npxbtf2013.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-07390

BOULDER TOTAL RETURN FUND, INC.
 (Exact name of registrant as specified in charter)

 Fund Administrative Services, LLC
 2344 Spruce Street, Suite A, Boulder, CO 80302
(Address of principal executive offices) (Zip code)

Fund Administrative Services, LLC
2344 Spruce Street, Suite A, Boulder, CO 80302
(Name and address of agent for service)

Registrant’s Telephone Number, including Area Code: (303) 444-5483

Date of fiscal year end: November 30

Date of reporting period: July 1, 2012 – June 30, 2013


Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.


 
 

 


Item 1. Proxy Voting Record

For Period July 1, 2012 to June 30, 2013

               
Matter
     
     
Shareholder
       
Proposed
   
For or
 
Ticker
 
Meeting
Record
Meeting
 Proposal
 
by Issuer
Vote Cast
Vote
Against
Name of Issuer
Symbol
CUSIP
Date
Date
Type
 Number
Description of Matter to be Voted On
or Holder
(Yes or Abstain)
(For or Against)
Management
                       
DIAGEO PLC
DEO
25243Q205
10/17/2012
9/4/2012
Annual
1
REPORT AND ACCOUNTS 2012.
Issuer
Yes
For
For
           
2
DIRECTORS' REMUNERATION REPORT 2012.
Issuer
Yes
For
For
           
3
DECLARATION OF FINAL DIVIDEND.
Issuer
Yes
For
For
           
4
RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE)
Issuer
Yes
For
For
           
5
RE-ELECTION OF LM DANON AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE)
Issuer
Yes
For
For
           
6
RE-ELECTION OF LORD DAVIES AS A DIRECTOR. (AUDIT, NOMINATION, REMUNERATION(CHAIRMAN OF THE COMMITTEE))
Issuer
Yes
For
For
           
7
RE-ELECTION OF BD HOLDEN AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE)
Issuer
Yes
For
For
           
8
RE-ELECTION OF DR FB HUMER AS A DIRECTOR. (NOMINATION COMMITTEE (CHAIRMAN OF THE COMMITTEE))
Issuer
Yes
For
For
           
9
RE-ELECTION OF D MAHLAN AS A DIRECTOR. (EXECUTIVE COMMITTEE)
Issuer
Yes
For
For
           
10
RE-ELECTION OF PG SCOTT AS A DIRECTOR. (AUDIT(CHAIRMAN OF THE COMMITTEE), NOMINATION, REMUNERATION COMMITTEE)
Issuer
Yes
For
For
           
11
RE-ELECTION OF HT STITZER AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE)
Issuer
Yes
For
For
           
12
RE-ELECTION OF PS WALSH AS A DIRECTOR. (EXECUTIVE COMMITTEE(CHAIRMAN OF THE COMMITTEE))
Issuer
Yes
For
For
           
13
ELECTION OF HO KWONPING AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE)
Issuer
Yes
For
For
           
14
ELECTION OF IM MENEZES AS A DIRECTOR. (EXECUTIVE COMMITTEE)
Issuer
Yes
For
For
           
15
RE-APPOINTMENT OF AUDITOR.
Issuer
Yes
For
For
           
16
REMUNERATION OF AUDITOR.
Issuer
Yes
For
For
           
17
AUTHORITY TO ALLOT SHARES.
Issuer
Yes
For
For
           
18
DISAPPLICATION OF PRE-EMPTION RIGHTS.
Issuer
Yes
For
For
           
19
AUTHORITY TO PURCHASE OWN ORDINARY SHARES.
Issuer
Yes
For
For
           
20
AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE IN THE EU.
Issuer
Abstain
Abstain
Abstain
           
21
REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING.
Issuer
Yes
Against
Against
                       
W.P. CAREY & CO. LLC
WPC
92930Y107
9/13/2012
7/16/2012
Special
1
A PROPOSAL TO ADOPT AND APPROVE THE TRANSACTIONS DESCRIBED IN THE AGREEMENT AND PLAN OF MERGER DATED AS OF FEBRUARY 17, 2012 ("THE MERGER AGREEMENT"), BY AND AMONG CORPORATE PROPERTY ASSOCIATES 15 INCORPORATED, W. P. CAREY & CO. LLC, W. P. CAREY REIT, INC. (NOW NAMED W. P. CAREY INC.), AND THE OTHER PARTIES THERETO, AS MORE THOROUGHLY DESCRIBED IN THE ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS.
Issuer
Yes
For
For
           
2
A PROPOSAL TO ADOPT AND APPROVE THE TRANSACTIONS DESCRIBED IN THE AGREEMENT AND PLAN OF MERGER DATED AS OF FEBRUARY 17, 2012 (THE "REIT CONVERSION AGREEMENT"), BETWEEN W. P. CAREY & CO. LLC AND W. P. CAREY REIT, INC. (NOW NAMED W. P. CAREY INC.), AS MORE THOROUGHLY DESCRIBED IN THE ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS.
Issuer
Yes
For
For
           
3
A PROPOSAL TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE SPECIAL MEETING OR ANY ADJOURNMENTS OR POSTPONEMENTS OF THE SPECIAL MEETING, INCLUDING, WITHOUT LIMITATION, A MOTION TO ADJOURN THE SPECIAL MEETING TO ANOTHER TIME FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES TO APPROVE THE PROPOSALS ABOVE.
Issuer
Abstain
Abstain
Abstain
                       
