David L. Caplan Davis Polk & Wardwell 450 Lexington Avenue New York, New York 10017 |
Robert B. Schumer Paul, Weiss, Rifkind, Wharton & Garrison LLP 1285 Avenue of the Americas New York, New York 10019 |
Arthur J. Steinhauer, Esq. Sabin, Bermant & Gould LLP Four Times Square New York, New York 10036 |
David J. Segre Wilson Sonsini Goodrich & Rosati Professional Corporation 650 Page Mill Road Palo Alto, California 94304 |
Ryan J. York Davis Wright Tremaine LLP 1201 Third Avenue, Suite 2200 Seattle, Washington 98101 |
CUSIP No. |
18538Q 105 |
13D | Page | 2 |
of |
42 Pages |
1. | NAME OF REPORTING PERSON: Sprint Nextel Corporation |
||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
Not Applicable | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Kansas | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 530,436,562* | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER: | |||||||||
530,436,562* | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
530,436,562* | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ** | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
73.0%* | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
HC |
* | See discussion in Items 4 through 6 of the Statement on Schedule 13D filed on December 5, 2008 (the Schedule 13D). As more fully described in the responses to Items 4 through 6 of the Schedule 13D, the Reporting Persons and certain other beneficial owners of Class A Common Stock named herein may be deemed to be members of a group under Section 13(d) of the Act by virtue of the Equityholders Agreement described in the Schedule 13D. Neither the filing of this Amendment No. 2 to Statement on Schedule 13D (the Amendment) nor any of its contents shall be deemed to constitute an admission by any Reporting Person that, except as expressly set forth herein, it has or shares beneficial ownership of any shares of Class A Common Stock held by any other person for purposes of Section 13(d) of the Act, or for any other purpose, and such beneficial ownership thereof is expressly disclaimed. | |
** | See the footnotes to the table in Item 5(a)-(b) of this Amendment. |
CUSIP No. |
18538Q 105 |
13D | Page | 3 |
of |
42 Pages |
1. | NAME OF REPORTING PERSON: Sprint HoldCo, LLC |
||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
WC | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 530,436,562* | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER: | |||||||||
530,436,562* | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
530,436,562* | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ** | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
73.0%* | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
OO |
* | See discussion in Items 4 through 6 of the Schedule 13D. As more fully described in the responses to Items 4 through 6 of the Schedule 13D, the Reporting Persons and certain other beneficial owners of Class A Common Stock named herein may be deemed to be members of a group under Section 13(d) of the Act by virtue of the Equityholders Agreement described in the Schedule 13D. Neither the filing of this Amendment nor any of its contents shall be deemed to constitute an admission by any Reporting Person that, except as expressly set forth herein, it has or shares beneficial ownership of any shares of Class A Common Stock held by any other person for purposes of Section 13(d) of the Act, or for any other purpose, and such beneficial ownership thereof is expressly disclaimed. | |
** | See the footnotes to the table in Item 5(a)-(b) of this Amendment. |
CUSIP No. |
18538Q 105 |
13D | Page | 4 |
of |
42 Pages |
1. | NAME OF REPORTING PERSON: Comcast Corporation |
||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
WC | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Pennsylvania | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 88,504,132* | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER: | |||||||||
88,504,132* | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
88,504,132* | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ** | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
31.1%* | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
CO |
* | See discussion in Items 4 through 6 of the Schedule 13D. As more fully described in the responses to Items 4 through 6 of the Schedule 13D, the Reporting Persons and certain other beneficial owners of Class A Common Stock named herein may be deemed to be members of a group under Section 13(d) of the Act by virtue of the Equityholders Agreement described in the Schedule 13D. Neither the filing of this Amendment nor any of its contents shall be deemed to constitute an admission by any Reporting Person that, except as expressly set forth herein, it has or shares beneficial ownership of any shares of Class A Common Stock held by any other person for purposes of Section 13(d) of the Act, or for any other purpose, and such beneficial ownership thereof is expressly disclaimed. | |
** | See the footnotes to the table in Item 5(a)-(b) of this Amendment. |
CUSIP No. |
18538Q 105 |
13D | Page | 5 |
of |
42 Pages |
1. | NAME OF REPORTING PERSON: Comcast Wireless Investment I, Inc. |
||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
AF | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 12,352,941* | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER: | |||||||||
12,352,941* | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
12,352,941* | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ** | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
5.9%* | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
CO |
* | See discussion in Items 4 through 6 of the Schedule 13D. As more fully described in the responses to Items 4 through 6 of the Schedule 13D, the Reporting Persons and certain other beneficial owners of Class A Common Stock named herein may be deemed to be members of a group under Section 13(d) of the Act by virtue of the Equityholders Agreement described in the Schedule 13D. Neither the filing of this Amendment nor any of its contents shall be deemed to constitute an admission by any Reporting Person that, except as expressly set forth herein, it has or shares beneficial ownership of any shares of Class A Common Stock held by any other person for purposes of Section 13(d) of the Act, or for any other purpose, and such beneficial ownership thereof is expressly disclaimed. | |
** | See the footnotes to the table in Item 5(a)-(b) of this Amendment. |
CUSIP No. |
18538Q 105 |
13D | Page | 6 |
of |
42 Pages |
1. | NAME OF REPORTING PERSON: Comcast Wireless Investment II, Inc. |
||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
AF | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 12,352,941* | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER: | |||||||||
12,352,941* | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
12,352,941* | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ** | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
5.9%* | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
CO |
* | See discussion in Items 4 through 6 of the Schedule 13D. As more fully described in the responses to Items 4 through 6 of the Schedule 13D, the Reporting Persons and certain other beneficial owners of Class A Common Stock named herein may be deemed to be members of a group under Section 13(d) of the Act by virtue of the Equityholders Agreement described in the Schedule 13D. Neither the filing of this Amendment nor any of its contents shall be deemed to constitute an admission by any Reporting Person that, except as expressly set forth herein, it has or shares beneficial ownership of any shares of Class A Common Stock held by any other person for purposes of Section 13(d) of the Act, or for any other purpose, and such beneficial ownership thereof is expressly disclaimed. | |
** | See the footnotes to the table in Item 5(a)-(b) of this Amendment. |
CUSIP No. |
18538Q 105 |
13D | Page | 7 |
of |
42 Pages |
1. | NAME OF REPORTING PERSON: Comcast Wireless Investment III, Inc. |
||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
AF | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 12,352,941* | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER: | |||||||||
