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CUSIP No. |
92407M206 |
Page | 2 |
of | 5 Pages |
1 | NAME OF REPORTING PERSONS. I.R.S IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). Falcon Technology Partners L.P. 23-2848472 |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States of America | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 402,114 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 402,114 | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
402,114 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
6.3%* | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
PN |
(a) | Name of Issuer | ||
Vermillion, Inc. | |||
(b) | Address of Issuers Principal Executive Offices | ||
47350 Fremont Blvd. Fremont, CA 94538 |
(a) | Name of Person Filing | ||
Falcon Technology Partners L.P. | |||
(b) | Address of Principal Business office or, if None, Residence | ||
Attn: James L. Rathmann PO Box 405 Devon, PA 19333 |
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(c) | Citizenship | ||
United States of America | |||
(d) | Title of Class Securities | ||
Common Stock | |||
(e) | CUSIP Number | ||
92407M206 |
Item 3. | If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: |
(a) | o Broker or dealer registered under section 15 of the Act (15 U.S.C. 78c). | ||
(b) | o Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). | ||
(c) | o Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). |
(d) | o Investment company registered under section 8 of the Investment Company Act (15 U.S.C. 80a-8). | ||
(e) | o An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E). | ||
(f) | o An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(ii)(F). | ||
(g) | o A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G). | ||
(h) | o A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). | ||
(i) | o A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the
Investment Company Act of 1940 (15 U.S.C. 80a-3). |
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(j) | o Group in accordance with § 240.13d-1(b)(ii)(J). |
(a) | Amount beneficially owned: 402,114 | ||
(b) | Percent of class: 6.3% | ||
(c) | Number of shares to which the person has: |
(i) | Sole power to vote or to direct the vote: 402,114 | ||
(ii) | Shared power to direct the vote: 0 | ||
(iii) | Sole power to dispose or to direct the disposition of: 402,114 | ||
(iv) | Shared power to dispose or to direct the disposition of: 0 |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. Not applicable |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being
Reported on By the Parent Holding Company or Control Person. Not applicable |
Item 8. | Identification and Classification of Members of the Group. Not applicable |
Item 9. | Notice of Dissolution of Group. Not Applicable |
Item 10. | Certification: Not Applicable |
/s/ James L. Rathmann
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