CISCO SYSTEMS, INC.
CSCO
17275R102
11/15/2012
9/17/2012
Annual
1
Election of directors. Nominees:
       
             
1) ELECTION OF DIRECTOR: CAROL A. BARTZ
Issuer
Yes
For
For
             
2) ELECTION OF DIRECTOR: MARC BENIOFF
Issuer
Yes
For
For
             
3) ELECTION OF DIRECTOR: M. MICHELE BURNS
Issuer
Yes
For
For
             
4) ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS
Issuer
Yes
For
For
             
5) ELECTION OF DIRECTOR: LARRY R. CARTER
Issuer
Yes
For
For
             
6) ELECTION OF DIRECTOR: JOHN T. CHAMBERS
Issuer
Yes
For
For
             
7) ELECTION OF DIRECTOR: BRIAN L. HALLA
Issuer
Yes
For
For
             
8) ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY
Issuer
Yes
For
For
             
9) ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON
Issuer
Yes
For
For
             
10) ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH
Issuer
Yes
For
For
             
11) ELECTION OF DIRECTOR: RODERICK C. MCGEARY
Issuer
Yes
For
For
             
12) ELECTION OF DIRECTOR: ARUN SARIN
Issuer
Yes
For
For
             
13) ELECTION OF DIRECTOR: STEVEN M. WEST
Issuer
Yes
For
For
           
2
APPROVAL OF AMENDMENT AND RESTATEMENT OF THE EXECUTIVE INCENTIVE PLAN.
Issuer
Yes
For
For
           
3
APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION.
Issuer
Yes
For
For
           
4
RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2013.
Issuer
Yes
For
For
           
5
APPROVAL TO HAVE CISCO'S BOARD ADOPT A POLICY TO HAVE AN INDEPENDENT BOARD CHAIRMAN WHENEVER POSSIBLE.
Holder
Yes
Against
For
           
6
APPROVAL TO REQUEST CISCO MANAGEMENT TO PREPARE A REPORT ON "CONFLICT MINERALS" IN CISCO'S SUPPLY CHAIN.
Holder
Yes
Against
For
                       
COHEN & STEERS INFRASTRUCTURE FUND, INC
CNS
19248A109
4/25/2013
2/20/2013
Annual
1
Election of directors. Nominees:
       
             
1) MARTIN COHEN
Issuer
Yes
For
For
             
2) RICHARD J. NORMAN
Issuer
Yes
For
For
             
3) FRANK K. ROSS
Issuer
Yes
For
For
                       
JOHNSON & JOHNSON
JNJ
478160104
4/25/2013
2/26/2013
Annual
1
Election of directors. Nominees:
       
             
1) ELECTION OF DIRECTOR: MARY SUE COLEMAN
Issuer
Yes
For
For
             
2) ELECTION OF DIRECTOR: JAMES G. CULLEN
Issuer
Yes
For
For
             
3) ELECTION OF DIRECTOR: IAN E.L. DAVIS
Issuer
Yes
For
For
             
4) ELECTION OF DIRECTOR: ALEX GORSKY
Issuer
Yes
For
For
             
5) ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS
Issuer
Yes
For
For
             
6) ELECTION OF DIRECTOR: SUSAN L. LINDQUIST
Issuer
Yes
For
For
             
7) ELECTION OF DIRECTOR: ANNE M. MULCAHY
Issuer
Yes
For
For
             
8) ELECTION OF DIRECTOR: LEO F. MULLIN
Issuer
Yes
For
For
             
9) ELECTION OF DIRECTOR: WILLIAM D. PEREZ
Issuer
Yes
For
For
             
10) ELECTION OF DIRECTOR: CHARLES PRINCE
Issuer
Yes
For
For
             
11) ELECTION OF DIRECTOR: A. EUGENE WASHINGTON
Issuer
Yes
For
For
             
12) ELECTION OF DIRECTOR: RONALD A. WILLIAMS
Issuer
Yes
For
For
           
2
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION
Issuer
Yes
For
For
           
3
RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013
Issuer
Yes
For
For
           
4
SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN SIGNIFICANT STOCK
Holder
Yes
Against
For
           
5
SHAREHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS AND CORPORATE VALUES
Holder
Yes
Against
For
           
6
SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD CHAIRMAN
Holder
Yes
Against
For
                       
WELLS FARGO & COMPANY
WFC
949746101
4/23/2013
2/26/2013
Annual
1
Election of directors. Nominees:
       
