UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Form U-5S/A
AMENDMENT NO. 1 TO
ANNUAL REPORT
For the year ended December 31, 2004
Filed pursuant to the Public Utility Holding Company Act of 1935
by
CenterPoint Energy, Inc.
1111 Louisiana
Houston, Texas 70002
Utility Holding, LLC
200 West Ninth Street Plaza
Suite 411
Wilmington, Delaware 19801
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The following sections of CenterPoint Energy, Inc.'s ("CenterPoint") Form U-5S
for the year ended December 31, 2004, filed on May 2, 2004 with the Securities
and Exchange Commission (the "Commission") are hereby amended or restated as
indicated below.
ITEM 6. OFFICERS AND DIRECTORS - PART I.
The names, principal address and positions held as of December 31, 2004 of
the officers and directors of system companies is presented in the tables
on the following pages. The principal business address of each officer and
director is indicated in such tables by the numbers (1) through (10). The
addresses associated with these number designations are shown in the
address key below. The symbols used to indicate the positions held by
officers and directors are shown in the position symbol key below.
CENTERPOINT UTILITY CNP CNP TRANSITION
CENTERPOINT ENERGY SERVICE HOLDING, FUNDING CNP HOUSTON CNP TRANSITION BOND COMPANY II,
DIRECTORS AND OFFICERS ENERGY, INC. COMPANY, LLC LLC COMPANY ELECTRIC, LLC BOND COMPANY LLC
-------------------------- ------------ -------------- -------- ------- ------------- -------------- ----------------
Milton Carroll (1) D, COB
John T. Cater (1) D
Derrill Cody (1) D
O. Holcombe Crosswell (1) D
Thomas F. Madison (1) D
David M. McClanahan (1) D, P, CEO M, P, CEO D, C, P M, C
Robert T. O'Connell (1) D
Michael E. Shannon (1) D
Scott E. Rozzell (1) EVP, GC, S EVP, GC, S VP, S EVP, GC, S EVP, GC, S
Gary L. Whitlock (1) EVP, CFO EVP, CFO VP EVP, CFO M, P
James S. Brian (1) SVP, CAO SVP, CAO SVP, CAO M, SVP, CAO
Johnny L. Blau (1) SVP
Preston Johnson, Jr. (1) SVP SVP
Byron R. Kelley (1) SVP
Thomas R. Standish (1) SVP SVP P, COO
Bernard J. Angelo (9) M
Patricia F. Genzel (2) M, P, S
Andrew L. Stidd (9) M
Jeff W. Bonham (1) VP VP
Rick L. Campbell (1) VP
Brenda S. Cauthen (1) VP VP
Donato Cortez, Jr. (1) VP
Walter L. Fitzgerald (1) VP, CO VP, CO VP, CO VP, CO
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Patricia F. Graham (1) VP
John C. Houston (1) VP
Marc Kilbride (1) VP, T VP, T VP, T VP, T M, VP, T M
Deborah C. Korenek (1) VP
Floyd J. LeBlanc, Jr. (1) VP VP
Joseph B. McGoldrick (1) VP VP
Doyle W. McQuillon (1) VP, GM
Sharon Michael-Owens (1) VP
H. Wayne Roesler (1) VP
Steven H. Schuler (1) VP
Rufus S. Scott (1) VP, DGC, AS VP, DGC, AS VP, AS VP, DGC, AS VP, DGC, AS
Jim F. Schaefer (1) VP, GM
Allan E. Schoeneberg (1) VP
William J. Starr (1) VP VP
C. Dean Woods (1) DVP
Richard B. Dauphin (1) AS AS AS AS AS
Gretchen H. Denum (1) AS AS
Linda Geiger (1) AT AT AT AT AT
Eva M. Brumfield (1) VP
Leah R. Kasparek (1) VP
Teresa L. Naylor (1) VP
Kamini Patel (2) VP, AS
DIRECTORS AND OFFICERS HI FINANCECO GP, LLC CNP AVCO HOLDINGS, LLC
------------------------ -------------------- ----------------------
David M. McClanahan (1) P D,P
Scott E. Rozzell (1) EVP, S VP, S
Gary L. Whitlock (1) EVP, CFO
James S. Brian (1) SVP, CAO
Marc Kilbride (1) M, VP, T VP, T
Rufus S. Scott (1) VP, AS VP, AS
Allen E. Schoeneberg (1) VP
Richard B. Dauphin (1) AS AS
Linda Geiger (1) AT AT
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CNP INVESTMENT
DIRECTORS AND OFFICERS CNP ENERGY, INC. (DE) MANAGEMENT, INC.