12,352,941* | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
12,352,941* | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ** | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
5.9%* | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
CO |
* | See discussion in Items 4 through 6 of the Schedule 13D. As more fully described in the responses to Items 4 through 6 of the Schedule 13D, the Reporting Persons and certain other beneficial owners of Class A Common Stock named herein may be deemed to be members of a group under Section 13(d) of the Act by virtue of the Equityholders Agreement described in the Schedule 13D. Neither the filing of this Amendment nor any of its contents shall be deemed to constitute an admission by any Reporting Person that, except as expressly set forth herein, it has or shares beneficial ownership of any shares of Class A Common Stock held by any other person for purposes of Section 13(d) of the Act, or for any other purpose, and such beneficial ownership thereof is expressly disclaimed. | |
** | See the footnotes to the table in Item 5(a)-(b) of this Amendment. |
CUSIP No. |
18538Q 105 |
13D | Page | 8 |
of |
42 Pages |
1. | NAME OF REPORTING PERSON: Comcast Wireless Investment IV, Inc. |
||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
AF | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 12,352,941* | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER: | |||||||||
12,352,941* | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
12,352,941* | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ** | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
5.9%* | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
CO |
* | See discussion in Items 4 through 6 of the Schedule 13D. As more fully described in the responses to Items 4 through 6 of the Schedule 13D, the Reporting Persons and certain other beneficial owners of Class A Common Stock named herein may be deemed to be members of a group under Section 13(d) of the Act by virtue of the Equityholders Agreement described in the Schedule 13D. Neither the filing of this Amendment nor any of its contents shall be deemed to constitute an admission by any Reporting Person that, except as expressly set forth herein, it has or shares beneficial ownership of any shares of Class A Common Stock held by any other person for purposes of Section 13(d) of the Act, or for any other purpose, and such beneficial ownership thereof is expressly disclaimed. | |
** | See the footnotes to the table in Item 5(a)-(b) of this Amendment. |
CUSIP No. |
18538Q 105 |
13D | Page | 9 |
of |
42 Pages |
1. | NAME OF REPORTING PERSON: Comcast Wireless Investment V, Inc. |
||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
AF | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 12,352,941* | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER: | |||||||||
12,352,941* | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
12,352,941* | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ** | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
5.9%* | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
CO |
* | See discussion in Items 4 through 6 of the Schedule 13D. As more fully described in the responses to Items 4 through 6 of the Schedule 13D, the Reporting Persons and certain other beneficial owners of Class A Common Stock named herein may be deemed to be members of a group under Section 13(d) of the Act by virtue of the Equityholders Agreement described in the Schedule 13D. Neither the filing of this Amendment nor any of its contents shall be deemed to constitute an admission by any Reporting Person that, except as expressly set forth herein, it has or shares beneficial ownership of any shares of Class A Common Stock held by any other person for purposes of Section 13(d) of the Act, or for any other purpose, and such beneficial ownership thereof is expressly disclaimed. | |
** | See the footnotes to the table in Item 5(a)-(b) of this Amendment. |
CUSIP No. |
18538Q 105 |
13D | Page | 10 |
of |
42 Pages |
1. | NAME OF REPORTING PERSON: Time Warner Cable Inc. |
||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
WC | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | ||||||||||
þ | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 46,404,782* | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER: | |||||||||
46,404,782* | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
46,404,782* | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ** | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
19.2%* | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
CO |
* | See discussion in Items 4 through 6 of the Schedule 13D. As more fully described in the responses to Items 4 through 6 of the Schedule 13D, the Reporting Persons and certain other beneficial owners of Class A Common Stock named herein may be deemed to be members of a group under Section 13(d) of the Act by virtue of the Equityholders Agreement described in the Schedule 13D. Neither the filing of this Amendment nor any of its contents shall be deemed to constitute an admission by any Reporting Person that, except as expressly set forth herein, it has or shares beneficial ownership of any shares of Class A Common Stock held by any other person for purposes of Section 13(d) of the Act, or for any other purpose, and such beneficial ownership thereof is expressly disclaimed. | |
** | See the footnotes to the table in Item 5(a)-(b) of this Amendment. |
CUSIP No. |
18538Q 105 |
13D | Page | 11 |
of |
42 Pages |
1. | NAME OF REPORTING PERSON: Time Warner Cable LLC |
||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
WC | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 46,404,782* | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER: | |||||||||
46,404,782* | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
46,404,782* | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ** | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
19.2%* | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
OO |
* | See discussion in Items 4 through 6 of the Schedule 13D. As more fully described in the responses to Items 4 through 6 of the Schedule 13D, the Reporting Persons and certain other beneficial owners of Class A Common Stock named herein may be deemed to be members of a group under Section 13(d) of the Act by virtue of the Equityholders Agreement described in the Schedule 13D. Neither the filing of this Amendment nor any of its contents shall be deemed to constitute an admission by any Reporting Person that, except as expressly set forth herein, it has or shares beneficial ownership of any shares of Class A Common Stock held by any other person for purposes of Section 13(d) of the Act, or for any other purpose, and such beneficial ownership thereof is expressly disclaimed. | |
** | See the footnotes to the table in Item 5(a)-(b) of this Amendment. |
CUSIP No. |
18538Q 105 |
13D | Page | 12 |
of |
42 Pages |
1. | NAME OF REPORTING PERSON: TWC Wireless Holdings I LLC |
||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
WC | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 15,468,261* | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER: | |||||||||
15,468,261* | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
15,468,261* | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ** | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
7.3%* | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
OO |
* | See discussion in Items 4 through 6 of the Schedule 13D. As more fully described in the responses to Items 4 through 6 of the Schedule 13D, the Reporting Persons and certain other beneficial owners of Class A Common Stock named herein may be deemed to be members of a group under Section 13(d) of the Act by virtue of the Equityholders Agreement described in the Schedule 13D. Neither the filing of this Amendment nor any of its contents shall be deemed to constitute an admission by any Reporting Person that, except as expressly set forth herein, it has or shares beneficial ownership of any shares of Class A Common Stock held by any other person for purposes of Section 13(d) of the Act, or for any other purpose, and such beneficial ownership thereof is expressly disclaimed. | |
