SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13D/A
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
§ 240.13d-2(a)
(Amendment No. 3 )*
David L. Caplan Davis Polk & Wardwell 450 Lexington Avenue New York, New York 10017 |
Robert B. Schumer Paul, Weiss, Rifkind, Wharton & Garrison LLP 1285 Avenue of the Americas New York, New York 10019 |
Arthur J. Steinhauer, Esq. Sabin, Bermant & Gould LLP Four Times Square New York, New York 10036 |
David J. Segre Wilson Sonsini Goodrich & Rosati Professional Corporation 650 Page Mill Road Palo Alto, California 94304 |
Ryan J. York Davis Wright Tremaine LLP 1201 Third Avenue, Suite 2200 Seattle, Washington 98101 |
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box: o
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (the Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
(Continued on following pages)
CUSIP No. |
18538Q 105 |
13D | Page | 2 |
of | 33 |
Pages |
1. | NAME OF REPORTING PERSON: Sprint Nextel Corporation |
||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
Not Applicable | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Kansas | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 531,724,348* | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER: | |||||||||
531,724,348* | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
531,724,348* | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ** | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
73.0%* | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
HC |
CUSIP No. |
18538Q 105 |
13D | Page | 3 |
of | 33 |
Pages |
1. | NAME OF REPORTING PERSON: Sprint HoldCo, LLC |
||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
WC | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 531,724,348* | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER: | |||||||||
531,724,348* | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
531,724,348* | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ** | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
73.0%* | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
OO |
CUSIP No. |
18538Q 105 |
13D | Page | 4 |
of | 33 |
Pages |
1. | NAME OF REPORTING PERSON: Comcast Corporation |
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2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
WC | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Pennsylvania | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 88,504,132* | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER: | |||||||||
88,504,132* | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
88,504,132* | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ** | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
31.0%* | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
CO |
CUSIP No. |
18538Q 105 |
13D | Page | 5 |
of | 33 |
Pages |
1. | NAME OF REPORTING PERSON: Comcast Wireless Investment I, Inc. |
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2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
AF | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 12,352,941* | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER: | |||||||||
12,352,941* | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
12,352,941* | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ** | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
5.9%* | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
CO |
CUSIP No. |
18538Q 105 |
13D | Page | 6 |
of | 33 |
Pages |
1. | NAME OF REPORTING PERSON: Comcast Wireless Investment II, Inc. |
||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
AF | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 12,352,941* | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER: | |||||||||
12,352,941* | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
12,352,941* | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ** | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
5.9%* | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
CO |
CUSIP No. |
18538Q 105 |
13D | Page | 7 |
of | 33 |
Pages |
1. | NAME OF REPORTING PERSON: Comcast Wireless Investment III, Inc. |
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2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
AF | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 12,352,941* | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER: | |||||||||
12,352,941* | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
12,352,941* | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ** | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
5.9%* | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
CO |
CUSIP No. |
18538Q 105 |
13D | Page | 8 |
of | 33 |
Pages |
1. | NAME OF REPORTING PERSON: Comcast Wireless Investment IV, Inc. |
||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
AF | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 12,352,941* | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER: | |||||||||
12,352,941* | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