             
1) ELECTION OF DIRECTOR: JOHN D. BAKER II
Issuer
Yes
For
For
             
2) ELECTION OF DIRECTOR: ELAINE L. CHAO
Issuer
Yes
For
For
             
3) ELECTION OF DIRECTOR: JOHN S. CHEN
Issuer
Yes
For
For
             
4) ELECTION OF DIRECTOR: LLOYD H. DEAN
Issuer
Yes
For
For
             
5) ELECTION OF DIRECTOR: SUSAN E. ENGEL
Issuer
Yes
For
For
             
6) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR.
Issuer
Yes
For
For
             
7) ELECTION OF DIRECTOR: DONALD M. JAMES
Issuer
Yes
For
For
             
8) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN
Issuer
Yes
For
For
             
9) ELECTION OF DIRECTOR: FEDERICO F. PENA
Issuer
Yes
For
For
             
10) ELECTION OF DIRECTOR: HOWARD V. RICHARDSON
Issuer
Yes
For
For
             
11) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD
Issuer
Yes
For
For
             
12) ELECTION OF DIRECTOR: STEPHEN W. SANGER
Issuer
Yes
For
For
             
13) ELECTION OF DIRECTOR: JOHN G. STUMPF
Issuer
Yes
For
For
             
14) ELECTION OF DIRECTOR: SUSAN G. SWENSON
Issuer
Yes
For
For
           
2
ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.
Issuer
Yes
For
For
           
3
PROPOSAL TO APPROVE THE COMPANY'S AMENDED AND RESTATED LONG-TERM INCENTIVE COMPENSATION PLAN.
Issuer
Yes
For
For
           
4
PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
Issuer
Yes
For
For
           
5
STOCKHOLDER PROPOSAL TO ADOPT A POLICY REQUIRING AN INDEPENDENT CHAIRMAN.
Holder
Yes
Against
For
           
6
STOCKHOLDER PROPOSAL TO PROVIDE A REPORT ON THE COMPANY'S LOBBYING POLICIES AND PRACTICES.
Holder
Yes
Against
For
           
7
STOCKHOLDER PROPOSAL TO REVIEW AND REPORT ON INTERNAL CONTROLS OVER THE COMPANY'S MORTGAGE SERVICING AND FORECLOSURE PRACTICES.
Holder
Yes
Against
For
                       
SANOFI
SNY
 80105N105
5/3/2013
3/25/2013
Annual
1
APPROVAL OF THE INDIVIDUAL COMPANY FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2012
Issuer
Yes
For
For
           
2
APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2012
Issuer
Yes
For
For
           
3
APPROPRIATION OF PROFITS, DECLARATION OF DIVIDEND
Issuer
Yes
For
For
           
4
APPOINTMENT OF A DIRECTOR (FABIENNE LECORVAISIER)
Issuer
Yes
For
For
           
5
AUTHORIZATION TO THE BOARD OF DIRECTORS TO CARRY OUT TRANSACTIONS IN SHARES ISSUED BY THE COMPANY
Issuer
Yes
For
For
           
6
DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO DECIDE THE ISSUANCE, WITH PREEMPTIVE RIGHTS MAINTAINED, OF SHARES AND/OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL AND/OR SECURITIES GIVING ENTITLEMENT TO THE ALLOTMENT OF DEBT INSTRUMENTS
Issuer
Yes
For
For
           
7
DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO DECIDE THE ISSUANCE, WITH PREEMPTIVE RIGHT BEING CANCELLED, OF SHARES AND/OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL AND/OR SECURITIES GIVING ENTITLEMENT TO THE ALLOTMENT OF DEBT INSTRUMENTS BY PUBLIC OFFERING
Issuer
Yes
For
For
           
8
POSSIBILITY OF ISSUING, WITHOUT PREEMPTIVE RIGHT, SHARES OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL AS CONSIDERATION FOR ASSETS TRANSFERRED TO THE COMPANY AS A CAPITAL CONTRIBUTION IN KIND IN THE FORM OF SHARES OR SECURITIES GIVING ACCESS TO THE CAPITAL OF ANOTHER COMPANY
Issuer
Yes
For
For
           
9
DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO INCREASE THE NUMBER OF SHARES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT PREEMPTIVE RIGHTS
Issuer
Yes
For
For
           
10
DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO DECIDE TO CARRY OUT INCREASES IN THE SHARE CAPITAL BY INCORPORATION OF SHARE PREMIUM, RESERVES, PROFITS OR OTHER ITEMS
Issuer
Yes
For
For
           
11
DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO DECIDE THE ISSUANCE OF SHARES OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL RESERVED FOR MEMBERS OF SAVINGS PLANS, WITH WAIVER OF PREEMPTIVE RIGHT IN THEIR FAVOR
Issuer
Yes
For
For
           
12
DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO ALLOT, WITHOUT PREEMPTIVE RIGHT, EXISTING OR NEW RESTRICTED SHARES IN FULL OR PARTIAL SUBSTITUTION FOR THE DISCOUNT TO A CAPITAL INCREASE RESERVED FOR SALARIED EMPLOYEES
Issuer
Yes
For
For
           
13
DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO GRANT, WITHOUT PREEMPTIVE RIGHT, OPTIONS TO SUBSCRIBE FOR OR PURCHASE SHARES
Issuer
Yes
For
For
           
14
AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLATION OF TREASURY SHARES
Issuer
Yes
For
For
           
15
POWERS FOR FORMALITIES
Issuer
Yes
For
For
                       
BERKSHIRE HATHAWAY INC.
BRK-A
084670108
5/4/2013
3/6/2013
Annual
1
Election of directors. Nominees:
       
             
1) WARREN E. BUFFETT
Issuer
Yes
For
For
             
2) CHARLES T. MUNGER
Issuer
Yes
For
For
             
3) HOWARD G. BUFFETT
Issuer
Yes
For
For
             
4) STEPHEN B. BURKE
Issuer
Yes
For
For
             
5) SUSAN L. DECKER
Issuer
Yes
For
For
             
6) WILLIAM H. GATES III
Issuer
Yes
For
For
             
7) DAVID S. GOTTESMAN
Issuer
Yes
For
For
             
8) CHARLOTTE GUYMAN
Issuer
Yes
For
For
             
9) DONALD R. KEOUGH
Issuer
Yes
For
For
             
10) THOMAS S. MURPHY
Issuer
Yes
For
For
             
11) RONALD L. OLSON
Issuer
Yes
For
For
             
12) WALTER SCOTT, JR.
Issuer
Yes
For
For
             
13) MERYL B. WITMER
Issuer
Yes
For
For
           
2
SHAREHOLDER PROPOSAL REGARDING GREENHOUSE GAS AND OTHER AIR EMISSIONS.
Holder
Yes
Against
For
                       
BERKSHIRE HATHAWAY INC.
BRK-B
84670702
5/4/2013
3/6/2013
Annual
1
Election of directors. Nominees:
       