------------------------ --------------------- ----------------
David M. McClanahan (1) D
Scott E. Rozzell (1)
Gary L. Whitlock (1)
Patricia F. Genzel (2) D, P, S
Mike W. Watters (1) D
Marc Kilbride (1)
Kamini D. Patel (2) VP, AS
Richard B. Dauphin (1)
Linda Geiger (1)
DIRECTORS AND OFFICERS CNP POWER SYSTEMS, INC. CNP PRODUCTS, INC. CNP PROPERTIES, INC. CNP TEGCO, INC.
-------------------------- ----------------------- ------------------ -------------------- ---------------
David M. McClanahan (1) C D, P D, C, P D, P
Scott E. Rozzell (1) VP, S VP, S VP, S VP, S
Wayne D. Stinnett, Jr. (1) D, VP
Gary L. Whitlock (1) VP
Preston Johnson, Jr. (1) D, VP
Marc Kilbride (1) VP, T VP, T VP, T VP, T
Allan E. Schoeneberg (1) VP
Rufus S. Scott (1) VP, AS VP, AS VP, AS VP, AS
Richard Snyder (1) P, COO
Richard B. Dauphin (1) AS AS AS AS
Linda Geiger (1) AT AT AT AT
DIRECTORS AND OFFICERS NORAM ENERGY CORP.
------------------------ ------------------
David M. McClanahan (1) P
Scott E. Rozzell (1) VP, S
James S. Brian (1)
Marc Kilbride (1) VP, T
Rufus S. Scott (1)
Richard B. Dauphin (1) AS
Linda Geiger (1) AT
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TEXAS GENCO UTILITY RAIL
DIRECTORS AND OFFICERS HOLDINGS, INC. TEXAS GENCO GP, LLC TEXAS GENCO LP, LLC SERVICES, INC.
------------------------- -------------- ------------------- ------------------- --------------
David M. McClanahan (1) C, P
Scott E. Rozzell (1) EVP, GC, S EVP, GC, S VP, S
David G. Tees (1) P, CEO M, P, CEO
Gary L. Whitlock (1) EVP, CFO EVP, CFO
James S. Brian (1) SVP, CAO SVP, CAO D, VP
Patricia F. Genzel (2) M, P, S
Walter L. Fitzgerald (1) VP, CO CP, CO
Marc Kilbride (1) VP, T VP, T VP, T
Joseph B. McGoldrick (1) VP
Michael A. Reed (1) VP VP
Rufus S. Scott (1) D, VP, DGC, AS VP, DGC, AS VP, AS
William J. Starr (1) VP
Jerome D. Svatek (1) VP VP
Richard B. Dauphin (1) AS AS AS
Linda Geiger (1) AT AT AT
ARKANSAS
CNP RESOURCES, ALG GAS SUPPLY ALLIED MATERIALS LOUISIANA FINANCE ARKLA INDUSTRIES, ARKLA PRODUCTS
DIRECTORS AND OFFICERS CORP. COMPANY CORPORATION CORPORATION INC. COMPANY
---------------------------- -------------- -------------- ---------------- ----------------- ----------------- --------------
David M. McClanahan (1) D, C, P, CEO D, C, CEO D, P
Scott E. Rozzell (1) EVP, GC, S VP, S VP, S VP, S VP, S EVP, S
Gary L. Whitlock (1) EVP, CFO D, VP D, VP
James S. Brian (1) SVP, CAO D, VP D, VP D, VP D
Preston Johnson, Jr. (1) SVP
Gary M. Cerny (7) DP
Constantine S. Liollio (1) DP D, P D, P D, P
Georgianna E. Nichols (1) DP
Jerry W. Plant (4) D, P
Wayne D. Stinnett, Jr. (1) SVP D, VP
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Walter L. Fitzgerald (1) VP, CO
Marc Kilbride (1) VP, T VP, T VP, T VP, T VP, T VP, T
Rufus S. Scott (1) VP, DGC, AS VP, AS VP, AS VP, AS VP, AS
William J. Starr (1) VP
Brenda A. Bjorklund (7) AS
Richard B. Dauphin (1) AS AS AS AS AS AS
Daniel O. Hagen (7) AS
George C. Hepburn, III (1) DVP, AS VP, AS
Benjamin J. Reese (1) DVP
Linda Geiger (1) AT AT AT AT AT AT
Michelle Willis (3) AS
CNP FIELD CNP GAS
CNP ALTERNATIVE CNP CONSUMER CNP FIELD SERVICES PROCESSING,
DIRECTORS AND OFFICERS FUELS, INC. GROUP, INC. SERVICES, INC. HOLDINGS, INC. INC.