** | See the footnotes to the table in Item 5(a)-(b) of this Amendment. |
CUSIP No. |
18538Q 105 |
13D | Page | 13 |
of |
42 Pages |
1. | NAME OF REPORTING PERSON: TWC Wireless Holdings II LLC |
||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
WC | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 15,468,261* | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER: | |||||||||
15,468,261* | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
15,468,261* | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ** | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
7.3%* | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
OO |
* | See discussion in Items 4 through 6 of the Schedule 13D. As more fully described in the responses to Items 4 through 6 of the Schedule 13D, the Reporting Persons and certain other beneficial owners of Class A Common Stock named herein may be deemed to be members of a group under Section 13(d) of the Act by virtue of the Equityholders Agreement described in the Schedule 13D. Neither the filing of this Amendment nor any of its contents shall be deemed to constitute an admission by any Reporting Person that, except as expressly set forth herein, it has or shares beneficial ownership of any shares of Class A Common Stock held by any other person for purposes of Section 13(d) of the Act, or for any other purpose, and such beneficial ownership thereof is expressly disclaimed. | |
** | See the footnotes to the table in Item 5(a)-(b) of this Amendment. |
CUSIP No. |
18538Q 105 |
13D | Page | 14 |
of |
42 Pages |
1. | NAME OF REPORTING PERSON: TWC Wireless Holdings III LLC |
||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
WC | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 15,468,260* | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER: | |||||||||
15,468,260* | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
15,468,260* | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ** | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
7.3%* | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
OO |
* | See discussion in Items 4 through 6 of the Schedule 13D. As more fully described in the responses to Items 4 through 6 of the Schedule 13D, the Reporting Persons and certain other beneficial owners of Class A Common Stock named herein may be deemed to be members of a group under Section 13(d) of the Act by virtue of the Equityholders Agreement described in the Schedule 13D. Neither the filing of this Amendment nor any of its contents shall be deemed to constitute an admission by any Reporting Person that, except as expressly set forth herein, it has or shares beneficial ownership of any shares of Class A Common Stock held by any other person for purposes of Section 13(d) of the Act, or for any other purpose, and such beneficial ownership thereof is expressly disclaimed. | |
** | See the footnotes to the table in Item 5(a)-(b) of this Amendment. |
CUSIP No. |
18538Q 105 |
13D | Page | 15 |
of |
42 Pages |
1. | NAME OF REPORTING PERSON: Bright House Networks, LLC |
||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
WC | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 8,474,440* | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER: | |||||||||
8,474,440* | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
8,474,440* | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ** | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
4.2%* | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
OO |
* | See discussion in Items 4 through 6 of the Schedule 13D. As more fully described in the responses to Items 4 through 6 of the Schedule 13D, the Reporting Persons and certain other beneficial owners of Class A Common Stock named herein may be deemed to be members of a group under Section 13(d) of the Act by virtue of the Equityholders Agreement described in the Schedule 13D. Neither the filing of this Amendment nor any of its contents shall be deemed to constitute an admission by any Reporting Person that, except as expressly set forth herein, it has or shares beneficial ownership of any shares of Class A Common Stock held by any other person for purposes of Section 13(d) of the Act, or for any other purpose, and such beneficial ownership thereof is expressly disclaimed. | |
** | See the footnotes to the table in Item 5(a)-(b) of this Amendment. |
CUSIP No. |
18538Q 105 |
13D | Page | 16 |
of | 42 Pages |
1. | NAME OF REPORTING PERSON: BHN Spectrum Investments, LLC |
||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
WC | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 8,474,440* | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER: | |||||||||
8,474,440* | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
8,474,440* | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ** | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
4.2%* | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
OO |
* | See discussion in Items 4 through 6 of the Schedule 13D. As more fully described in the responses
to Items 4 through 6 of the Schedule 13D, the Reporting Persons and certain other beneficial owners
of Class A Common Stock named herein may be deemed to be members of a group under Section 13(d)
of the Act by virtue of the Equityholders Agreement described in the Schedule 13D. Neither the filing
of this Amendment nor any of its contents shall be deemed to
constitute an admission by any Reporting Person that, except as expressly set forth herein, it
has or shares beneficial ownership of any shares of Class A
Common Stock held by any other person for purposes of Section 13(d) of the Act, or for any other purpose,
and such beneficial ownership thereof is expressly disclaimed. |
|
** | See the footnotes to the table in Item 5(a)-(b) of this Amendment. |
CUSIP No. |
18538Q 105 |
13D | Page | 17 |
of | 42 Pages |
1. | NAME OF REPORTING PERSON: Newhouse Broadcasting Corporation |
||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
WC | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
New York | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 8,474,440* | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER: | |||||||||
8,474,440* | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
8,474,440* | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ** | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
4.2%* | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
CO |
* | See discussion in Items 4 through 6 of the Schedule 13D. As more fully described in the responses to Items 4 through 6 of the Schedule 13D, the Reporting Persons and certain other beneficial owners of Class A Common Stock named herein may be deemed to be members of a group under Section 13(d) of the Act by virtue of the Equityholders Agreement described in the Schedule 13D. Neither the filing of this Amendment nor any of its contents shall be deemed to constitute an admission by any Reporting Person that, except as expressly set forth herein, it has or shares beneficial ownership of any shares of Class A Common Stock held by any other person for purposes of Section 13(d) of the Act, or for any other purpose, and such beneficial ownership thereof is expressly disclaimed. | |
** | See the footnotes to the table in Item 5(a)-(b) of this Amendment. |
CUSIP No. |
18538Q 105 |
13D | Page | 18 |
of | 42 Pages |
1. | NAME OF REPORTING PERSON: Google Inc. |
||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
WC*** | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
þ | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 29,411,765 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | * | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 29,411,765 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER: | |||||||||
0 | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
29,411,765* | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ** | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
15.0%* | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
CO |