12,352,941* | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ** | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
5.9% | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
CO |
CUSIP No. |
18538Q 105 |
13D | Page |
9
|
of | 33 |
Pages |
1. | NAME OF REPORTING PERSON: Comcast Wireless Investment V, Inc. |
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2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
AF | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 12,352,941* | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER: | |||||||||
12,352,941* | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
12,352,941* | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ ** | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
5.9% | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
CO |
CUSIP No. |
18538Q 105 |
13D | Page |
10
|
of | 33 |
Pages |
1. | NAME OF REPORTING PERSON: Comcast Wireless Investment VI, Inc. |
||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
AF | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 26,739,427* | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER: | |||||||||
26,739,427* | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
26,739,427* | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ ** | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
12.0%* | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
CO |
CUSIP No. |
18538Q 105 |
13D | Page |
11
|
of | 33 |
Pages |
1. | NAME OF REPORTING PERSON: Time Warner Cable Inc. |
||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
WC | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | ||||||||||
þ | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 46,404,782* | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER: | |||||||||
46,404,782* | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
46,404,782* | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ ** | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
19.1%* | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
CO |
CUSIP No. |
18538Q 105 |
13D | Page |
12
|
of | 33 |
Pages |
1. | NAME OF REPORTING PERSON: Time Warner Cable LLC |
||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
WC | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 46,404,782* | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER: | |||||||||
46,404,782* | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
46,404,782* | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ ** | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
19.1%* | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
OO |
CUSIP No. |
18538Q 105 |
13D | Page |
13
|
of | 33 |
Pages |
1. | NAME OF REPORTING PERSON: TWC Wireless Holdings I LLC |
||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
WC | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 15,468,261* | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER: | |||||||||
15,468,261* | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
15,468,261* | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ** | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
7.3%* | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
OO |
CUSIP No. |
18538Q 105 |
13D | Page |
14
|
of | 33 |
Pages |
1. | NAME OF REPORTING PERSON: TWC Wireless Holdings II LLC |
||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
WC | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 15,468,261* | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER: | |||||||||
15,468,261* | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
15,468,261* | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
7.3%* | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
OO |
CUSIP No. |
18538Q 105 |
13D | Page |
15
|
of | 33 |
Pages |
1. | NAME OF REPORTING PERSON: TWC Wireless Holdings III LLC |
||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
WC | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 15,468,260* | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER: | |||||||||
15,468,260* | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
15,468,260* | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ ** | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
7.3%* | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
OO |
CUSIP No. |
18538Q 105 |
13D | Page |
16
|
of | 33 |
Pages |
1. | NAME OF REPORTING PERSON: Bright House Networks, LLC |
||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
WC | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 8,474,440* | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER: | |||||||||
8,474,440* | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
8,474,440* | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ ** | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
4.1%* | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
OO |
CUSIP No. |
18538Q 105 |
13D | Page |
17
|
of | 33 |
Pages |
1. | NAME OF REPORTING PERSON: BHN Spectrum Investments, LLC |