             
1) WARREN E. BUFFETT
Issuer
Yes
For
For
             
2) CHARLES T. MUNGER
Issuer
Yes
For
For
             
3) HOWARD G. BUFFETT
Issuer
Yes
For
For
             
4) STEPHEN B. BURKE
Issuer
Yes
For
For
             
5) SUSAN L. DECKER
Issuer
Yes
For
For
             
6) WILLIAM H. GATES III
Issuer
Yes
For
For
             
7) DAVID S. GOTTESMAN
Issuer
Yes
For
For
             
8) CHARLOTTE GUYMAN
Issuer
Yes
For
For
             
9) DONALD R. KEOUGH
Issuer
Yes
For
For
             
10) THOMAS S. MURPHY
Issuer
Yes
For
For
             
11) RONALD L. OLSON
Issuer
Yes
For
For
             
12) WALTER SCOTT, JR.
Issuer
Yes
For
For
             
13) MERYL B. WITMER
Issuer
Yes
For
For
           
2
SHAREHOLDER PROPOSAL REGARDING GREENHOUSE GAS AND OTHER AIR EMISSIONS.
Holder
Yes
Against
For
                       
REPUBLIC SERVICES, INC.
RSG
760759100
5/9/2013
3/12/2013
Annual
1
Election of directors. Nominees:
       
             
1) ELECTION OF DIRECTOR: JAMES W. CROWNOVER
Issuer
Yes
For
For
             
2) ELECTION OF DIRECTOR: WILLIAM J. FLYNN
Issuer
Yes
For
For
             
3) ELECTION OF DIRECTOR: MICHAEL LARSON
Issuer
Yes
For
For
             
4) ELECTION OF DIRECTOR: NOLAN LEHMANN
Issuer
Yes
For
For
             
5) ELECTION OF DIRECTOR: W. LEE NUTTER
Issuer
Yes
For
For
             
6) ELECTION OF DIRECTOR: RAMON A. RODRIGUEZ
Issuer
Yes
For
For
             
7) ELECTION OF DIRECTOR: DONALD W. SLAGER
Issuer
Yes
For
For
             
8) ELECTION OF DIRECTOR: ALLAN C. SORENSEN
Issuer
Yes
For
For
             
9) ELECTION OF DIRECTOR: JOHN M. TRANI
Issuer
Yes
For
For
             
10) ELECTION OF DIRECTOR: MICHAEL W. WICKHAM
Issuer
Yes
For
For
           
2
ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
Issuer
Yes
For
For
           
3
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2013.
Issuer
Yes
For
For
           
4
APPROVAL OF THE AMENDED AND RESTATED 2007 STOCK INCENTIVE PLAN.
Issuer
Yes
For
For
           
5
STOCKHOLDER PROPOSAL REGARDING PAYMENTS UPON THE DEATH OF A SENIOR EXECUTIVE.
Issuer
Yes
For
Against
           
6
STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS AND EXPENDITURES.
Holder
Yes
Against
For
                       
KOHL'S CORPORATION
KSS
500255104
5/16/2013
3/13/2013
Annual
1
Election of directors. Nominees:
       
             
1) ELECTION OF DIRECTOR: PETER BONEPARTH
Issuer
Yes
For
For
             
2) ELECTION OF DIRECTOR: STEVEN A. BURD
Issuer
Yes
For
For
             
3) ELECTION OF DIRECTOR: DALE E. JONES
Issuer
Yes
For
For
             
4) ELECTION OF DIRECTOR: KEVIN MANSELL
Issuer
Yes
For
For
             
5) ELECTION OF DIRECTOR: JOHN E. SCHLIFSKE
Issuer
Yes
For
For
             
5) ELECTION OF DIRECTOR: FRANK V. SICA
Issuer
Yes
For
For
             
6) ELECTION OF DIRECTOR: PETER M. SOMMERHAUSER
Issuer
Yes
For
For
             
7) ELECTION OF DIRECTOR: STEPHANIE A. STREETER
Issuer
Yes
For
For
             
8) ELECTION OF DIRECTOR: NINA G. VACA
Issuer
Yes
For
For
             
9) ELECTION OF DIRECTOR: STEPHEN E. WATSON
Issuer
Yes
For
For
           
2
RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Issuer
Yes
For
For
           
3
ADVISORY VOTE ON APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION.
Issuer
Yes
For
For
           
4
SHAREHOLDER PROPOSAL: POLICY ON ANIMAL CRUELTY RELATED TO THE SALE OF PRODUCTS CONTAINING ANIMAL FUR.
Holder
Yes
Against
For
           
5
SHAREHOLDER PROPOSAL: INDEPENDENT BOARD CHAIRMAN.
Holder
Yes
Against
For
                       
YUM! BRANDS, INC.
YUM
988498101
5/15/2013
3/18/2013
Annual
1
Election of directors. Nominees:
       
