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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Class B Common Stock | $ 0 (6) | 09/19/2008 | Â | J(3) | 82,483 | Â | Â (6) | Â (6) | Class A Common Stock | $ 0 | 150,513 | CTR - RAIV (4) | ||
Class B Common Stock | Â | 09/19/2008 | Â | J(3) | Â | 82,483 | Â (6) | Â (6) | Class A Common Stock | $ 0 | 69,984 | CTR 2009B GRAT - RAIV (5) | ||
Class B Common Stock | $ 0 | 11/13/2008 | Â | G | Â | 106,924 | Â (6) | Â (6) | Class A Common Stock | $ 0 | 0 | CTR RAI (7) | ||
Class B Common Stock | $ 0 (6) | 11/13/2008 | Â | G | Â | 220,496 | Â (6) | Â (6) | Class A Common Stock | $ 0 | 0 | CTR - RAIV (4) | ||
Class B Common Stock | $ 0 (6) | Â | Â | Â | Â | Â | Â (6) | Â (6) | Class A Common Stock | Â | 7,000 | CTR 2009B GRAT (2) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
RANKIN CLARA L T NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 300 MAYFIELD HEIGHTS, OH 44124 |
 |  |  | Member of a Group |
/s/ Charles A. Bittenbender, attorney-in-fact | 02/17/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reporting Person's son serves as Trustee of a Trust for the benefit of the Clara L.T. Rankin . |
(2) | Represents shares which is held in a qualified annuity intesest trust for the benefit of Clara LT Rankin. |
(3) | Represents GRAT Exchange from Reporting Person's GRAT into her main trust. |
(4) | RA4. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. |
(5) | Represents the proportionate limited partnership interest in shares held by Rankin Assoc 4, which is held in a qualified annuity interest trust for the benefit of Clara LT Rankin. |
(6) | N/A |
(7) | Represents the proportionate limited partnership interest in shares held by Rankin Assoc I, which is held in a qualified annuity interest trust for the benefit of Clara LT Rankin. |
 Remarks: "Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement", the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. |