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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | $ 22 | 07/06/2007 | D | 58,890.48 | (1) | (1) | Common Stock | 58,890.48 (2) | $ 22 (3) | 0 | D | ||||
Employee Stock Option (right to buy) | $ 10.48 | 07/06/2007 | D | 5,726 | (4) | 03/13/2013 | Common Stock | 5,726 | (5) | 0 | D | ||||
Employee Stock Option (right to buy) | $ 16.14 | 07/06/2007 | D | 3,718 | (4) | 08/12/2012 | Common Stock | 3,718 | (6) | 0 | D | ||||
Employee Stock Option (right to buy) | $ 21.25 | 07/06/2007 | D | 126,565 | (4) | 03/23/2017 | Common Stock | 126,565 | (7) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BERE DAVID L 100 MISSION RIDGE GOODLETTSVILLE, TN 37072 |
X | President and COO |
/s/ Susan S. Lanigan, by Power of Attorney | 07/10/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Immediately before the effective time of the merger, all unvested Restricted Stock Units became fully vested and immediately exercisable. |
(2) | Includes 44,670 Restricted Stock Units that were scheduled to vest in three equal annual installments beginning March 23, 2008. |
(3) | The Restricted Stock Units were cashed out in the merger for $22 per Restricted Stock Unit on a one-for-one basis. |
(4) | Immediately before the effective time of merger, all unvested options became fully vested and immediately exercisable. |
(5) | This option, granted March 13, 2003, was assumed by the surviving corporation in the merger and replaced with a new option with an exercise price of $3.75 for that number of shares so that the difference between $22.00 and the exercise price of the old option, multiplied by the number of shares subject to the old option, is equal to the difference between $22.00 and $3.75, multiplied by the number of shares subject to the new option. |
(6) | This option, granted August 12, 2002, was assumed by the surviving corporation in the merger and replaced with a new option with an exercise price of $3.75 for that number of shares so that the difference between $22.00 and the exercise price of the old option, multiplied by the number of shares subject to the old option, is equal to the difference between $22.00 and $3.75, multiplied by the number of shares subject to the new option. |
(7) | This option, granted March 23, 2007, was assumed by the surviving corporation in the merger and replaced with a new option with an exercise price of $3.75 for that number of shares so that the difference between $22.00 and the exercise price of the old option, multiplied by the number of shares subject to the old option, is equal to the difference between $22.00 and $3.75, multiplied by the number of shares subject to the new option. |