             
1) ELECTION OF DIRECTOR: MICHAEL J. CAVANAGH
Issuer
Yes
For
For
             
2) ELECTION OF DIRECTOR: DAVID W. DORMAN
Issuer
Yes
For
For
             
3) ELECTION OF DIRECTOR: MASSIMO FERRAGAMO
Issuer
Yes
For
For
             
4) ELECTION OF DIRECTOR: MIRIAN M. GRADDICK-WEIR
Issuer
Yes
For
For
             
5) ELECTION OF DIRECTOR: J. DAVID GRISSOM
Issuer
Yes
For
For
             
6) ELECTION OF DIRECTOR: BONNIE G. HILL
Issuer
Yes
For
For
             
7) ELECTION OF DIRECTOR: JONATHAN S. LINEN
Issuer
Yes
For
For
             
8) ELECTION OF DIRECTOR: THOMAS C. NELSON
Issuer
Yes
For
For
             
9) ELECTION OF DIRECTOR: DAVID C. NOVAK
Issuer
Yes
For
For
             
10) ELECTION OF DIRECTOR: THOMAS M. RYAN
Issuer
Yes
For
For
             
11) ELECTION OF DIRECTOR: JING-SHYH S. SU
Issuer
Yes
For
For
             
12) ELECTION OF DIRECTOR: ROBERT D. WALTER
Issuer
Yes
For
For
           
2
RATIFICATION OF INDEPENDENT AUDITORS.
Issuer
Yes
For
For
           
3
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.
Issuer
Yes
For
For
           
4
RE-APPROVAL OF PERFORMANCE MEASURES OF YUM! BRANDS, INC. LONG TERM INCENTIVE PLAN.
Issuer
Yes
For
For
           
5
SHAREHOLDER PROPOSAL REGARDING PACKAGING RECYCLING.
Holder
Yes
Against
For
                       
3M COMPANY 
MMM
88579Y101
5/14/2013
3/15/2013
Annual
1
Election of directors. Nominees:
       
             
1) ELECTION OF DIRECTOR: LINDA G. ALVARADO
Issuer
Yes
For
For
             
2) ELECTION OF DIRECTOR: VANCE D. COFFMAN
Issuer
Yes
For
For
             
3) ELECTION OF DIRECTOR: MICHAEL L. ESKEW
Issuer
Yes
For
For
             
4) ELECTION OF DIRECTOR: W. JAMES FARRELL
Issuer
Yes
For
For
             
5) ELECTION OF DIRECTOR: HERBERT L. HENKEL
Issuer
Yes
For
For
             
6) ELECTION OF DIRECTOR: MUHTAR KENT
Issuer
Yes
For
For
             
7) ELECTION OF DIRECTOR: EDWARD M. LIDDY
Issuer
Yes
For
For
             
8) ELECTION OF DIRECTOR: ROBERT S. MORRISON
Issuer
Yes
For
For
             
9) ELECTION OF DIRECTOR: AULANA L. PETERS
Issuer
Yes
For
For
             
10) ELECTION OF DIRECTOR: INGE G. THULIN
Issuer
Yes
For
For
             
11) ELECTION OF DIRECTOR: ROBERT J. ULRICH
Issuer
Yes
For
For
           
2
TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Issuer
Yes
For
For
           
3
ADVISORY APPROVAL OF EXECUTIVE COMPENSATION.
Issuer
Yes
For
For
           
4
STOCKHOLDER PROPOSAL ON ACTION BY WRITTEN CONSENT.
Holder
Yes
For
Against
           
5
STOCKHOLDER PROPOSAL ON PROHIBITING POLITICAL SPENDING FROM CORPORATE TREASURY FUNDS.
Holder
Yes
Against
For
                       
CATERPILLAR INC.
CAT
149123101
6/12/2013
4/15/2013
Annual
1
Election of directors. Nominees:
       