---------------------------- --------------- ------------ -------------- -------------- -----------
David M. McClanahan (1) D, P D, C
Scott E. Rozzell (1) VP, S VP, S VP, S VP, S
Gary M. Cerny (7) P
Hugh G. Maddox (3) D, SVP, COO D, SVP, COO
L. Patrick Giroir (1) VP
Wayne D. Stinnett, Jr. (1) D, VP
Cyril J. Zebot (1) D, VP
Marc Kilbride (1) VP, T VP, T VP, T
Peter M. Kirsch (1) VP
William May (1) VP
Andrea L. Newman (7) VP
Rufus S. Scott (1) VP, AS VP, AS VP, AS
Mark C. Schroeder (1) VP, GC, S VP, GS, S
Kenneth H. Schmidt (1) T T
Brenda A. Bjorklund (7) AS
Douglas H. Darrow (1) AS AS
Richard B. Dauphin (1) AS AS AS
Linda Geiger (1) AT AT AT
Michelle Willis (3) AS AS
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CNP GAS RECEIVABLES, CNP GAS TRANSMISSION CNP - ILLINOIS GAS
DIRECTORS AND OFFICERS LLC COMPANY CNP HUB SERVICES, INC. TRANSMISSION COMPANY
--------------------------- -------------------- -------------------- ---------------------- --------------------
Byron R. Kelley (1) D, P
Scott E. Rozzell (1) EVP, GC, S VP, S VP, S
Gary L. Whitlock (1) M, P
James S. Brian (1) SVP, CAO
Frank B. Bilotta (8) IM
Walter L. Ferguson (1) D, VP D, VP
Willie D. Underwood (1) VP
L. Patrick Giroir (1) VP
Constantine S. Liollio (1)
Benjamin J. Reese (1)
Wayne D. Stinnett, Jr. (1)
Cyril J. Zebot (1) VP D, VP VP
Walter L. Fitzgerald (1) VP, CO
Marc Kilbride (1) M, VP, T VP, T VP, T
Rufus S. Scott (1) VP, DGC, AS VP, AS VP, AS
Robert A. Trost (6) VP
Mark C. Schroeder (1) VP, GC, S
Kenneth H. Schmidt (1) T
Douglas H. Darrow (1) AS
Richard B. Dauphin (1) AS AS AS
George C. Hepburn, III (1)
Linda Geiger (1) AT AT AT
Michelle Willis (3) AS
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PINE PIPELINE
CNP INTRASTATE ACQUISITION CNP GAS SERVICES, CNP RETAIL CNP - MRT CNP MRT HOLDINGS,
DIRECTORS AND OFFICERS HOLDINGS, LLC COMPANY INC. INTERESTS, INC. CORPORATION INC.
-------------------------- -------------- ------------- ----------------- --------------- ----------- ----------------
Byron R. Kelley (1) D, P
Scott E. Rozzell (1) VP, S VP, S VP, S
Walter L. Ferguson (1) D, VP
Benjamin J. Reese (1) VP
Wayne D. Stinnett, Jr. (1) D, P D, P
Cyril J. Zebot (1) M, VP M, VP VP D, P
Marc Kilbride (1) VP, T VP, T VP, T VP, T
Rufus S. Scott (1) VP, AS VP, AS VP, AS
Robert A. Trost (6) VP
Mark C. Schroeder (1) VP, GC, S
Kenneth H. Schmidt (1) T
Douglas H. Darrow (1) AS
Richard B. Dauphin (1) AS AS AS
Linda Geiger (1) AT AT AT AT
Michelle Willis (3) AS
Sylvia Z. Zuroweste (6) AS
James G. Beste (1) AS
George C. Hepburn, III (1) VP, GC, S
Edwin J. Spiegel (6) SVP
Kevin J. Blase (6) VP
CNP TRADING &
TRANSPORTATION
DIRECTORS AND OFFICERS CNP MRT SERVICES COMPANY CNP PIPELINE SERVICES, INC. CNP OQ, LLC GROUP, INC.