||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
WC | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 8,474,440* | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER: | |||||||||
8,474,440* | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
8,474,440* | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ** | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
4.1%* | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
OO |
CUSIP No. |
18538Q 105 |
13D | Page |
18
|
of | 33 |
Pages |
1. | NAME OF REPORTING PERSON: Newhouse Broadcasting Corporation |
||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
WC | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
New York | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 8,474,440* | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER: | |||||||||
8,474,440* | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
8,474,440* | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ ** | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
4.1%* | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
CO |
CUSIP No. |
18538Q 105 |
13D | Page |
19
|
of | 33 |
Pages |
1. | NAME OF REPORTING PERSON: Google Inc. |
||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
WC*** | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | ||||||||||
þ | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 29,411,765 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | * | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 29,411,765 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER: | |||||||||
0 | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
29,411,765* | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ ** | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
15.0%* | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
CO |
CUSIP No. |
18538Q 105 |
13D | Page |
20
|
of | 33 |
Pages |
1. | NAME OF REPORTING PERSON: Eagle River Holdings, LLC |
||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
WC | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Washington | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 39,639,803 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | * | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 39,639,803 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER: | |||||||||
* | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
39,639,803* | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ ** | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
19.8%* | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
OO |
CUSIP No. |
18538Q 105 |
13D | Page |
21
|
of | 33 |
Pages |
1. | NAME OF REPORTING PERSON: Craig O. McCaw |
||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
OO | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
United States | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 41,468,135 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | * | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 41,468,135 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER: | |||||||||
0 | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
41,468,135* | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ ** | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
20.5%* | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
IN |
CUSIP No. |
18538Q 105 |
13D | Page |
22
|
of | 33 |
Pages |
1. | NAME OF REPORTING PERSON: CWCI, LLC |
||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
OO | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Washington | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 111,666 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | * | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 111,666 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER: | |||||||||
0 | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
111,666* | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ ** | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
Less than 1%* | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
OO |
Page 23 of 33 Pages
(i) | Comcast Wireless Investment VI, Inc., a Delaware corporation (Comcast VI), is hereby added as a Reporting Person, and for purpose of the Schedule 13D, shall be deemed, together with Comcast, Comcast I, Comcast II, Comcast III, Comcast IV and Comcast V, to be the Comcast Entities. | ||
(ii) | The following information is hereby added with respect to Comcast VI below the corresponding information for Comcast V: |
(a) Name of Person Filing
|
Comcast VI | |
(b) Address of Principal Business Office
|
One Comcast Center, Philadelphia, PA 19103-2838 |
|
(c) Principal Business
|
Wholly-owned subsidiary of Comcast formed for purposes of holding Comcasts indirect interest in the Issuer. | |
(d) (e) Criminal and Civil Proceedings
|
During the last five years, neither Comcast VI nor, to Comcast VIs knowledge, any of the individuals referred to in Appendix B-7, has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction |
Page 24 of 33 Pages