             
1) DAVID L. CALHOUN
Issuer
Yes
For
For
             
2) DANIEL M. DICKINSON
Issuer
Yes
For
For
             
3) JUAN GALLARDO
Issuer
Yes
For
For
             
4) DAVID R. GOODE
Issuer
Yes
For
For
             
5) JESSE J. GREENE, JR.
Issuer
Yes
For
For
             
6) JON M. HUNTSMAN, JR.
Issuer
Yes
For
For
             
7) PETER A. MAGOWAN
Issuer
Yes
For
For
             
8) DENNIS A. MUILENBURG
Issuer
Yes
For
For
             
9) DOUGLAS R. OBERHELMAN
Issuer
Yes
For
For
             
10) WILLIAM A. OSBORN
Issuer
Yes
For
For
             
11) CHARLES D. POWELL
Issuer
Yes
For
For
             
12) EDWARD B. RUST, JR.
Issuer
Yes
For
For
             
13) SUSAN C. SCHWAB
Issuer
Yes
For
For
             
14) JOSHUA I. SMITH
Issuer
Yes
For
For
             
15) MILES D. WHITE
Issuer
Yes
For
For
           
2
RATIFY THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013
Issuer
Yes
For
For
           
3
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
Issuer
Yes
For
For
           
4
STOCKHOLDER PROPOSAL - DIRECTOR ELECTION MAJORITY VOTE STANDARD
Issuer
Yes
For
Against
           
5
STOCKHOLDER PROPOSAL - STOCKHOLDER ACTION BY WRITTEN CONSENT.
Issuer
Yes
For
Against
           
6
STOCKHOLDER PROPOSAL - EXECUTIVE STOCK RETENTION
Issuer
Yes
Against
For
           
7
STOCKHOLDER PROPOSAL - SUSTAINABILITY MEASURE IN EXECUTIVE COMPENSATION
Issuer
Yes
Against
For
           
8
STOCKHOLDER PROPOSAL - REVIEW OF GLOBAL CORPORATE STANDARDS
Issuer
Yes
Against
For
           
9
STOCKHOLDER PROPOSAL - SALES TO SUDAN
Issuer
Yes
Against
For
                       
JPMORGAN CHASE & CO.
JPM
 46625H100
5/21/2013
3/22/2013
Annual
1
Election of directors. Nominees:
       
             
1) ELECTION OF DIRECTOR: JAMES A. BELL
Issuer
Yes
For
For
             
2) ELECTION OF DIRECTOR: CRANDALL C. BOWLES
Issuer
Yes
For
For
             
3) ELECTION OF DIRECTOR: STEPHEN B. BURKE
Issuer
Yes
For
For
             
4) ELECTION OF DIRECTOR: DAVID M. COTE
Issuer
Yes
For
For
             
5) ELECTION OF DIRECTOR: JAMES S. CROWN
Issuer
Yes
For
For
             
6) ELECTION OF DIRECTOR: JAMES DIMON
Issuer
Yes
For
For
             
7) ELECTION OF DIRECTOR: TIMOTHY P. FLYNN
Issuer
Yes
For
For
             
8) ELECTION OF DIRECTOR: ELLEN V. FUTTER
Issuer
Yes
For
For
             
9) ELECTION OF DIRECTOR: LABAN P. JACKSON, JR.
Issuer
Yes
For
For
             
10) ELECTION OF DIRECTOR: LEE R. RAYMOND
Issuer
Yes
For
For
             
11) ELECTION OF DIRECTOR: WILLIAM C. WELDON
Issuer
Yes
For
For
           
2
RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Issuer
Yes
For
For
           
3
ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION
Issuer
Yes
For
For
           
4
AMENDMENT TO THE FIRM'S RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE SHAREHOLDER ACTION BY WRITTEN CONSENT
Issuer
Yes
For
For
           
5
REAPPROVAL OF KEY EXECUTIVE PERFORMANCE PLAN
Issuer
Yes
For
For
           
6
REQUIRE SEPARATION OF CHAIRMAN AND CEO
Holder
Yes
Against
For
           
7
ADOPT PROCEDURES TO AVOID HOLDING OR RECOMMENDING INVESTMENTS THAT CONTRIBUTE TO HUMAN RIGHTS VIOLATIONS
Holder
Yes
Against
For
           
8
ADOPT PROCEDURES TO AVOID HOLDING OR RECOMMENDING INVESTMENTS THAT CONTRIBUTE TO HUMAN RIGHTS VIOLATIONS
Holder
Yes
Against
For
           
9
DISCLOSE FIRM PAYMENTS USED DIRECTLY OR INDIRECTLY FOR LOBBYING, INCLUDING SPECIFIC AMOUNTS AND RECIPIENTS' NAMES
Holder
Yes
Against
For
                       
CHEVRON CORPORATION 
CVX
166764100
5/29/2013
4/3/2013
Annual
1
Election of directors. Nominees:
       
             
1) ELECTION OF DIRECTOR: L.F. DEILY
Issuer
Yes
For
For
             
2) ELECTION OF DIRECTOR: R.E. DENHAM
Issuer
Yes
For
For
             
3) ELECTION OF DIRECTOR: A.P. GAST
Issuer
Yes
For
For
             
4) ELECTION OF DIRECTOR: E. HERNANDEZ
Issuer
Yes
For
For
             
5) ELECTION OF DIRECTOR: G.L. KIRKLAND
Issuer
Yes
For
For
             
6) ELECTION OF DIRECTOR: C.W. MOORMAN
Issuer
Yes
For
For
             
7) ELECTION OF DIRECTOR: K.W. SHARER
Issuer
Yes
For
For
             
8) ELECTION OF DIRECTOR: J.G. STUMPF
Issuer
Yes
For
For
             
9) ELECTION OF DIRECTOR: R.D. SUGAR
Issuer
Yes
For
For
             
10) ELECTION OF DIRECTOR: C. WARE
Issuer
Yes
For
For
             
11) ELECTION OF DIRECTOR: J.S. WATSON
Issuer
Yes
For
For
           
2
RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Issuer
Yes
For
For
           
3
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION
Issuer
Yes
For
For
           
4
APPROVAL OF AMENDMENTS TO LONG-TERM INCENTIVE PLAN
Issuer
Yes
For
For
           
5
SHALE ENERGY OPERATIONS
Holder
Yes
Against
For
           
6
OFFSHORE OIL WELLS
Holder
Yes
Against
For
           
7
CLIMATE RISK
Holder
Yes
Against
For
           
8
LOBBYING DISCLOSURE
Holder
Yes
Against
For
           
9
CESSATION OF USE OF CORPORATE FUNDS FOR POLITICAL PURPOSES
Holder
Yes
Against
For
           
10
CUMULATIVE VOTING
Holder
Yes
For
Against
           
11
SPECIAL MEETINGS
Holder
Yes
For
Against
           
12
INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE
Holder
Yes
Against
For
           
13
COUNTRY SELECTION GUIDELINES
Holder
Yes
Against
For
                       
TRANSOCEAN LTD.
RIG
H8817H100
5/17/2013
3/20/2013
Annual
1
APPROVAL OF THE 202 ANNUAL REPORT, INCLUDING THE CONSOLIDATED FINANCIAL STATEMENT OF TRANSOCEAN LTD.. FOR FISCAL YEAR 2012 AND THE STATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2012
Issuer
NA
NA
NA
           
