AMENDMENT NO. 1
TO
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
PROSPECT ENERGY CORPORATION
(Exact name of registrant as specified in its charter)
Maryland (State of incorporation or organization) |
43-2048643 (I.R.S. Employer Identification No.) |
|
10 East 40th Street, 44th Floor New York, NY (Address of principal executive offices) |
10016 (Zip Code) |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. o
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ý
Securities Act registration file number to which this form relates:
333-114552.
Securities to be registered pursuant to Section 12(b) of the Act:
None.
Securities to be registered pursuant to Section 12(g) of the Act:
Common Stock, $0.001 par value per share.
(Title of Class)
INFORMATION REQUIRED IN REGISTRATION STATEMENT
Explanatory Note and Incorporation By Reference
This Form 8-A is being filed pursuant to the Securities Exchange Act of 1934, as amended, to include information omitted from Item 2 of the earlier Form 8-A filed on April 16, 2004. The contents of the earlier Form 8-A are incorporated in this Form 8-A by reference.
Exhibit Number |
Description |
|
---|---|---|
(a)(1) | Articles of Incorporation** | |
(a)(2) | Articles of Amendment and Restatement* | |
(b)(1) | Bylaws* | |
(b)(2) | Amended and Restated Bylaws* | |
(d) | Form of Stock Certificate* | |
(h) | Form of Underwriting Agreement *** |
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this Amendment No. 1 to Form 8-A to be signed on its behalf by the undersigned, thereto duly authorized.
PROSPECT ENERGY CORPORATION | |||
Date: July 23, 2004 |
By: |
/s/ JOHN F. BARRY III Name: John F. Barry III Title: Chief Executive Officer and Director |