1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
(1)
|
Â
(2)
|
11/06/2011 |
Common Stock
|
66,581
|
$
4.92
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(1)
|
Â
(2)
|
11/06/2011 |
Common Stock
|
49,317
|
$
4.92
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(1)
|
Â
(2)
|
05/13/2012 |
Common Stock
|
7,243
|
$
2.6
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(1)
|
Â
(3)
|
01/21/2015 |
Common Stock
|
113,491
|
$
3.02
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(1)
|
Â
(4)
|
01/21/2015 |
Common Stock
|
60,355
|
$
3.02
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(5)
|
Â
(6)
|
10/27/2013 |
Common Stock
|
50,000
|
$
3.9
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Option granted under SeeBeyond Technology Corporation 1998 Stock Plan. |
(2) |
Immediately. |
(3) |
A total of 56,745 shares are fully vested and exercisable with the remaining 56,746 shares becoming exercisable as follows: (i) 14,186 shares on each of January 21, 2006 and January 21, 2007; and (ii) 14,187 shares on each of January 21, 2008 and January 21, 2009. |
(4) |
A total of 30,177 shares are fully vested and exercisable with the remaining 30,178 shares becoming exercisable as follows: (i) 7,544 shares on each of January 21, 2006 and January 21, 2007; and (ii) 7,545 shares on each of January 21, 2008 and January 21, 2009. |
(5) |
Option granted under Sun Microsystems, Inc. 1996 Equity Compensation Acquisition Plan. |
(6) |
This option vests and becomes exercisable in five equal annual installments of 10,000 shares beginning on October 3, 2006. |