2
APPROPRIATION OF THE AVAILABLE EARNINGS FOR FISCAL YEAR 2012
Issuer
NA
NA
NA
           
3a.
APPROVAL OF THE COMPANY'S PAYMENT OF A DIVIDEND IN PRINCIPLE.
Issuer
NA
NA
NA
           
3b.
DISTRIBUTION AMOUNT, WHICH IS CONDITIONED ON THE APPROVAL OF PROPOSAL 3A. MARK EITHER 3B1 OR 3B2 BUT NOT BOTH.
Issuer
NA
NA
NA
           
3b.1
COMPANY DISTRIBUTION PROPOSAL, IN AN AMOUNT OF USD 2.24 PER SHARE.
Issuer
NA
NA
NA
           
3b.2
ICHAN GROUP DISTRIBUTION PROPOSAL, IN AN AMOUNT OF USD 4.00 PER SHARE
Issuer
NA
NA
NA
           
4
READOPTION OF AUTHORIZED SHARE CAPITAL, ALLOWING THE BOARD OF DIRECTORS TO ISSUE UP TO A MAXIMUM OF 74,728,750 SHARES OF THE COMPANY
Issuer
NA
NA
NA
           
5
REPEAL OF STAGGERED BOARD
Issuer
NA
NA
NA
           
6
ELECTION TO THE BOARD OF DIRECTORS:
Issuer
NA
NA
NA
             
1) FREDRICO F. CURADO
Issuer
NA
NA
NA
             
2) STEVEN L. NEWMAN
Issuer
NA
NA
NA
             
3) THOMAS W. CASON
Issuer
NA
NA
NA
             
4) ROBERT M. SPRAGUE
Issuer
NA
NA
NA
             
5) J. MACHAEL TALBERT
Issuer
NA
NA
NA
             
6) JOHN J. LIPINSKI
Holder
NA
NA
NA
             
7) JOSE MARIA ALAPONT
Holder
NA
NA
NA
             
8) SAMUEL MERKSAMER
Holder
NA
NA
NA
           
7
APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013 AND REELECTION OF ERNST & YOUNG LTD. ZURICH, AS THE COMPANY'S AUDITOR FOR A FURTHER ONE-YEAR TERM
Issuer
NA
NA
NA
           
8
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION
Issuer
NA
NA
NA
                       
FREEPORT-MCMORAN COPPER & GOLD INC.
FCX
35671D857
7/16/2013
5/24/2013
Annual
1
Election of directors. Nominees:
       
             
1) RICHARD C. ADKERSON
Issuer
Yes
For
For
             
2) ROBERT J. ALLISON, JR.
Issuer
Yes
For
For
             
3) ALAN R. BUCKWALTER, III
Issuer
Yes
For
For
             
4) ROBERT A. DAY
Issuer
Yes
For
For
             
5) JAMES C. FLORES
Issuer
Yes
For
For
             
6) GERALD J. FORD
Issuer
Yes
For
For
             
7) THOMAS A. FRY, III
Issuer
Yes
For
For
             
8) H. DEVON GRAHAM, JR.
Issuer
Yes
For
For
             
9) CHARLES C. KRULAK
Issuer
Yes
For
For
             
10) BOBBY LEE LACKEY
Issuer
Yes
For
For
             
11) JON C. MADONNA
Issuer
Yes
For
For
             
12) DUSTAN E. MCCOY
Issuer
Yes
For
For
             
13) JAMES R. MOFFETT
Issuer
Yes
For
For
             
14) B.M. RANKIN, JR.
Issuer
Yes
For
For
             
15) STEPHEN H. SIEGELE
Issuer
Yes
For
For
           
2
APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
Issuer
Yes
For
For
           
3
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Issuer
Yes
For
For
           
4
STOCKHOLDER PROPOSAL REGARDING THE SELECTION OF A CANDIDATE WITH ENVIRONMENTAL EXPERTISE TO BE RECOMMENDED FOR ELECTION TO THE BOARD OF DIRECTORS.
Holder
Yes
Against
For
           
5
STOCKHOLDER PROPOSAL REGARDING THE REQUIREMENT THAT OUR CHAIRMAN OF THE BOARD OF DIRECTORS BE AN INDEPENDENT MEMBER OF THE BOARD OF DIRECTORS.
Holder
Yes
Against
For
           
6
STOCKHOLDER PROPOSAL REGARDING THE ADOPTION BY THE BOARD OF DIRECTORS OF A POLICY ON BOARD DIVERSITY.
Holder
Yes
Against
For
           
7
STOCKHOLDER PROPOSAL REGARDING THE AMENDMENT OF OUR BYLAWS TO PERMIT STOCKHOLDERS HOLDING 15% OF OUR OUTSTANDING COMMON STOCK TO CALL A SPECIAL MEETING OF STOCKHOLDERS.
Holder
Yes
For
Against
                       