* | See discussion in Items 4 through 6 of the Schedule 13D. As more fully described in the responses to Items 4 through 6 of the Schedule 13D, the Reporting Persons and certain other beneficial owners of Class A Common Stock named herein may be deemed to be members of a group under Section 13(d) of the Act by virtue of the Equityholders Agreement described in the Schedule 13D. Neither the filing of this Amendment nor any of its contents shall be deemed to constitute an admission by any Reporting Person that, except as expressly set forth herein, it has or shares beneficial ownership of any shares of Class A Common Stock held by any other person for purposes of Section 13(d) of the Act, or for any other purpose, and such beneficial ownership thereof is expressly disclaimed. | |
** | See the footnotes to the table in Item 5(a)-(b) of this Amendment. | |
*** | Google used working capital as its source of funds to acquire shares of the Issuer in connection with Googles initial investment and subsequent post-closing adjustment pursuant to the Transaction Agreement described in further detail in Items 4 through 6 of the Schedule 13D. Google did not participate in the Investment Transactions described in further detail below. |
CUSIP No. |
18538Q 105 |
13D | Page | 19 |
of | 42 Pages |
1. | NAME OF REPORTING PERSON: Eagle River Holdings, LLC |
||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
WC | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Washington | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 39,639,803 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | * | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 39,639,803 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER: | |||||||||
* | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
39,639,803* | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ** | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
19.9%* | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
OO |
* | See discussion in Items 4 through 6 of the Schedule 13D. As more fully described in the responses to Items 4 through 6 of the Schedule 13D, the Reporting Persons and certain other beneficial owners of Class A Common Stock named herein may be deemed to be members of a group under Section 13(d) of the Act by virtue of the Equityholders Agreement described in the Schedule 13D. Neither the filing of this Amendment nor any of its contents shall be deemed to constitute an admission by any Reporting Person that, except as expressly set forth herein, it has or shares beneficial ownership of any shares of Class A Common Stock held by any other person for purposes of Section 13(d) of the Act, or for any other purpose, and such beneficial ownership thereof is expressly disclaimed. | |
** | See the footnotes to the table in Item 5(a)-(b) of this Amendment. |
CUSIP No. |
18538Q 105 |
13D | Page | 20 |
of | 42 Pages |
1. | NAME OF REPORTING PERSON: Craig O. McCaw |
||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
OO | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
United States | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 41,468,135 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | * | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 41,468,135 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER: | |||||||||
0 | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
41,468,135* | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ** | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
20.6%* | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
IN |
* | See discussion in Items 4 through 6 of the Schedule 13D. As more fully described in the responses to Items 4 through 6 of the Schedule 13D, the Reporting Persons and certain other beneficial owners of Class A Common Stock named herein may be deemed to be members of a group under Section 13(d) of the Act by virtue of the Equityholders Agreement described in the Schedule 13D. Neither the filing of this Amendment nor any of its contents shall be deemed to constitute an admission by any Reporting Person that, except as expressly set forth herein, it has or shares beneficial ownership of any shares of Class A Common Stock held by any other person for purposes of Section 13(d) of the Act, or for any other purpose, and such beneficial ownership thereof is expressly disclaimed. | |
** | See the footnotes to the table in Item 5(a)-(b) of this Amendment. |
CUSIP No. |
18538Q 105 |
13D | Page | 21 |
of | 42 Pages |
1. | NAME OF REPORTING PERSON: CWCI, LLC |
||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
OO | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
þ | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Washington | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 111,666 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | * | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 111,666 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER: | |||||||||
0 | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
111,666* | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ** | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
Less than 1%* | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
OO |
* | See discussion in Items 4 through 6 of the Schedule 13D. As more fully described in the responses to Items 4 through 6 of the Schedule 13D, the Reporting Persons and certain other beneficial owners of Class A Common Stock named herein may be deemed to be members of a group under Section 13(d) of the Act by virtue of the Equityholders Agreement described in the Schedule 13D. Neither the filing of this Amendment nor any of its contents shall be deemed to constitute an admission by any Reporting Person that, except as expressly set forth herein, it has or shares beneficial ownership of any shares of Class A Common Stock held by any other person for purposes of Section 13(d) of the Act, or for any other purpose, and such beneficial ownership thereof is expressly disclaimed. | |
** | See the footnotes to the table in Item 5(a)-(b) of this Amendment. |
Source of Funds or Other | ||||||
Reporting Person | Amount | Consideration | ||||
Sprint |
$ | 1,176,000,000 | Working Capital | |||
Comcast |
$ | 196,000,000 | Working Capital | |||
TWC |
$ | 103,000,000 | Working Capital | |||
BHN |
$ | 19,000,000 | Working Capital | |||
ERH |
$ | 20,000,000 | Working Capital |
Page 23 of 42 Pages
| Sprint HoldCo LLC will contribute $1.176 billion to Clearwire Communications in exchange for 160,436,562 Clearwire Communications Class B Common Interests and the same number of Clearwire Communications Voting Interests; | ||
| Comcast, or one of its subsidiaries, will contribute $196 million to Clearwire Communications in exchange for 26,739,427 Clearwire Communications Class B Common Interests and the same number of Clearwire Communications Voting Interests; | ||
| Certain of the TWC Entities will contribute $103 million in the aggregate to Clearwire Communications in exchange for 14,051,841 Clearwire Communications Class B Common Interests and the same number of Clearwire Communications Voting Interests; | ||
| BHN Spectrum will contribute $19 million to Clearwire Communications in exchange for 2,592,087 Clearwire Communications Class B Common Interests and the same number of Clearwire Communications Voting Interests; | ||
| Certain of the Intel Entities will contribute $50 million to Clearwire Communications in exchange for 6,821,282 Clearwire Communications Class B Common Interests and the same number of Clearwire Communications Voting Interests; and | ||
| Eagle River will contribute $20 million to Clearwire Communications in exchange for 2,728,512 Clearwire Communications Class B Common Interests and the same number of Clearwire Communications Voting Interests. |
Page 24 of 42 Pages
Page 25 of 42 Pages
Class A | Class B | |||||||||||||||||||
Reporting Person (1): | Common Stock (2) | % of Class A (2) | Common Stock | % of Class B | % Voting | |||||||||||||||
Sprint Entities (3) |
530,436,562 | 73.0 | % | 530,436,562 | 71.5 | % | 56.5 | % | ||||||||||||
Comcast (4) |
88,504,132 | 31.1 | % | 88,504,132 | 11.9 | % | 9.4 | % | ||||||||||||
Comcast I (5) |
12,352,941 | 5.9 | % | 12,352,941 | 1.7 | % | 1.3 | % | ||||||||||||
Comcast II (5) |