and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws, or finding violations with respect to such laws. | ||
(f) Place of Organization
|
Delaware |
Class A | % of Class A | Class B | ||||||||||||||||||
Reporting Person (1): | Common Stock (2) | (2) | Common Stock | % of Class B | % Voting | |||||||||||||||
Sprint Entities (3)
|
531,724,348 | 73.0 | % | 531,724,348 | 71.5 | % | 56.55 | % | ||||||||||||
Comcast (4)
|
88,504,132 | 31.0 | % | 88,504,132 | 11.9 | % | 9.4 | % | ||||||||||||
Comcast I (5)
|
12,352,941 | 5.9 | % | 12,352,941 | 1.7 | % | 1.3 | % | ||||||||||||
Comcast II (5)
|
12,352,941 | 5.9 | % | 12,352,941 | 1.7 | % | 1.3 | % | ||||||||||||
Comcast III (5)
|
12,352,941 | 5.9 | % | 12,352,941 | 1.7 | % | 1.3 | % | ||||||||||||
Comcast IV (5)
|
12,352,941 | 5.9 | % | 12,352,941 | 1.7 | % | 1.3 | % | ||||||||||||
Comcast V (5)
|
12,352,941 | 5.9 | % | 12,352,941 | 1.7 | % | 1.3 | % | ||||||||||||
Comcast VI (6)
|
26,739,427 | 12.0 | % | 26,739,427 | 3.6 | % | 2.8 | % |
Page 25 of 33 Pages
Class A | % of Class A | Class B | ||||||||||||||||||
Reporting Person (1): | Common Stock (2) | (2) | Common Stock | % of Class B | % Voting | |||||||||||||||
ERH (7)
|
39,639,803 | 19.8 | % | 2,728,512 | * | 4.1 | % | |||||||||||||
Google (8)
|
29,411,765 | 15.0 | % | | | 3.1 | % | |||||||||||||
TWC (9)
|
46,404,782 | 19.1 | % | 46,404,782 | 6.2 | % | 4.9 | % | ||||||||||||
TWC LLC (9)
|
46,404,782 | 19.1 | % | 46,404,782 | 6.2 | % | 4.9 | % | ||||||||||||
TWC I (10)
|
15,468,261 | 7.3 | % | 15,468,261 | 2.1 | % | 1.7 | % | ||||||||||||
TWC II (10)
|
15,468,261 | 7.3 | % | 15,468,261 | 2.1 | % | 1.7 | % | ||||||||||||
TWC III (10)
|
15,468,260 | 7.3 | % | 15,468,260 | 2.1 | % | 1.7 | % | ||||||||||||
Craig O. McCaw (11)
|
41,468,135 | 20.5 | % | 2,728,512 | * | 4.1 | % | |||||||||||||
BHN Entities (12)
|
8,474,440 | 4.1 | % | 8,474,440 | 1.1 | % | * |
* | Less than 1% | |
(1) | By virtue of the Equityholders Agreement entered into at the Closing, each of the Reporting Persons, together with the Intel Entities, Intel Capital, Intel Cayman, and Middlefield, may be deemed to be a member of a group under Section 13(d) of the Act, which may be deemed to beneficially own, have shared power to vote or direct the vote over and have shared dispositive power over 531,724,348 shares of Class A Common Stock beneficially owned by the Sprint Entities, 102,404,811 shares of Class A Common Stock beneficially owned by Intel (which includes 33,333,333 shares of Class A Common Stock held by Intel Capital, 3,333,333 shares of Class A Common Stock held by Intel Cayman, 93,333 shares of Class A Common Stock issuable on exercise of warrants held by Middlefield, 58,823,530 shares of Class B Common Stock issued to the Intel Entities upon Closing and as adjusted by the post-closing adjustment, 6,531,290 shares of Class B Common Stock issued to the Intel Entities pursuant to the Investment Transactions and 289,992 shares of Class B Common Stock to be issued to the Intel Entities pursuant to the Investment Transactions at the Third Investment Closing), 88,504,132 shares of Class A Common Stock beneficially owned by the Comcast Entities, 39,639,803 shares of Class A Common Stock beneficially owned by ERH (which includes 988,333 shares of Class A Common Stock issuable on exercise of warrants issued to ERH), 29,411,765 shares of Class A Common Stock beneficially owned by Google, 46,404,782 shares of Class A Common Stock beneficially owned by the TWC Entities and 8,474,440 shares of Class A Common Stock beneficially owned by the BHN Entities. As described in Item 6 of the Schedule 13D, the Equityholders have entered into the Equityholders Agreement in connection with the completion of the Transactions which includes a voting agreement under which such Equityholders and their respective affiliates share the ability to elect a majority of the Issuers directors. The persons listed in the table disclaim beneficial ownership of the shares of capital stock beneficially owned by such other Equityholders (other than the shares of capital stock beneficially owned by their affiliates). | |
(2) | Shares of Class A Common Stock beneficially owned and the respective percentages of beneficial ownership of Class A Common Stock assumes the conversion of all shares of Class B Common Stock beneficially owned by such person or entity into Class A Common Stock, and the exercise of all options, warrants and other securities convertible into common stock beneficially owned by such person or entity currently exercisable or exercisable within 60 days of December 21, 2009. Shares issuable pursuant to the conversion of Class B Common Stock or the exercise of stock options and warrants exercisable within 60 days are deemed outstanding and held by the holder of such shares of Class B Common Stock, options or warrants for computing the percentage of outstanding common stock beneficially owned by such person, but are not deemed outstanding for computing the percentage of outstanding common stock beneficially owned by any other person. The respective percentages of beneficial ownership of Class A Common Stock are based on 196,776,715 shares of Class A Common Stock outstanding on December 14, 2009. | |
