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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | $ 22 | 07/06/2007 | D | 530,414.05 | (1) | (1) | Common Stock | 530,414.05 (2) | $ 22 (3) | 0 | D | ||||
Employee Stock Option (right to buy) | $ 12.68 | 07/06/2007 | D | 500,000 | (4) | 04/02/2013 | Common Stock | 500,000 | $ 9.32 (5) (6) | 0 | D | ||||
Employee Stock Option (right to buy) | $ 12.68 | 07/06/2007 | D | 500,000 | (4) | 04/02/2013 | Common Stock | 500,000 | $ 9.32 (6) (7) | 0 | D | ||||
Employee Stock Option (right to buy) | $ 21.25 | 07/06/2007 | D | 313,630 | (4) | 03/23/2017 | Common Stock | 313,630 | $ 0.75 (6) (8) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
PERDUE DAVID A 100 MISSION RIDGE GOODLETTSVILLE, TN 37072 |
X | Chairman & CEO |
/s/ Susan S. Lanigan, by Power of Attorney | 07/10/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Immediately before the effective time of the merger, all unvested Restricted Stock Units became fully vested and immediately exercisable. |
(2) | Includes 525,693 Restricted Stock Units that were scheduled to vest as follows: 50,000 units in two equal annual installments beginning on March 16, 2008; 365,000 units in three equal annual installments beginning on September 18, 2007; and 110,693 units in three equal annual installments beginning March 23, 2008. |
(3) | The Restricted Stock Units were cashed out in the merger for $22 per Restricted Stock Unit on a 1-for-1 basis. |
(4) | Immediately before the effective time of the merger, all unvested options became fully vested and immediately exercisable. |
(5) | This option, granted April 2, 2003 and vested April 2, 2004 and April 2, 2005, was cancelled in the merger in exchange for a cash payment of $4,660,000.00, representing the difference between the exercise price of the option and the $22 per share merger consideration. |
(6) | The price of the option is the difference between the $22 per share merger consideration and the exercise price. |
(7) | This option, granted April 2, 2003 and vested April 2, 2005 and April 2, 2006, was cancelled in the merger in exchange for a cash payment of $4,660,000.00, representing the difference between the exercise price of the option and the $22 per share merger consideration. |
(8) | This option, granted March 23, 2007 and scheduled to vest in four equal annual installments beginning on March 23, 2008, was cancelled in the merger in exchange for a cash payment of $235,222.50, representing the difference between the exercise price of the option and the $22 per share merger consideration. |