12,352,941 | 5.9 | % | 12,352,941 | 1.7 | % | 1.3 | % | ||||||||||||
Comcast III (5) |
12,352,941 | 5.9 | % | 12,352,941 | 1.7 | % | 1.3 | % | ||||||||||||
Comcast IV (5) |
12,352,941 | 5.9 | % | 12,352,941 | 1.7 | % | 1.3 | % | ||||||||||||
Comcast V (5) |
12,352,941 | 5.9 | % | 12,352,941 | 1.7 | % | 1.3 | % | ||||||||||||
ERH (6) |
39,639,803 | 19.9 | % | 2,728,512 | * | 4.1 | % | |||||||||||||
Google (7) |
29,411,765 | 15.0 | % | | | 3.1 | % | |||||||||||||
TWC (8) |
46,404,782 | 19.2 | % | 46,404,782 | 6.3 | % | 5.0 | % | ||||||||||||
TWC LLC (8) |
46,404,782 | 19.2 | % | 46,404,782 | 6.3 | % | 5.0 | % | ||||||||||||
TWC I (9) |
15,468,261 | 7.3 | % | 15,468,261 | 2.1 | % | 1.7 | % | ||||||||||||
TWC II (9) |
15,468,261 | 7.3 | % | 15,468,261 | 2.1 | % | 1.7 | % | ||||||||||||
TWC III (9) |
15,468,260 | 7.3 | % | 15,468,260 | 2.1 | % | 1.7 | % | ||||||||||||
Craig O. McCaw (10) |
41,468,135 | 20.6 | % | 2,728,512 | * | 4.1 | % | |||||||||||||
BHN Entities (11) |
8,474,440 | 4.2 | % | 8,474,440 | 1.1 | % | * |
* | Less than 1% | |
(1) | By virtue of the Equityholders Agreement entered into at the Closing, each of the Reporting Persons, together with the Intel Entities, Intel Capital, Intel Cayman, and Middlefield, may be deemed to be a member of a group under Section 13(d) of the Act, which may be deemed to beneficially own, have shared power to vote or direct the vote over and have shared dispositive power over 530,436,562 shares of Class A Common Stock beneficially owned by the Sprint Entities, 102,404,811 shares of Class A Common Stock beneficially owned by Intel (which includes 33,333,333 shares of Class A Common Stock held by Intel Capital, 3,333,333 shares of Class A Common Stock held by Intel Cayman, 93,333 shares of Class A Common Stock issuable on |
Page 26 of 42 Pages
exercise of warrants held by Middlefield, 58,823,530 shares of Class B Common Stock issued to the Intel Entities upon Closing and as adjusted by the post-closing adjustment, and 6,821,282 shares of Class B Common Stock to be issued to the Intel Entities pursuant to the Investment Transactions), 88,504,132 shares of Class A Common Stock beneficially owned by the Comcast Entities, 39,639,803 shares of Class A Common Stock beneficially owned by ERH (which includes 375,000 shares of Class A Common Stock issuable on exercise of warrants issued to ERH and 613,333 shares of Class A Common Stock issuable on exercise of warrants issued to ERH), 29,411,765 shares of Class A Common Stock beneficially owned by Google, 46,404,782 shares of Class A Common Stock beneficially owned by the TWC Entities and 8,474,440 shares of Class A Common Stock beneficially owned by the BHN Entities. As described in Item 6 of the Schedule 13D, the Equityholders have entered into the Equityholders Agreement in connection with the completion of the Transactions which includes a voting agreement under which such Equityholders and their respective affiliates share the ability to elect a majority of the Issuers directors. The persons listed in the table disclaim beneficial ownership of the shares of capital stock beneficially owned by such other Equityholders (other than the shares of capital stock beneficially owned by their affiliates). | ||
(2) | Shares of Class A Common Stock beneficially owned and the respective percentages of beneficial ownership of Class A Common Stock assumes the conversion of all shares of Class B Common Stock beneficially owned by such person or entity into Class A Common Stock, and the exercise of all options, warrants and other securities convertible into common stock beneficially owned by such person or entity currently exercisable or exercisable within 60 days of November 9, 2009. Shares issuable pursuant to the conversion of Class B Common Stock or the exercise of stock options and warrants exercisable within 60 days are deemed outstanding and held by the holder of such shares of Class B Common Stock, options or warrants for computing the percentage of outstanding common stock beneficially owned by such person, but are not deemed outstanding for computing the percentage of outstanding common stock beneficially owned by any other person. The respective percentages of beneficial ownership of Class A Common Stock are based on 195,956,715 shares of Class A Common Stock outstanding on October 31, 2009. | |
(3) | Consists of 370,000,000 shares of Class B Common Stock issued to Sprint HoldCo upon Closing and 160,436,562 shares of Class B Common Stock to be issued to Sprint pursuant to the Investment Transactions. Pursuant to the Investment Agreement, Sprint has the ability to assign its rights to purchase the equity interests of Clearwire Communications at each of the closings. Sprint intends to assign the right to purchase such equity interests to Sprint HoldCo. | |
(4) | Consists of 61,764,705 shares of Class B Common Stock issued to the Comcast Entities upon Closing and as adjusted by the post-closing adjustment and 26,739,427 shares of Class B Common Stock to be issued to Comcast pursuant to the Investment Transactions. By virtue of the fact that each of Comcast I, Comcast II, Comcast III, Comcast IV and Comcast V is a wholly-owned subsidiary of Comcast, Comcast may be deemed to have shared voting and dispositive power with respect to the shares of Class B Common Stock owned by each of Comcast I, Comcast II, Comcast III, Comcast IV and Comcast V. Pursuant to the Investment Agreement, Comcast has the ability to assign its rights to purchase the equity interests of Clearwire Communications at each of the closings. Comcast intends to assign the right to purchase such equity interests to a wholly-owned subsidiary of Comcast, which may be a subsidiary of Comcast other than Comcast I, Comcast II, Comcast III, Comcast IV and Comcast V. | |
(5) | Consists of 12,352,941 shares of Class B Common Stock issued to each of Comcast I, Comcast II, Comcast III, Comcast IV and Comcast V upon Closing and as adjusted by the post-closing adjustment, but does not include any of the 26,739,427 shares of Class B Common Stock to be issued to Comcast pursuant to the Investment Transactions. | |
(6) | Consists of 35,922,958 shares of Class A Common Stock, 375,000 shares of Class A Common Stock issuable on exercise of warrants, 613,333 shares of Class A Common Stock issuable on exercise of warrants and 2,728,512 shares of Class B Common Stock to be issued to ERH pursuant to the Investment Transactions. ERH is controlled by Mr. McCaw. The manager of ERH is Eagle River Inc., an entity controlled by and wholly-owned by Mr. McCaw. | |
(7) | Consists of 29,411,765 shares of Class A Common Stock issued to Google upon Closing and as adjusted by the post-closing adjustment. | |
(8) | Consists of 32,352,941 shares of Class B Common Stock issued to the TWC Entities upon Closing, as adjusted by the post-closing adjustment and 14,051,841 shares of Class B Common Stock to be issued to the TWC Entities pursuant to the Investment Transactions. Pursuant to the Investment Agreement, TWC has the ability to assign its right to purchase the equity interests of Clearwire Communications at each of the closings. |
Page 27 of 42 Pages
TWC intends to assign the right to purchase such equity interests equally to each of TWC I, TWC II and TWC III. By virtue of the fact that each of TWC I, TWC II and TWC III is a wholly-owned subsidiary of TWC and TWC LLC, TWC and TWC LLC may be deemed to have shared voting and dispositive power with respect to the shares of Class B Common Stock owned by each of TWC I, TWC II and TWC III. | ||
(9) | Consists of 10,784,314; 10,784,314; and 10,784,314 shares of Class B Common Stock issued to TWC I, TWC II, and TWC III, respectively, upon Closing and as adjusted by the post-closing adjustment and 14,051,841 shares of Class B Common Stock to be issued to the TWC Entities in the aggregate pursuant to the Investment Transactions. Pursuant to the Investment Agreement, TWC has the ability to assign its rights to purchase the equity interests of Clearwire Communications at each of the closings. TWC intends to assign the right to purchase such equity interests equally to each of TWC I, TWC II and TWC III. | |