(3) | Consists of 370,000,000 shares of Class B Common Stock issued to Sprint HoldCo upon Closing, 154,732,533 shares of Class B Common Stock issued to Sprint HoldCo pursuant to the Investment Transactions, and 6,991,815 shares of Class B Common Stock to be issued to Sprint pursuant to the Investment Transactions at the Third Investment Closing (including the Sprint Third Closing Equity Fee). Pursuant to the Investment Agreement, Sprint intends to assign the right to purchase such equity interests at the Third Investment Closing to Sprint HoldCo. |
Page 26 of 33 Pages
(4) | Consists of 61,764,705 shares of Class B Common Stock issued to the Comcast Entities upon Closing and as adjusted by the post-closing adjustment, 25,602,657 shares of Class B Common Stock issued to the Comcast Entities pursuant to the Investment Transactions and 1,136,770 shares of Class B Common Stock expected to be issued to the Comcast Entities pursuant to the Investment Transactions at the Third Investment Closing. Comcast IV purchased all 25,602,657 shares of Class B Common issued to the Comcast Entities pursuant to the Investment Transactions and, pursuant to the Investment Agreement, Comcast intends to assign the right to purchase all of the equity interests issuable to Comcast at the Third Investment Closing to Comcast VI. By virtue of the fact that each of Comcast I, Comcast II, Comcast III, Comcast IV, Comcast V and Comcast VI is a wholly-owned subsidiary of Comcast, Comcast may be deemed to have shared voting and dispositive power with respect to the shares of Class B Common Stock owned by each of Comcast I, Comcast II, Comcast III, Comcast IV, Comcast V and Comcast VI. | |
(5) | Consists of 12,352,941 shares of Class B Common Stock issued to each of Comcast I, Comcast II, Comcast III, Comcast IV and Comcast V upon Closing and as adjusted by the post-closing adjustment. | |
(6) | Consists of 25,602,657 shares of Class B Common Stock issued to Comcast VI pursuant to the Investment Transactions and 1,136,770 shares of Class B Common Stock expected to be issued to Comcast VI pursuant to the Investment Transactions at the Third Investment Closing. | |
(7) | Consists of 35,922,958 shares of Class A Common Stock, 988,333 shares of Class A Common Stock issuable on exercise of warrants, 2,612,516 shares of Class B Common Stock issued to ERH pursuant to the Investment Transactions, and 115,996 shares of Class B Common Stock to be issued to ERH pursuant to the Investment Transactions at the Third Investment Closing. ERH is controlled by Mr. McCaw. The manager of ERH is Eagle River Inc., an entity controlled by and wholly-owned by Mr. McCaw. | |
(8) | Consists of 29,411,765 shares of Class A Common Stock issued to Google upon Closing and as adjusted by the post-closing adjustment. | |
(9) | Consists of 32,352,941 shares of Class B Common Stock issued to the TWC Entities upon Closing, as adjusted by the post-closing adjustment, 13,454,457 shares of Class B Common Stock issued to the TWC Entities pursuant to the Investment Transactions, and 597,384 shares of Class B Common Stock to be issued to the TWC Entities pursuant to the Investment Transactions at the Third Investment Closing. Pursuant to the Investment Agreement, TWC intends to assign the right to purchase such equity interests at the Third Investment Closing equally to each of TWC I, TWC II and TWC III. By virtue of the fact that each of TWC I, TWC II and TWC III is a wholly-owned subsidiary of TWC and TWC LLC, TWC and TWC LLC may be deemed to have shared voting and dispositive power with respect to the shares of Class B Common Stock owned by each of TWC I, TWC II and TWC III. | |
(10) | Consists of 10,784,314, 10,784,314, and 10,784,313 shares of Class B Common Stock issued to TWC I, TWC II, and TWC III, respectively, upon Closing and as adjusted by the post-closing adjustment, 4,484,819, 4,484,819, and 4,484,819 shares of Class B Common Stock issued to TWC I, TWC II, and TWC III, respectively, pursuant to the Investment Transactions, and 597,384 shares of Class B Common Stock to be issued to TWC pursuant to the Investment Transactions at the Third Investment Closing. Pursuant to the Investment Agreement, TWC intends to assign the right to purchase such equity interests at the Third Investment Closing equally to each of TWC I, TWC II and TWC III. | |
(11) | Consists of options to purchase 1,666,666 shares of Class A Common Stock, 111,666 shares of Class A Common Stock held by CWCI, 35,922,958 shares of Class A Common Stock issued to ERH, 988,333 shares of Class A Common Stock issuable on exercise of warrants issued to ERH, a restricted stock unit grant of 50,000 shares of Class A Common Stock, which grant expires on January 14, 2012, 2,612,516 shares of Class B Common Stock issued to ERH pursuant to the Investment Transactions, and 115,996 shares of Class B Common Stock to be issued to ERH pursuant to the Investment Transactions at the Third Investment Closing. Mr. McCaw owns all of the voting membership interests in ERH and also controls and wholly-owns Eagle River Inc., the manager of ERH. | |
