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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $ 25.0173 | 02/20/2019 | M | 8,970 | (3) | 02/23/2022 | Ordinary Shares | 8,970 | $ 0 | 0 | D | ||||
Stock Option (Right to Buy) | $ 25.0472 | 02/20/2019 | M | 919 | (4) | 02/23/2022 | Ordinary Shares | 919 | $ 0 | 0 | D | ||||
Stock Option (Right to Buy) | $ 32.3319 | 02/20/2019 | M | 5,916 | (5) | 02/21/2023 | Ordinary Shares | 5,916 | $ 0 | 5,916 | D | ||||
Stock Option (Right to Buy) | $ 32.3319 | 02/20/2019 | M | 5,916 | (5) | 02/21/2023 | Ordinary Shares | 5,916 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Shannon Patrick S C/O SCHLAGE LOCK CO., LLC 11819 N PENNSYLVANIA STREET CARMEL, IN 46032 |
Sr. V. President & CFO |
/s/ Hatsuki Miyata, Attorney-In-Fact | 02/22/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This transaction was executed in multiple sales ranging from $87.00 to $87.50 per share, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected regarding footnotes (1) and (2) to this Form 4. |
(2) | This transaction was executed in multiple sales at $88.00 per share. |
(3) | A stock option that vested in equal annual installments on February 24, 2014 and February 24, 2015, and is exercisable. |
(4) | A stock option which is fully vested and exercisable. |
(5) | A stock option that vested in equal annual installments on February 22, 2014, February 22, 2015 and February 22, 2016, and is exercisable. |