|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 12.35 | 04/30/2007 | M | 3,106 (1) | 10/27/2005 | 07/18/2012 | Common Stock | 3,106 (1) | $ 0 (2) | 86,300 | D | ||||
Employee Stock Option (Right to Buy) | $ 12.35 | 05/01/2007 | M | 86,300 (1) | 10/27/2005 | 07/18/2012 | Common Stock | 86,300 (1) | $ 0 (2) | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 12.35 | 05/01/2007 | M | 24,281 (3) | 10/27/2005 | 07/18/2012 | Common Stock | 24,281 (3) | $ 0 (2) | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 14.5 | 05/01/2007 | M | 107,975 (4) | 10/27/2005 | 02/20/2013 | Common Stock | 107,975 (4) | $ 0 (2) | 53,880 | D | ||||
Employee Stock Option (Right to Buy) | $ 14.5 | 05/02/2007 | M | 53,880 (4) | 10/27/2005 | 02/20/2013 | Common Stock | 53,880 (4) | $ 0 (2) | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 14.5 | 05/02/2007 | M | 6,897 (5) | 10/27/2005 | 02/20/2013 | Common Stock | 6,897 (5) | $ 0 (2) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MITTELSTAEDT RONALD J 35 IRON POINT CIRCLE SUITE 200 FOLSOM, CA 95630 |
X | Chief Executive Officer |
Ronald Mittelstaedt | 05/02/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This option was originally reported as an option for 119,209 shares of common stock at an exercise price of $27.79 per share, but was adjusted to reflect WCI's 3-for-2 stock splits in the form of 50% stock dividends effective June 24, 2004 and March 13, 2007. Accordingly, on March 13, 2007, the number of shares purchasable on exercise of the option and its exercise price, as originally reported, were adjusted to 268,221 shares and $12.35 per share, respectively. |
(2) | The zero in Table II, Column 8 is a placeholder only that is required by the EDGAR software and should be disregarded. |
(3) | This option was originally reported as an option for 10,791 shares of common stock at an exercise price of $27.79 per share, but was adjusted to reflect WCI's 3-for-2 stock splits in the form of 50% stock dividends effective June 24, 2004 and March 13, 2007. Accordingly, on March 13, 2007, the number of shares purchasable on exercise of the option and its exercise price, as originally reported, were adjusted to 24,281 shares and $12.35 per share, respectively. |
(4) | This option was originally reported as an option for 111,935 shares of common stock at an exercise price of $32.62 per share, but was adjusted to reflect WCI's 3-for-2 stock splits in the form of 50% stock dividends effective June 24, 2004 and March 13, 2007. Accordingly, on March 13, 2007, the number of shares purchasable on exercise of the option and its exercise price, as originally reported, were adjusted to 251,855 shares and $14.50 per share, respectively. |
(5) | This option was originally reported as an option for 3,065 shares of common stock at an exercise price of $32.62 per share, but was adjusted to reflect WCI's 3-for2 stock splits in the form of 50% stock dividends effective June 24, 2004 and March 13, 2007. Accordingly, on March 13, 2007, the number of shares purchasable on exercise of the option and its exercise price, as originally reported, were adjusted to 6,897 shares and $14.50 per share, respectively. |