(10) | Consists of options to purchase 1,666,666 shares of Class A Common Stock, 111,666 shares of Class A Common Stock held by CWCI, 35,922,958 shares of Class A Common Stock issued to ERH, 988,333 shares of Class A Common Stock issuable on exercise of warrants issued to ERH, a restricted stock unit grant of 50,000 shares of Class A Common Stock, which grant expires on January 14, 2012, and 2,728,512 shares of Class B Common Stock to be issued to ERH pursuant to the Investment Transactions. Mr. McCaw owns all of the voting membership interests in ERH and also controls and wholly-owns Eagle River Inc., the manager of ERH. | |
(11) | Consists of 5,882,353 shares of Class B Common Stock issued to BHN Spectrum upon Closing and as adjusted by the post-closing adjustment and 2,592,087 shares of Class B Common Stock to be issued to BHN Spectrum pursuant to the Investment Transactions. Pursuant to the Investment Agreement, BHN has the ability to assign its right to purchase the equity interests of Clearwire Communications at each of the closings. BHN intends to assign the right to purchase such equity interests to BHN Spectrum. |
Page 28 of 42 Pages
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. |
| consenting to the Investment Transactions, the Rights Offering and the Charter Amendment; | ||
| waiving the Equityholders preemptive rights and their respective rights to receive notice pursuant to the Equityholders Agreement and the Operating Agreement with respect to Clearwires issuance of the New Securities (as defined in the Equityholders Agreement) and New Units (as defined in the Equityholders Agreement) under the Investment Transactions and the Rights Offering; | ||
| agreeing not to exercise or transfer the rights obtained in the Rights Offering, subject to limited exceptions; and | ||
| waiving the standstill provisions to permit the execution and consummation of the transactions in connection with the Investment Transactions and the Rights Offering. |
99.8 | Investment Agreement, dated as of November 9, 2009, by and among Sprint Nextel Corporation, Clearwire Corporation, Clearwire Communications LLC, Comcast Corporation, Time Warner Cable Inc., Bright House Networks, LLC, Eagle River Holdings, LLC and Intel Corporation (incorporated herein by reference to Exhibit 99.1 of Sprint Nextel Corporations Current Report on Form 8-K filed November 10, 2009) | |
99.9 | Non-Unanimous Written Consent to Action in Lieu of Special Meeting of the Stockholders of Clearwire Corporation, dated as of November 9, 2009, executed by Sprint HoldCo, LLC, Eagle River Holdings, LLC, Intel Capital Wireless Investment Corporation 2008A, Intel Capital Wireless Investment Corporation 2008B, Intel Capital Wireless Investment Corporation 2008C, Intel Capital Corporation, Intel Capital (Cayman) Corporation, Middlefield Ventures, Inc., Comcast Wireless Investment I, Inc., Comcast Wireless Investment II, Inc., Comcast Wireless Investment III, Inc., Comcast Wireless Investment IV, Inc., Comcast Wireless Investment V, Inc., Google Inc., TWC Wireless Holdings I LLC, TWC Wireless Holdings II LLC, TWC Wireless Holdings III LLC and BHN Spectrum Investments, LLC | |
99.10 | Unanimous Consent and Waiver, dated as of November 9, 2009, by and among Clearwire Corporation, Clearwire Communications LLC, Sprint HoldCo, LLC, Eagle River Holdings, LLC, Intel Capital Wireless Investment Corporation 2008A, Intel Capital Wireless Investment Corporation 2008B, Intel Capital Wireless Investment Corporation 2008C, Intel Capital Corporation, Intel Capital (Cayman) Corporation, Middlefield Ventures, Inc., Comcast Wireless Investment I, Inc., Comcast Wireless Investment II, Inc., Comcast Wireless Investment III, Inc., Comcast Wireless Investment IV, Inc., Comcast Wireless Investment V, Inc., Comcast Corporation, Google Inc., TWC Wireless Holdings I LLC, TWC Wireless Holdings II LLC, TWC Wireless Holdings III LLC, BHN Spectrum Investments, LLC and Comcast Corporation, as Strategic Investor Representative |
Page 29 of 42 Pages
Sprint Nextel Corporation |
||||
By | /s/ Timothy P. OGrady | |||
Name: | Timothy P. OGrady | |||
Title: | Vice President | |||
Sprint HoldCo, LLC |
||||
By | /s/ Timothy P. OGrady | |||
Name: | Timothy P. OGrady | |||
Title: | Vice President | |||
Comcast Corporation |
||||
By | /s/ Arthur R. Block | |||
Name: | Arthur R. Block | |||
Title: | Senior Vice President | |||
Comcast Wireless Investment I, Inc. |
||||
By | /s/ Arthur R. Block | |||
Name: | Arthur R. Block | |||
Title: | Senior Vice President | |||
Comcast Wireless Investment II, Inc. |
||||
By | /s/ Arthur R. Block | |||
Name: | Arthur R. Block | |||
Title: | Senior Vice President | |||
Comcast Wireless Investment III, Inc. |
||||
By | /s/ Arthur R. Block | |||
Name: | Arthur R. Block | |||
Title: | Senior Vice President |
Page 30 of 42 Pages
Comcast Wireless Investment IV, Inc. |
||||
By | /s/ Arthur R. Block | |||
Name: | Arthur R. Block | |||
Title: | Senior Vice President | |||
Comcast Wireless Investment V, Inc. |
||||
By | /s/ Arthur R. Block | |||
Name: | Arthur R. Block | |||
Title: | Senior Vice President | |||
Time Warner Cable Inc. |
||||
By | /s/ Satish Adige | |||
Name: | Satish Adige | |||
Title: | Senior Vice President, Investments | |||
Time Warner Cable LLC |
||||
By | /s/ Satish Adige | |||
Name: | Satish Adige | |||
Title: | Senior Vice President, Investments | |||
TWC Wireless Holdings I LLC |
||||
By | /s/ Satish Adige | |||
Name: | Satish Adige | |||
Title: | Senior Vice President, Investments | |||
TWC Wireless Holdings II LLC |
||||
By | /s/ Satish Adige | |||
Name: | Satish Adige | |||
Title: | Senior Vice President, Investments | |||
TWC Wireless Holdings III LLC |
||||
By | /s/ Satish Adige | |||
Name: | Satish Adige | |||
Title: | Senior Vice President, Investments | |||
Bright House Networks, LLC |
||||
By | /s/ Donald E. Newhouse | |||
Name: | Donald E. Newhouse | |||
Title: | Vice President |
Page 31 of 42 Pages
BHN Spectrum Investments, LLC |
||||
By | /s/ Donald E. Newhouse | |||
Name: | Donald E. Newhouse | |||
Title: | Vice President | |||
Newhouse Broadcasting Corporation |
||||
By | /s/ Donald E. Newhouse | |||
Name: | Donald E. Newhouse | |||
Title: | President | |||
Google Inc. |
||||
By | /s/ Kent Walker | |||
Name: | Kent Walker | |||
Title: | Vice President and General Counsel |
|||
Eagle River Holdings, LLC |
||||
By | /s/ Amit Mehta | |||
Name: | Amit Mehta | |||
Title: | Vice President | |||
Craig O. McCaw |
||||
By | /s/ Craig O. McCaw | |||
Name: | Craig O. McCaw | |||
CWCI, LLC |
||||
By | /s/ Craig O. McCaw | |||
Name: | Craig O. McCaw | |||
Title: | CEO | |||
Page 32 of 42 Pages
Name and Address of Corporation or | ||||
Present Principal Occupation | Other Organization (if different from | |||
Name and Business Address | (principal business of employer) | address provided in Column 1) | ||
Daniel R. Hesse*
Sprint Nextel Corporation |
President and Chief Executive Officer of Sprint Nextel Corporation | |||
6200 Sprint Parkway, |
||||
Overland Park, Kansas 66251 |
||||
Robert H. Brust
Sprint Nextel Corporation |
Chief Financial Officer of Sprint Nextel Corporation | |||
6200 Sprint Parkway, |
||||
Overland Park, Kansas 66251 |
||||
Paget L. Alves
Sprint Nextel Corporation |
President Business Markets of Sprint Nextel Corporation | |||
6200 Sprint Parkway, |
||||
Overland Park, Kansas 66251 |
||||
Steven L. Elfman
Sprint Nextel Corporation |
President Network Operations and Wholesale of Sprint Nextel Corporation | |||
6200 Sprint Parkway, |
||||
Overland Park, Kansas 66251 |
||||
Keith O. Cowan
Sprint Nextel Corporation |
President Strategic Planning and Corporate Initiatives of Sprint Nextel Corporation | |||
6200 Sprint Parkway, |
||||
Overland Park, Kansas 66251 |
||||
Robert Johnson
6200 Sprint Parkway, |
Chief Service Officer of Sprint Nextel Corporation | |||
Overland Park, Kansas 66251 |
||||
Charles R. Wunsch
6200 Sprint Parkway, |
General Counsel and Corporate Secretary of Sprint Nextel Corporation | |||
Overland Park, Kansas 66251 |
||||
Ryan H. Siurek
Sprint Nextel Corporation |
Vice President and Controller of Sprint Nextel Corporation | |||
6200 Sprint Parkway, |
||||
Overland Park, Kansas 66251 |
||||
Robert H. Johnson, Jr.