(12) | Consists of 5,882,353 shares of Class B Common Stock issued to BHN Spectrum upon Closing and as |
Page 27 of 33 Pages
adjusted by the post-closing adjustment, 2,481,890 shares of Class B Common Stock issued to BHN Spectrum pursuant to the Investment Transactions and 110,197 shares of Class B Common Stock to be issued to BHN Spectrum pursuant to the Investment Transactions at the Third Investment Closing. Pursuant to the Investment Agreement, BHN intends to assign the right to purchase such equity interests at the Third Investment Closing to BHN Spectrum. |
Page 28 of 33 Pages
Sprint Nextel Corporation |
||||
By | /s/Timothy P. OGrady | |||
Name: | Timothy P. OGrady | |||
Title: | Vice President | |||
Sprint HoldCo, LLC |
||||
By | /s/Timothy P. OGrady | |||
Name: | Timothy P. OGrady | |||
Title: | Vice President | |||
Comcast Corporation |
||||
By | /s/Arthur R. Block | |||
Name: | Arthur R. Block | |||
Title: | Senior Vice President | |||
Comcast Wireless Investment I, Inc. |
||||
By | /s/Arthur R. Block | |||
Name: | Arthur R. Block | |||
Title: | Senior Vice President | |||
Comcast Wireless Investment II, Inc. |
||||
By | /s/Arthur R. Block | |||
Name: | Arthur R. Block | |||
Title: | Senior Vice President | |||
Comcast Wireless Investment III, Inc. |
||||
By | /s/Arthur R. Block | |||
Name: | Arthur R. Block | |||
Title: | Senior Vice President |
Page 29 of 33 Pages
Comcast Wireless Investment IV, Inc. |
||||
By | /s/Arthur R. Block | |||
Name: | Arthur R. Block | |||
Title: | Senior Vice President | |||
Comcast Wireless Investment V, Inc. |
||||
By | /s/Arthur R. Block | |||
Name: | Arthur R. Block | |||
Title: | Senior Vice President | |||
Comcast Wireless Investment VI, Inc. |
||||
By | /s/Arthur R. Block | |||
Name: | Arthur R. Block | |||
Title: | Senior Vice President | |||
Time Warner Cable Inc. |
||||
By | /s/Satish Adige | |||
Name: | Satish Adige | |||
Title: | Senior Vice President, Investments | |||
Time Warner Cable LLC |
||||
By | /s/Satish Adige | |||
Name: | Satish Adige | |||
Title: | Senior Vice President, Investments | |||
TWC Wireless Holdings I LLC |
||||
By | /s/Satish Adige | |||
Name: | Satish Adige | |||
Title: | Senior Vice President, Investments | |||
TWC Wireless Holdings II LLC |
||||
By | /s/Satish Adige | |||
Name: | Satish Adige | |||
Title: | Senior Vice President, Investments | |||
TWC Wireless Holdings III LLC |
||||
By | /s/Satish Adige | |||
Name: | Satish Adige | |||
Title: | Senior Vice President, Investments |
Page 30 of 33 Pages
Bright House Networks, LLC |
||||
By | /s/Donald E. Newhouse | |||
Name: | Donald E. Newhouse | |||
Title: | Vice President | |||
BHN Spectrum Investments, LLC |
||||
By | /s/Donald E. Newhouse | |||
Name: | Donald E. Newhouse | |||
Title: | Vice President | |||
Newhouse Broadcasting Corporation |
||||
By | /s/Donald E. Newhouse | |||
Name: | Donald E. Newhouse | |||
Title: | President | |||
Google Inc. |
||||
By | /s/Kent Walker | |||
Name: | Kent Walker | |||
Title: | Vice President and General Counsel | |||
Eagle River Holdings, LLC |
||||
By | /s/Amit Mehta | |||
Name: | Amit Mehta | |||
Title: | Vice President | |||
Craig O. McCaw |
||||
By | /s/Craig O. McCaw | |||
Name: Craig O. McCaw | ||||
CWCI, LLC |
||||
By | /s/Craig O. McCaw | |||
Name: | Craig O. McCaw | |||
Title: | CEO |
Page 31 of 33 Pages
Daniel H. Schulman Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
President, Prepaid of Sprint Nextel Corporation |
Page 32 of 33 Pages
J. Michael Cook* Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Retired Chairman and Chief Executive Officer of Deloitte & Touche LLP | 980 Lake Avenue Greenwich, CT 06831 |
Page 33 of 33 Pages
Name and Address of Corporation or | ||||
Present Principal Occupation | Other Organization (if different from | |||
Name and Business Address | (principal business of employer) | address provided in Column 1) | ||
Michael J. Angelakis Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Executive Vice President, Chief Financial Officer |
|||
Arthur R. Block, Esq.* Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Senior Vice President, General Counsel, Secretary and Assistant Treasurer | |||
Stephen B. Burke Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Executive Vice President, Chief Operating Officer |
|||
David L. Cohen Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Executive Vice President, Assistant Secretary |
|||
Brian L. Roberts Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
President and Chief Executive Officer | |||
Lawrence J. Salva Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Senior Vice President, Chief Accounting Officer and Controller |
* | Director |