----------------------- ------------------------ --------------------------- ----------- --------------
David M. McClanahan (1) D, P
Byron R. Kelley (1) D, P
Scott E. Rozzell (1) VP, S VP, S VP, S
Walter L. Ferguson (1) VP D, VP
Cyril J. Zebot (1) VP
Frank J. Antoine (3) VP
Marc Kilbride (1) VP, T VP, T VP, T
Rufus S. Scott (1) VP, AS VP, AS VP, AS
Robert A. Trost (6) D, VP, GM
-8-
Mark C. Schroeder (1) VP, GC, S
Kenneth H. Schmidt (1) T
Douglas H. Darrow (1) AS
Richard B. Dauphin (1) AS AS AS
Linda Geiger (1) AT AT AT
Michelle Willis (3) AS
Sylvia Z. Zuroweste (6) AS
ENTEX GAS ENTEX OIL & GAS CNP INTRASTATE
DIRECTORS AND OFFICERS MARKETING COMPANY ENTEX NGV, INC. COMPANY INTEX, INC. PIPELINES, INC.
-------------------------- ----------------- --------------- --------------- ----------- ---------------
David M. McClanahan (1) D, C, P D, P C, P
Scott E. Rozzell (1) VP, S VP, S VP, S VP, S
Benjamin J. Reese (1) VP VP VP
Wayne D. Stinnett, Jr. (1) D, SVP D, VP D, SVP D, P D, P
Marc Kilbride (1) VP, T VP, T VP, T VP, T VP, T
Rufus S. Scott (1) VP, AS VP, AS VP, AS
Richard B. Dauphin (1) AS AS AS AS AS
George C. Hepburn, III (1) VP, AS VP, GC, S
Linda Geiger (1) AT AT AT AT AT
MINNESOTA
INTRASTATE NATIONAL FURNACE NORAM UTILITY CNP FUNDS
DIRECTORS AND OFFICERS PIPELINE COMPANY COMPANY SERVICES, INC. MANAGEMENT, INC. UNITED GAS, INC.
-------------------------- ---------------- ---------------- -------------- ---------------- ----------------
David M. McClanahan (1) D, C D, P D, P
Scott E. Rozzell (1) VP, S VP, S VP, S VP, S
Benjamin J. Reese (1)
Wayne D. Stinnett, Jr. (1)
James S. Brian (1) D
Gary M. Cerny (7) D, P
Andre Feldman D, P
Phillip R. Hammond (7) D, VP
Constantine S. Liollio (1) D, P
Marc Kilbride (1) VP, T VP, T VP, T VP, T
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Rufus S. Scott (1) VP, AS VP, AS VP, AS VP, AS
Brenda A. Bjorklund (7) AS
Richard B. Dauphin (1) AS AS AS AS
George C. Hepburn, III (1)
Linda Geiger (1) AT AT AT AT
CNP INTERNATIONAL, CNP INTERNATIONAL RE EL SALVADOR, S.A. CNP INTERNATIONAL II,
DIRECTORS AND OFFICERS INC. HOLDINGS, LLC DE C.V. INC. HIE FORD HEIGHTS, INC.
------------------------ ------------------ ----------------- -------------------- --------------------- ----------------------
David M. McClanahan (1) D, C, P
Joseph B. McGoldrick (1) VP M, VP D, VP D, VP
Scott E. Rozzell (1) EVP, S VP, S VP, S VP, S
Gary L. Whitlock (1) D, EVP P P P
Marc Kilbride (1) VP, T VP, T VP, T VP, T
Steven H. Schuler (1) VP VP VP
Rufus S. Scott (1) VP, AS VP, AS VP, AS VP, AS
Richard B. Dauphin (1) AS AS AS AS
Linda Geiger (1) AT AT AT AT
CNP
BLOCK 368 HIE FULTON, INTERNATIONAL
DIRECTORS AND OFFICERS GP, LLC INC. SERVICES, INC. CNP LIGHT, INC.