Sprint Nextel Corporation |
President, CDMA Business Unit of Sprint Nextel Corporation | |||
6200 Sprint Parkway, |
||||
Overland Park, Kansas 66251 |
||||
Page 33 of 42 Pages
Name and Address of Corporation or | ||||
Present Principal Occupation | Other Organization (if different from | |||
Name and Business Address | (principal business of employer) | address provided in Column 1) | ||
Danny L. Bowman
Sprint Nextel Corporation |
President, iDEN Business Unit of Sprint Nextel Corporation | |||
6200 Sprint Parkway, |
||||
Overland Park, Kansas 66251 |
||||
Robert R. Bennett*
Sprint Nextel Corporation 6200 Sprint Parkway, |
President of Discovery Holding Company, provider of creative, media management and network services and non-fiction entertainment. | Discovery Holding Company 12300 Liberty Blvd. Englewood, Colorado 80112 |
||
Overland Park, Kansas 66251 |
||||
Gordon M. Bethune* |
Retired | |||
Sprint Nextel Corporation |
||||
6200 Sprint Parkway, |
||||
Overland Park, Kansas 66251 |
||||
Larry C. Glasscock*
Sprint Nextel Corporation 6200 Sprint Parkway, |
Chairman of the Board of WellPoint, Inc., a health benefits company. | WellPoint, Inc. 120 Monument Circle Indianapolis, IN 46204 |
||
Overland Park, Kansas 66251 |
||||
James J. Hance, Jr.*
Sprint Nextel Corporation 6200 Sprint Parkway, |
Chairman of the Board of Sprint Nextel Corporation and Senior Advisor of the Carlyle Group | |||
Overland Park, Kansas 66251 |
||||
V. Janet Hill*
Sprint Nextel Corporation 6200 Sprint Parkway, |
Vice President of Alexander & Associates, Inc., a corporate consulting firm. | Alexander & Associates, Inc. 400 C St. NE, Washington, DC, 20002 |
||
Overland Park, Kansas 66251 |
||||
Sven-Christer Nilsson, a citizen of Sweden* Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Founder/Owner of Ripasso AB, a business advisory company | Ripasso AB Utsiktsvägen 2 SE-260 83 Vejbystrand/Sweden |
||
William R. Nuti*
Sprint Nextel Corporation 6200 Sprint Parkway, |
Chairman of the Board, Chief Executive Officer and President of NCR Corporation, a global technology company | NCR Corporation 1700 S. Patterson Blvd. Dayton, OH 45479 |
||
Overland Park, Kansas 66251 |
||||
Rodney ONeal* Sprint Nextel Corporation 6200 Sprint Parkway, |
Chief Executive Officer and President of Delphi Corporation | Delphi Corporation 5725 Delphi Drive Troy, Michigan 48098-2815 |
||
Overland Park, Kansas 66251 |
||||
Frank Ianna* Sprint Nextel Corporation 6200 Sprint Parkway, |
Chief Executive Officer and Director, Attila Technologies LLC | Attila Technologies 1 Castle Point Terrace Kidde Building Suite 380-381 |
||
Overland Park, Kansas 66251 |
Hoboken, NJ 07030 |
* | Director |
Page 34 of 42 Pages
Name and Address of Corporation or | ||||
Present Principal Occupation | Other Organization (if different from | |||
Name and Business Address | (principal business of employer) | address provided in Column 1) | ||
Directors |
||||
None managed by: |
||||
SN UHC 4, Inc.; and |
||||
c/o Sprint Nextel Corporation |
||||
6200 Sprint Parkway, |
||||
Overland Park, Kansas 66251 |
||||
Executive Officers |
||||
Charles R. Wunsch
|
President of Sprint HoldCo, LLC | |||
Sprint Nextel Corporation |
||||
6200 Sprint Parkway, |
||||
Overland Park, Kansas 66251 |
||||
Gregory D. Block
|
Vice President and Treasurer of Sprint HoldCo, LLC | |||
Sprint Nextel Corporation |
||||
6200 Sprint Parkway, |
||||
Overland Park, Kansas 66251 |
||||
Timothy P. OGrady
|
Vice President and Secretary of Sprint HoldCo, LLC | |||
Sprint Nextel Corporation |
||||
6200 Sprint Parkway, |
||||
Overland Park, Kansas 66251 |
||||
Ryan H. Siurek
|
Vice President and Controller of Sprint HoldCo, LLC | |||
Sprint Nextel Corporation |
||||
6200 Sprint Parkway, |
||||
Overland Park, Kansas 66251 |
||||
Paget L. Alves
|
Vice President of Sprint HoldCo, LLC | |||
Sprint Nextel Corporation |
||||
6200 Sprint Parkway, |
||||
Overland Park, Kansas 66251 |
||||
Keith O. Cowan
|
Vice President of Sprint HoldCo, LLC | |||
Sprint Nextel Corporation |
||||
6200 Sprint Parkway, |
||||
Overland Park, Kansas 66251 |
Page 35 of 42 Pages
Name and Address of Corporation or | ||||
Present Principal Occupation | Other Organization (if different from | |||
Name and Business Address | (principal business of employer) | address provided in Column 1) | ||
Directors | ||||
Carole Black c/o Time Warner Cable Inc. |
Retired | N/A | ||
60 Columbus Circle |
||||
New York, NY 10023 |
||||
Glenn A. Britt c/o Time Warner Cable Inc. 60 Columbus Circle |
Chairman, President and Chief Executive Officer of TWC | N/A | ||
New York, NY 10023 |
||||
Thomas H. Castro c/o Time Warner Cable Inc. 60 Columbus Circle |
President and Chief Executive Officer, El Dorado Capital, LLC (private investments) | El Dorado Capital, LLC 9426 Old Katy Road Building 10 |
||
New York, NY 10023 |
Houston, TX 77055 | |||
David C. Chang c/o Time Warner Cable Inc. 60 Columbus Circle |
Chancellor, Polytechnic University (higher education) | Polytechnic University 6 Metrotech Center Brooklyn, NY 11201 |
||
New York, NY 10023 |
||||
James E. Copeland, Jr. |
Retired | N/A | ||
c/o Time Warner Cable Inc. |
||||
60 Columbus Circle |
||||
New York, NY 10023 |
||||
Peter R. Haje c/o Time Warner Cable Inc. 60 Columbus Circle |
Legal and Business Consultant and Private Investor | N/A | ||
New York, NY 10023 |
||||
Donna A. James c/o Time Warner Cable Inc. 60 Columbus Circle New York, NY 10023 |
Managing Director, Lardon & Associates LLC (business and executive advisory services) | Lardon & Associates LLC 500 S. Front Street Suite 1200 Columbus, OH 43215 |
Page 36 of 42 Pages
Name and Address of Corporation or | ||||
Present Principal Occupation | Other Organization (if different from | |||
Name and Business Address | (principal business of employer) | address provided in Column 1) | ||
Don Logan |
Retired | N/A | ||
c/o Time Warner Cable Inc. |
||||
60 Columbus Circle |
||||
New York, NY 10023 |
||||
N.J. Nicholas, Jr. |
Private Investor | N/A | ||
c/o Time Warner Cable Inc. |
||||
60 Columbus Circle |
||||
New York, NY 10023 |
||||
Wayne H. Pace1 |
Retired | N/A | ||
c/o Time Warner Cable Inc. |
||||
60 Columbus Circle |
||||
New York
, NY 10023 |
||||
Edward D. Shirley c/o Time Warner Cable Inc. 60 Columbus Circle New York, NY 10023 |
Vice Chairman, Global Beauty and Grooming, The Procter & Gamble Company (consumer products) | The Procter & Gamble Company One P&G Plaza C-3, Box 28 Cincinnati, OH 45202 |
||
John E. Sununu |
Former U.S. Senator | N/A | ||
c/o Time Warner Cable Inc. |
||||
60 Columbus Circle |
||||
New York, NY 10023 |
||||
Executive Officers |
||||