PHILIP MORRIS INTERNATIONAL INC.
PM
718172109
5/8/2013
3/15/2013
Annual
1
Election of directors. Nominees:
       
             
1) HAROLD BROWN
Issuer
Yes
For
For
             
2) MATHIS CABIALLAVETTA
Issuer
Yes
For
For
             
3) ANDRE CALANTZOPOULOS
Issuer
Yes
For
For
             
4) LOUIS C. CAMILLERI
Issuer
Yes
For
For
             
5) J. DUDLEY FISHBURN
Issuer
Yes
For
For
             
6) JENNIFER LI
Issuer
Yes
For
For
             
7) GRAHAM MACKAY
Issuer
Yes
For
For
             
8) SERGIO MARCHIONNE
Issuer
Yes
For
For
             
9) KALPANA MORPARIA
Issuer
Yes
For
For
             
10) LUCIO A. NOTO
Issuer
Yes
For
For
             
11) ROBERT B. POLET
Issuer
Yes
For
For
             
12) CARLOS SLIM HELU
Issuer
Yes
For
For
             
13) STEPHEN M. WOLF
Issuer
Yes
For
For
           
2
RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS
Issuer
Yes
For
For
           
3
ADVISORY RESOLUTION APPROVING EXECUTIVE COMPENSATION
Issuer
Yes
For
For
                       
WAL-MART STORES, INC.
WMT
931142103
6/7/2013
4/11/2013
Annual
1
Election of directors. Nominees:
       
             
1) AIDA M. ALVAREZ
Issuer
Yes
For
For
             
2) JAMES I. CASH, JR.
Issuer
Yes
For
For
             
3) ROGER C. CORBETT
Issuer
Yes
For
For
             
4) DOUGLAS N. DAFT
Issuer
Yes
For
For
             
5) MICHAEL T. DUKE
Issuer
Yes
For
For
             
6) TIMOTHY P. FLYNN
Issuer
Yes
For
For
             
7) MARISSA A. MAYER
Issuer
Yes
For
For
             
8) GREGORY B. PENNER
Issuer
Yes
For
For
             
9) STEVEN S. REINEMUND
Issuer
Yes
For
For
             
10) H. LEE SCOTT, JR.
Issuer
Yes
For
For
             
11) JIM C. WALTON
Issuer
Yes
For
For
             
12) S. ROBSON WALTON
Issuer
Yes
For
For
             
13) CHRISTOPHER J. WILLIAMS
Issuer
Yes
For
For
             
14) LINDA S. WOLF
Issuer
Yes
For
For
           
2
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS
Issuer
Yes
For
For
           
3
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION
Issuer
Yes
For
For
           
4
APPROVAL OF THE WAL-MART STORES, INC. MANAGEMENT INCENTIVE PLAN, AS AMENDED
Issuer
Yes
For
For
           
5
SPECIAL SHAREOWNER MEETING RIGHT
Holder
Yes
For
Against
           
6
EQUITY RETENTION REQUIREMENT
Holder
Yes
Against
For
           
7
INDEPENDENT CHAIRMAN
Holder
Yes
Against
For
           
8
REQUEST FOR ANNUAL REPORT ON RECOUPMENT OF EXECUTIVE PAY
Holder
Yes
Against
For
                       
RMR REAL ESTATE INCOME FUND- COMMON
RIF
76970B101
4/11/2013
2/19/2013
Annual
2A.
ELECTION OF CLASS III TRUSTEE: ARTHUR G. KOUMANTZELIS
Issuer
Yes
For
For
                       
FRANKLIN RESOURCES, INC.
BEN
354613101
3/13/2013
1/16/2013
Annual
1
Election of directors. Nominees:
       
             
1) ELECTION OF DIRECTOR: SAMUEL H. ARMACOST
Issuer
Yes
For
For
             
2) ELECTION OF DIRECTOR: PETER K. BARKER
Issuer
Yes
For
For
             
3) ELECTION OF DIRECTOR: CHARLES CROCKER
Issuer
Yes
For
For
             
4) ELECTION OF DIRECTOR: CHARLES B. JOHNSON
Issuer
Yes
For
For
             
5) ELECTION OF DIRECTOR: GREGORY E. JOHNSON
Issuer
Yes
For
For
             
6) ELECTION OF DIRECTOR: RUPERT H. JOHNSON, JR.
Issuer
Yes
For
For
             
7) ELECTION OF DIRECTOR: MARK C. PIGOTT
Issuer
Yes
For
For
             
8) ELECTION OF DIRECTOR: CHUTTA RATNATHICAM
Issuer
Yes
For
For
             
9) ELECTION OF DIRECTOR: LAURA STEIN
Issuer
Yes
For
For
             
10) ELECTION OF DIRECTOR: ANNE M. TATLOCK
Issuer
Yes
For
For
             
11) ELECTION OF DIRECTOR: GEOFFREY Y. YANG
Issuer
Yes
For
For
           
2
TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2013.
Issuer
Yes
For
For
           
3
STOCKHOLDER PROPOSAL ON GENOCIDE-FREE INVESTING.
Holder
Yes
Against
For

 
 

 

SIGNATURE

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


(Registrant)
Boulder Total Return Fund, Inc.
   
By:
/s/ Stephen C. Miller
 
Stephen C. Miller
 
President (Principal Executive Officer)
   
Date:
August 23, 2013