------------------------ ----------- ----------- -------------- ---------------
Joseph B. McGoldrick (1) P D, VP D, VP D, VP
Scott E. Rozzell (1) VP, S VP, S VP, S VP, S
Gary L. Whitlock (1) P P P
Marc Kilbride (1) VP, T VP, T VP, T VP, T
Steven H. Schuler (1) M, VP VP VP D, VP
Rufus S. Scott (1) VP, DGC, AS VP, AS VP, AS
Douglas H. Darrow (1)
Richard B. Dauphin (1) AS AS AS AS
Linda Geiger (1) AT AT AT AT
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RE RE HIE BRASIL RE RE RE VENUS WORLDWIDE
BRASIL, BRAZIL RIO SUL INTERNATIONAL BRAZIL COLOMBIA RE OUTSOURCE GENERATION EL ELECTRIC
DIRECTORS AND OFFICERS LTDA. LTD. LTDA. BRASIL LTDA. TIETE LTD LTDA. LTD. SALVADOR HOLDINGS B.V.
----------------------- ------- ------ ---------- ------------- --------- -------- ------------ ------------- -------------
Steven H. Schuler (1) DM D DM DM D D D
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A. POSITIONS CODES
ADT Administrative Trustee
AS Assistant Secretary
AT Assistant Treasurer
C Chairman
CAO Chief Accounting Officer
CEO Chief Executive Officer
CFO Chief Financial Officer
CIO Chief Information Officer
CO Controller
COB Chairman of the Board
COO Chief Operating Officer
D Director
DGC Deputy General Counsel
DM Delegate Member
DTR Delaware Trustee
DP Division President
DVP Division Vice President
EVP Executive Vice President
GC General Counsel
GM General Manager
GP Group President
IM Independent Manager
M Manager
P President
S Secretary
SVP Senior Vice President
T Treasurer
TR Trustee
VP Vice President
B. ADDRESS CODES
1 1111 Louisiana
Houston, Texas 77002
2 1011 Centre Road Suite 324
Wilmington, Delaware 19805
3 525 Milam Street
Shreveport, Louisiana 71101
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4 2301 N. W. 39th Expressway, Suite 200
Oklahoma City, OK 73112
5 700 W. Linden Avenue
Minneapolis, Minnesota 55403
6 9900 Clayton Road
St. Louis, Missouri 63124
7 800 LaSalle
Minneapolis, Minnesota 55402
8 114 West 47th Street, Suite 1715
New York, New York 10036
9 400 West Main Street, Suite 338
Babylon, New York 11702
ITEM 10. FINANCIAL STATEMENTS AND EXHIBITS
FINANCIAL STATEMENTS
The consolidated financial statements for CenterPoint and its subsidiaries as of
December 31, 2004 have heretofore been filed with the Commission and are
incorporated herein by reference and made a part hereof by reference to
CenterPoint's annual report on Form 10-K for the year ended December 31, 2004.
The consolidating financial statements for CenterPoint and its subsidiaries as
of December 31, 2004 are attached hereto as Exhibit F-7.
EXHIBITS
EXHIBIT F SCHEDULES SUPPORTING ITEMS OF THE REPORT
F-1 Chart setting forth system companies and investments therein as of December
31, 2004.
F-7 Consolidating financial statements for CenterPoint and its subsidiaries as
of December 31, 2004.
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SIGNATURE
Each undersigned system company has duly caused this annual report to be
signed on its behalf by the undersigned thereunto duly authorized pursuant to
the requirements of the Public Utility Holding Company of 1935. The signature of
each undersigned company shall be deemed to relate only to matters having
reference to such company or its subsidiaries.
CENTERPOINT ENERGY, INC.,
for itself and on behalf of UTILITY HOLDING, LLC
By: /s/ Rufus S. Scott
--------------------------------------------------
Name: Rufus S. Scott
Title: Vice President, Deputy General Counsel and
Assistant Corporate Secretary
Date: May 17, 2005
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