UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 15

 

CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION

UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934

OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13

AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

Commission File No. 001-35973

 

          Truett-Hurst, Inc.      

(Exact name of registrant as specified in its charter)

 

125 Foss Creek Circle, Healdsburg, CA 95448

(707) 431-4423

(Address, including zip code and telephone number, including area code, of registrant’s principal executive offices)

 

            Class A Common Stock, $0.001 par value           

(Title of each class of securities covered by this Form)

 

           None          

(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)

 

Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:

 

	Rule 12g-4(a)(1)		☒
	Rule 12g-4(a)(2)		☐
	Rule 12h-3(b)(1)(i)		☒
	Rule 12h-3(b)(1)(ii)		☐
	Rule 15d-6		☐
	Rule 15d-22(b)		☐

 

Approximate number of holders of record as of the certification or notice date: 76

 

 

Pursuant to the requirements of the Securities and Exchange Act of 1934, Truett-Hurst, Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.

 

Dated: March 28, 2019				By:		/s/ Paul E. Dolan, III
						Name:  Paul E. Dolan, III
						Title: President and Chief Executive Officer