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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SEWITCH STANLEY JR WD-40 COMPANY 1061 CUDAHY PLACE SAN DIEGO, CA 92110 |
VP, Global Org. Dev. |
Richard T. Clampitt, as attorney-in-fact for Stanley Sewitch, Jr. | 10/27/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The number of Market Share Units (Common Stock equivalents) (MSUs) has been corrected to report the actual number of MSUs acquired upon certified vesting of MSUs awarded to the reporting person on October 14, 2013. The original report incorrectly reported the acquisition of 722 MSUs. The vested MSUs will be settled by issuance of shares of Common Stock not later than November 15, 2016. |
(2) | The total reported as of the transaction date included 990.007 shares held in the WD-40 Company Profit Sharing Plan (Company Stock Fund) account. The total also included 1,547 Restricted Stock Units (Common Stock equivalents) (RSUs), all of which are subject to future vesting, 1,585 MSUs (target number) awarded to the reporting person in 2014 and 2015, all of which are subject to future vesting, 1,083 vested MSUs and 190 vested Deferred Performance Units (Common Stock equivalents) (DPUs). The vested DPUs will be settled solely with Issuer Common Stock following termination of employment. The total reported as of October 10, 2016 does not include the award of RSUs on October 11, 2016 that were included on the original Form 4 report filed on October 12, 2016. |