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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Phantom Stock | Â | Â | Â | Â | Â | Â | Â (3) | Â (3) | Common Stock | Â | 2,042.0387 | Â | ||
Stock Option (right to buy) | $ 32.39 | Â | Â | Â | Â | Â | Â (4) | 02/18/2015 | Common Stock | Â | 20,000 | Â | ||
Stock Option (right to buy) | $ 39.13 | Â | Â | Â | Â | Â | Â (4) | 02/17/2016 | Common Stock | Â | 20,000 | Â | ||
Stock Option (right to buy) | $ 35.23 | Â | Â | Â | Â | Â | Â (4) | 02/16/2017 | Common Stock | Â | 20,000 | Â | ||
Stock Option (right to buy) | $ 34.39 | Â | Â | Â | Â | Â | Â (4) | 02/15/2018 | Common Stock | Â | 3,000 | Â | ||
Stock Option (right to buy) | $ 22.46 | Â | Â | Â | Â | Â | Â (5) | 05/19/2020 | Common Stock | Â | 2,727 | Â | ||
Stock Option (right to buy) | $ 20.4 | Â | Â | Â | Â | Â | Â (6) | 02/18/2021 | Common Stock | Â | 2,727 | Â | ||
Stock Option (right to buy) | $ 21.095 | Â | Â | Â | Â | Â | Â (7) | 05/16/2022 | Common Stock | Â | 2,145 | Â | ||
Stock Option (right to buy) | $ 28.925 | Â | Â | Â | Â | Â | Â (8) | 05/15/2023 | Common Stock | Â | 1,755 | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
RIFE JOHN A 118 SECOND AVENUE SE P.O. BOX 73909 CEDAR RAPIDS, IA 52407-3909 |
 X |  |  |  |
/s/ John A. Rife by Michael T. Wilkins, Attorney-in-Fact | 02/13/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The number of shares (excluding fractionals) beneficially held directly by the Reporting Person includes: 22,160 shares held jointly by Mr. Rife and his wife, 1,002 shares held directly by Mr. Rife; and 1,286 shares of restricted stock issued to Mr. Rife under the Issuer's Non-Qualified Non-Employee Stock Option and Restricted Stock Plan which vest, subject to certain conditions, on May 21, 2017. |
(2) | The number of shares (excluding frationals) beneficially held indirectly by the Reporting Person includes: 6,591 shares held in an individual retirement account for Mr. Rife's benefit; 1,370 shares held individually by Mr. Rife's spouse; and 431 shares held in a SEP individual retirement account for Mr. Rife's benefit. |
(3) | Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. The shares of phantom stock become payable, in cash, in one lump sum or prorated over five years, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director. |
(4) | All options currently exercisable. |
(5) | 2,182 options currently exercisable. Remaining options vest and become exercisable on 05/19/2015. |
(6) | 1,636 options currently exercisable. Remaining options become vested and exercisable in equal installments on 02/18/2015 and 02/18/2016, respectively. |
(7) | 858 options currently exercisable. Remaining options become vested and exercisable in equal installments on 05/16/2015, 05/16/2016 and 05/16/2017, respectively. |
(8) | 351 options currently exercisable. Remaining options become vested and exercisable in equal installments on 05/15/2015, 05/15/2016, 05/15/2017 and 05/15/2018, respectively. |