1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock option granted 12/1/03
|
04/12/2005(3)
|
11/30/2010 |
Common stock
|
2,500
|
$
29.5
|
D
|
Â
|
Stock option granted 6/8/07
|
Â
(2)
|
06/07/2014 |
Common stock
|
1,000
|
$
18.11
|
D
|
Â
|
Stock option granted 11/9/07
|
Â
(2)
|
11/08/2014 |
Common stock
|
3,334
|
$
16.37
|
D
|
Â
|
Stock option granted 6/12/08
|
Â
(2)
|
06/11/2015 |
Common stock
|
11,667
|
$
17.48
|
D
|
Â
|
Stock option granted 5/18/09
|
Â
(2)
|
05/17/2016 |
Common stock
|
20,000
|
$
8.82
|
D
|
Â
|
Stock option granted 6/29/09
|
Â
(2)
|
06/28/2016 |
Common stock
|
13,334
|
$
12.36
|
D
|
Â
|
Stock option granted 6/11/10
|
Â
(2)
|
06/10/2020 |
Common stock
|
41,000
|
$
34.13
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The Amount of Securities Beneficially Owned consists of the following: 2,971 shares owned without restriction; 3,334 shares of restricted stock granted 11/9/07, half of which vests on the 3rd and 4th anniversaries of the date of grant; 4,500 shares of restricted stock granted 6/12/08, which vest on 6/12/13; 7,334 shares of restricted stock granted 5/18/09, half of which vests on the 2nd and 3rd anniversaries of the date of grant; and 7,000 shares of a restricted stock granted 6/11/10, one-third of which vests on the 2nd, 3rd and 4th anniversaries of the date of grant. |
(2) |
The option becomes exercisable in 33 1/3% increments on the first, second and third anniversaries of the date grant. |
(3) |
This option was originally set to vest in 33 1/3% increments on the first, second and third anniversaries of the date of grant. On 4/12/05, the Compensation Committee of Veeco's Board of Directors approved the acceleration of vesting of unvested stock options granted prior to 9/1/04 having an exercise price greater than $15.26, the closing price of Veeco's common stock on the last trading day before the Committee approved the acceleration. As a result, all of these options become exercisable on 4/12/05. |