SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
þ Rule 13d-1(b)
o Rule 13d-1(c)
o Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP |
M81869105 |
13G | Page | 2 |
of | 10 |
1. | NAME OF REPORTING PERSONS / I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) CLOUGH CAPITAL PARTNERS L.P. |
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2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
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(a) o | |||||
(b) o | |||||
3. | SEC USE ONLY | ||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
DELAWARE | |||||
5. | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6. | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 1,232,973 (see Item 4) | ||||
EACH | 7. | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH: | 8. | SHARED DISPOSITIVE POWER | |||
1,232,973 (see Item 4) | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
1,232,973 (see Item 4) | |||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | ||||
o | |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
6.09% (see Item 4) | |||||
12. | TYPE OF REPORTING PERSON | ||||
IA Investment Adviser |
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1. | NAME OF REPORTING PERSONS / I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) CLOUGH CAPITAL PARTNERS LLC |
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2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
||||
(a) o | |||||
(b) o | |||||
3. | SEC USE ONLY | ||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
DELAWARE | |||||
5. | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6. | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 1,232,973 (see Item 4) | ||||
EACH | 7. | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH: | 8. | SHARED DISPOSITIVE POWER | |||
1,232,973 (see Item 4) | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
1,232,973 (see Item 4) | |||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | ||||
o | |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
6.09% (see Item 4) | |||||
12. | TYPE OF REPORTING PERSON | ||||
HC Parent Holding Company/Control Person |
CUSIP |
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1. | NAME OF REPORTING PERSONS / I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) CHARLES I. CLOUGH, JR. |
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2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
||||
(a) o | |||||
(b) o | |||||
3. | SEC USE ONLY | ||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
UNITED STATES | |||||
5. | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6. | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 1,232,973 (see Item 4) | ||||
EACH | 7. | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH: | 8. | SHARED DISPOSITIVE POWER | |||
1,232,973 (see Item 4) | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
1,232,973 (see Item 4) | |||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | ||||
o | |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
6.09% (see Item 4) | |||||
12. | TYPE OF REPORTING PERSON | ||||
HC Parent Holding Company/Control Person |
CUSIP |
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1. | NAME OF REPORTING PERSONS / I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) JAMES E. CANTY |
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2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
||||
(a) o | |||||
(b) o | |||||
3. | SEC USE ONLY | ||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
UNITED STATES | |||||
5. | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6. | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 1,232,973 (see Item 4) | ||||
EACH | 7. | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH: | 8. | SHARED DISPOSITIVE POWER | |||
1,232,973 (see Item 4) | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
1,232,973 (see Item 4) | |||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | ||||
o | |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
6.09% (see Item 4) | |||||
12. | TYPE OF REPORTING PERSON | ||||
HC Parent Holding Company/Control Person |
CUSIP |
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1. | NAME OF REPORTING PERSONS / I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) ERIC A. BROCK |
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2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
||||
(a) o | |||||
(b) o | |||||
3. | SEC USE ONLY | ||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
UNITED STATES | |||||
5. | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6. | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 1,232,973 (see Item 4) | ||||
EACH | 7. | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH: | 8. | SHARED DISPOSITIVE POWER | |||
1,232,973 (see Item 4) | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
1,232,973 (see Item 4) | |||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | ||||
o | |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
6.09% (see Item 4) | |||||
12. | TYPE OF REPORTING PERSON | ||||
HC Parent Holding Company/Control Person |
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ITEM 1. |
ITEM 2. |
(a) and (c) | Name and Domicile/Citizenship of Persons Filing: |
(i) | Clough Capital Partners L.P., a Delaware limited partnership. | ||
(ii) | Clough Capital Partners LLC, a Delaware limited liability company. | ||
(iii) | Charles I. Clough, Jr., a United States citizen. | ||
(iv) | James E. Canty, a United States citizen. | ||
(v) | Eric A. Brock, a United States citizen. |
(b) | Each of the Reporting Persons has a business address of: | ||
One Post Office Square, 40th Floor, Boston, MA 02109. | |||
(d) | Title of Class of Securities: Common Stock, par value $0.01 per share. | ||
(e) | CUSIP Number: M81869105 |
ITEM 3. | IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B), OR 13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A: |
(a) | o | Broker or Dealer registered under Section 15 of the Act | |||
(b) | o | Bank as defined in section 3(a)(6) of the Act | |||
(c) | o | Insurance Company as defined in section 3(a)(19) of the Act | |||
(d) | o | Investment Company registered under section 8 of the Investment Company Act of 1940 | |||
(e) | þ | Investment Adviser registered under section 203 of the Investment Advisers Act or under the laws of any State | |||
(f) | o | Employee Benefit Plan, Pension fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Section 240.13d-1(b)(1)(ii)(F) | |||
(g) | þ | A Parent Holding Company or control person, in accordance with Section 240.13d-1(b)(ii)(G) (Note: See Item 7) | |||
(h) | o | A Savings Association as defined in Section 3(b) of the Federal Deposit Insurance Act | |||
(i) | o | A Church Plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 | |||
(j) | o | Group, in accordance with Section 240.13d-1(b)(1)(ii)(J) |
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ITEM 4. | OWNERSHIP |
(a) | Amount Beneficially Owned: 1,232,973* | ||
(b) | Percent of Class: 6.09%* | ||
(c) | Number of shares as to which such person has: |
(i) | sole power to vote or to direct the vote: 0 | ||
(ii) | shared power to vote or to direct the vote: 1,232,973* | ||
(iii) | sole power to dispose or to direct the disposition of: 0 | ||
(iv) | shared power to dispose or to direct the disposition of: 1,232,973* |
* | The shares reported above include shares beneficially owned by investment companies, pooled investment vehicles and other accounts for which Clough Capital Partners L.P. serves as investment adviser. Such shares may be deemed beneficially owner by (a) Clough Capital Partners L.P., (b) Clough Capital Partners LLC, the general partner of Clough Capital Partners L.P., and (c) Messrs. Clough, Canty and Brock, the managing members of Clough Capital Partners LLC. Each such reporting person disclaims beneficial ownership of such shares except to the extent of its respective pecuniary interest therein. |
ITEM 5. | OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS |
ITEM 6 | OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON |
ITEM 7. | IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY |
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ITEM 8. | IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP |
ITEM 9. | NOTICE OF DISSOLUTION OF GROUP |
ITEM 10. | CERTIFICATION |
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CLOUGH CAPITAL PARTNERS L.P. By Clough Capital Partners LLC, its general partner |
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By: | /s/ James E. Canty | |||
James E. Canty, | ||||
a managing member | ||||
CLOUGH CAPITAL PARTNERS LLC |
||||
By: | /s/ James E. Canty | |||
James E. Canty, | ||||
a managing member | ||||
/s/ Charles I. Clough | ||||
Charles I. Clough, Jr., individually | ||||
/s/ James E. Canty | ||||
James E. Canty, individually | ||||
/s/ Eric A. Brock | ||||
Eric A. Brock, individually | ||||
CLOUGH CAPITAL PARTNERS L.P. | ||||||||||
By | Clough Capital Partners LLC, | /s/ Charles I. Clough | ||||||||
its general partner | Charles I. Clough, Jr., individually | |||||||||
By: | /s/ James E. Canty | /s/ James E. Canty | ||||||||
James E. Canty, a managing member |
James E. Canty, individually | |||||||||
CLOUGH CAPITAL PARTNERS LLC | /s/ Eric A. Brock | |||||||||
Eric A. Brock, individually | ||||||||||
By: |
/s/ James E. Canty | |||||||||
James E. Canty, a managing member |