þ | immediately upon filing. | ||
o | on (Date) at (Time). |
Title of Each Class of | Amount to be | Proposed Maximum Aggregate | Proposed Maximum | Amount of | ||||||||||
Securities to be Registered | Registered | Price Per ADS | Aggregate Offering Price(1) | Registration Fee | ||||||||||
American Depositary Shares
evidenced by American
Depositary Receipts, each
American Depositary Share
representing one
(1) ordinary share of
Infineon Technologies AG |
n/a | n/a | n/a | n/a | ||||||||||
(1) | Estimated solely for the purpose of calculating the registration fee. Pursuant to Rule 457(k), such estimate is computed on the basis of the maximum aggregate fees or charges to be imposed in connection with the issuance of receipts evidencing American Depositary Shares. |
PART I | ||||||||
Item 1. DESCRIPTION OF SECURITIES TO BE REGISTERED | ||||||||
Item 2. AVAILABLE INFORMATION | ||||||||
PART II | ||||||||
Item 3. EXHIBITS | ||||||||
Item 4. UNDERTAKINGS | ||||||||
SIGNATURES | ||||||||
SIGNATURES | ||||||||
INDEX TO EXHIBITS | ||||||||
EX-99.A.2 | ||||||||
EX-99.E |
Location in Form of Receipt | ||||
Item Number and Caption | Filed Herewith as Prospectus | |||
1.
|
Name and address of depositary | Introductory Article | ||
2.
|
Title of American Depositary Receipts and identity of deposited securities | Face of American Depositary Receipt, top center | ||
Terms of Deposit: |
(i) | The amount of deposited securities represented by one unit of American Depositary Receipts | Face of American Depositary Receipt, upper right corner | ||||
(ii) | The procedure for voting the deposited securities |
Articles 14, 15 and 17 | ||||
(iii) | The collection and distribution of dividends | Articles 6, 10, 13, 14 and 17 | ||||
(iv) | The transmission of notices, reports and proxy soliciting material | Articles 12, 14, 15 and 17 | ||||
(v) | The sale or exercise of rights | Articles 13, 14, and 17 | ||||
(vi) | The deposit or sale of securities resulting from dividends, splits or plans of reorganization | Articles 14, 15, 16 and 17 | ||||
(vii) | Amendment, extension or termination of the deposit arrangement | Articles 19 and 20 |
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Location in Form of Receipt | ||||||
Item Number and Caption | Filed Herewith as Prospectus | |||||
(viii) | Rights of holders of the American Depositary Receipts to inspect the transfer books of the depositary and the list of holders of American Depositary Receipts | Article 12 | ||||
(ix) | Restrictions upon the right to deposit or withdraw the underlying securities | Articles 2, 3, 4, 5, 6, 8, 9, 21 and 23 | ||||
(x) | Limitation upon the liability of the depositary | Articles 15, 16, 17, 20 and 22 | ||||
3.
|
Fees and Charges | Articles 6 and 9 |
Statement that upon effectiveness of the termination of
Infineon Technologies AGs reporting requirements under the
Securities Exchange Act, Infineon Technologies AG shall publish
information in English required to maintain the exemption from
registration under Rule 12g3-2(b) under the Securities Exchange
Act (the Rule 12g3-2(b) exemption) on its Internet Web site
(www.infineon.com.) or through an electronic information
delivery system generally available to the public in its
primary trading market and shall comply with the other
requirements of the Rule 12g3-2(b) exemption.
|
Article 12 |
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(a)(1) | Form of Amended and Restated Deposit Agreement among Infineon Technologies AG as Issuer, Deutsche Bank Trust Company Americas as Successor Depositary and the Holders and Beneficial Owners from time to time of American Depositary Receipts issued thereunder. Previously filed as Exhibit (a) to Registration Statement No. 333-123389 and incorporated herein by reference. | ||
(a)(2) | Form of Amendment to Deposit Agreement, including form of American Depositary Receipt. Filed herewith as Exhibit (a)(2) | ||
(b) | Any other agreement to which the Depositary is a party relating to the issuance of the American Depositary Shares registered hereunder or the custody of the deposited securities represented thereby. None. | ||
(c) | Every material contract relating to the deposited securities between the Depositary and the issuer of the deposited securities in effect at any time within the last three years. Not Applicable. | ||
(d) | Opinion of counsel to the Depositary as to the legality of the securities being registered. Previously filed as Exhibit (d) to Registration Statement No. 333-141499 and incorporated herein by reference. | ||
(e) | Certification under Rule 466. Filed herewith as Exhibit (e). | ||
(f) | Powers of Attorney for certain officers and directors and the authorized representative of the Company. Set forth on the signature pages hereto. |
(a) | The Depositary hereby undertakes to make available at the principal office of the Depositary in the United States, for inspection by holders of the American Depositary Receipts, any reports and communications received from the issuer of the deposited securities which are both (1) received by the Depositary as the holder of the deposited securities, and (2) made generally available to the holders of the underlying securities by the issuer. | ||
(b) | If the amounts of fees charged are disclosed in the prospectus, the Depositary undertakes to prepare a separate document stating the amount of any fee charged and describing the service for which it is charged and to deliver promptly a copy of such fee schedule without charge to anyone upon request. The Depositary undertakes to notify each registered holder of an American Depositary Receipt thirty days before any change in the fee schedule. |
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Legal entity created by the agreement for the issuance of American Depositary Receipts evidencing American Depositary Shares each representing one Ordinary Share of Infineon Technologies AG. | ||||||
Deutsche Bank Trust Company Americas, | ||||||
as Depositary | ||||||
By: Name: |
/s/ James Kelly
|
|||||
Title: | Vice President | |||||
By: Name: |
/s/ Chris Konopelko
|
|||||
Title: | Vice President |
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By:
|
/s/ Peter Bauer | Date: August 6, 2010 | ||
Name:
|
Peter Bauer | |||
Title:
|
Chairman of the Management Board, | |||
Chief Executive Officer and | ||||
Acting Chief Financial Officer | ||||
By:
|
/s/ Michael von Eickstedt | Date: August 6, 2010 | ||
Name:
|
Michael von Eickstedt | |||
Title:
|
General Counsel |
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Signature | Title | |
/s/ Peter Bauer
|
Chairman of the Management Board, Chief Executive Officer and Acting Chief Financial Officer |
|
/s/ Hermann Eul
|
Member of the Management Board | |
/s/ Reinhard Ploss
|
Member of the Management Board | |
/s/ Greg Bibbes
|
Authorized Representative in the United States | |
General Counsel, |
||
Infineon Technologies North America Corp. |
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