 shares of the issuer's common stock being distributed to the beneficiaries of the trust, which are Mr. Hays' adult children. |
(2) | On December 23, 2005, 48,152 shares of the issuer's common stock, indirectly held by Mr. Hays, were transferred from trusts for the benefit of Mr. Hays and his spouse to two grantor retained annuity trusts for the benefit of Mr. Hays and his spouse. As a result, Mr. Hays indirectly owns 48,152 shares of the issuer's common stock through the grantor retained annuity trusts and 1,250 shares of the issuer's common stock through a separate trust. |
(3) | The number of shares reported as held by the Fortune Brands, Inc. Retirement Savings Plan Trust represents the undersigned's proportional beneficial interest in the common stock held in the Trust as of February 8, 2006. |
 Remarks: Mr. Hays indirectly owns 48,152 shares of the issuer's common stock through grantor retained annuity trusts and 1,250 shares of the issuer's common stock though a separate trust. Mr. Hays also owns options to purchase 218,316 shares of the issuer's common stock and indirectly owns 4,114 shares of the issuer's common stock through his participation in the Fortune Brands Retirement Savings Plan Trust.  In addition,  Mr. Hays is deemed to have indirect beneficial ownership of 9,107 shares of the issuer's common stock held in various trusts for the benefit of family members, however, he disclaims beneficial ownership of these shares. |