Ellen East c/o Time Warner Cable Inc. 60 Columbus Circle New York, NY 10023 |
Executive Vice President and Chief Communications Officer of TWC | N/A | ||
Landel C. Hobbs c/o Time Warner Cable Inc. |
Chief Operating Officer of TWC | N/A | ||
60 Columbus Circle |
||||
New York, NY 10023 |
||||
Michael LaJoie c/o Time Warner Cable Inc. 60 Columbus Circle |
Executive Vice President and Chief Technology Officer of TWC | N/A | ||
New York, NY 10023 |
||||
Marc Lawrence-Apfelbaum c/o Time Warner Cable Inc. 60 Columbus Circle |
Executive Vice President, General Counsel and Secretary of TWC | N/A | ||
New York, NY 10023 |
||||
Robert D. Marcus c/o Time Warner Cable Inc. 60 Columbus Circle |
Senior Executive Vice President and Chief Financial Officer of TWC | N/A | ||
New York, NY 10023 |
Page 37 of 42 Pages
Name and Address of Corporation or | ||||
Present Principal Occupation | Other Organization (if different from | |||
Name and Business Address | (principal business of employer) | address provided in Column 1) | ||
Gail G. MacKinnon c/o Time Warner Cable Inc. 901 E St. NW |
Executive Vice President and Chief Government Relations Officer of TWC | N/A | ||
Washington, DC 20004 |
||||
Carl U.J. Rossetti c/o Time Warner Cable Inc. 60 Columbus Circle |
Executive Vice President of TWC and President of Time Warner Cable Ventures | N/A | ||
New York, NY 10023 |
||||
Peter C. Stern c/o Time Warner Cable Inc. 60 Columbus Circle New York, NY 10023 |
Executive Vice President and Chief Strategy Officer of TWC | N/A |
1 | In connection with an administrative order dated March 21, 2005, Mr. Pace reached a settlement with the Securities and Exchange Commission (the SEC) pursuant to which he agreed, without admitting or denying the SECs allegations, to the entry of an administrative order that he cease and desist from causing violations or future violations of certain reporting provisions of the securities laws; however, he is not subject to any suspension, bar or penalty. |
Page 38 of 42 Pages
Name and Address of Corporation or | ||||
Present Principal Occupation | Other Organization (if different from | |||
Name and Business Address | (principal business of employer) | address provided in Column 1) | ||
Directors |
||||
This entity has no directors |
||||
Executive Officers |
||||
Glenn A. Britt
c/o Time Warner Cable Inc. 60 Columbus Circle New York, NY 10023 |
President and Chief Executive Officer | N/A | ||
Ellen East
c/o Time Warner Cable Inc. 60 Columbus Circle New York, NY 10023 |
Executive Vice President and Chief Communications Officer | N/A | ||
Landel C. Hobbs
c/o Time Warner Cable Inc. 60 Columbus Circle New York, NY 10023 |
Chief Operating Officer | N/A | ||
Michael LaJoie
c/o Time Warner Cable Inc. 60 Columbus Circle New York, NY 10023 |
Executive Vice President and Chief Technology Officer | N/A | ||
Marc Lawrence-Apfelbaum
c/o Time Warner Cable Inc. 60 Columbus Circle New York, NY 10023 |
Executive Vice President, General Counsel and Secretary | N/A | ||
Robert D. Marcus
c/o Time Warner Cable Inc. 60 Columbus Circle New York, NY 10023 |
Senior Executive Vice President and Chief Financial Officer | N/A | ||
Gail G. MacKinnon
c/o Time Warner Cable Inc. 901 E St. NW Washington, DC 20004 |
Executive Vice President and Chief Government Relations Officer | N/A |
Page 39 of 42 Pages
Name and Address of Corporation or | ||||
Present Principal Occupation | Other Organization (if different from | |||
Name and Business Address | (principal business of employer) | address provided in Column 1) | ||
Carl U.J. Rossetti
c/o Time Warner Cable Inc. 60 Columbus Circle New York, NY 10023 |
Executive Vice President and President of Time Warner Cable Ventures | N/A | ||
Peter C. Stern
c/o Time Warner Cable Inc. 60 Columbus Circle New York, NY 10023 |
Executive Vice President and Chief Strategy Officer | N/A |
Page 40 of 42 Pages
Page 41 of 42 Pages
Exhibit | Description | |
99.1 |
Transaction Agreement and Plan of Merger, dated as of May 7, 2008, by and among Sprint Nextel Corporation, Clearwire Corporation, Comcast Corporation, Time Warner Cable Inc., Bright House Networks, LLC, Google Inc., and Intel Corporation (incorporated herein by reference to Exhibit 2.1 of Clearwire Corporations Current Report on Form 8-K filed May 7, 2008) | |
99.2 |
Amendment No. 1 to the Transaction Agreement and Plan of Merger, dated as of November 21, 2008, by and among Sprint Nextel Corporation, Clearwire Corporation, Comcast Corporation, Time Warner Cable Inc., Bright House Networks, LLC, Google Inc., and Intel Corporation (incorporated herein by reference to Exhibit 2.1 of Clearwire Corporations Current Report on Form 8-K filed December 1, 2008) | |
99.3 |
Equityholders Agreement, dated as of November 28, 2008, by and among Clearwire Corporation, Sprint HoldCo, LLC, Eagle River Holdings, LLC, Intel Capital Wireless Investment Corporation 2008A, Intel Capital Wireless Investment Corporation 2008B, Intel Capital Wireless Investment Corporation 2008C, Intel Capital Corporation, Intel Capital (Cayman) Corporation, Middlefield Ventures, Inc., Comcast Wireless Investment I, Inc., Comcast Wireless Investment II, Inc., Comcast Wireless Investment III, Inc., Comcast Wireless Investment IV, Inc., Comcast Wireless Investment V, Inc., Google Inc., TWC Wireless Holdings I LLC, TWC Wireless Holdings II LLC, TWC Wireless Holdings III LLC, BHN Spectrum Investments, LLC and, for the limited purpose of Sections 2.13, 2.14, 2.15 and Article 4, Sprint Nextel Corporation (incorporated herein by reference to Exhibit 4.1 of Clearwire Corporations Current Report on Form 8-K filed December 1, 2008) | |
99.4 |
Strategic Investor Agreement, dated as of November 28, 2008, by and among Comcast Wireless Investment I, Inc., Comcast Wireless Investment II, Inc., Comcast Wireless Investment III, Inc., Comcast Wireless Investment IV, Inc., Comcast Wireless Investment V, Inc., TWC Wireless Holdings I LLC, TWC Wireless Holdings II LLC, TWC Wireless Holdings III LLC, BHN Spectrum Investments, LLC, Google Inc., Comcast Corporation, Time Warner Cable Inc. and Bright House Networks, LLC* | |
99.5 |
Registration Rights Agreement, dated as of November 28, 2008, among Clearwire Corporation, Sprint Nextel Corporation, Eagle River Holdings, LLC, Intel Corporation, Comcast Corporation, Google Inc., Time Warner Cable Inc. and BHN Spectrum Investments LLC (incorporated herein by reference to Exhibit 4.2 of Clearwire Corporations Current Report on Form 8-K filed December 1, 2008) | |
99.6 |
Amended and Restated Operating Agreement of Clearwire Communications LLC, dated as of November 28, 2008 (incorporated herein by reference to Exhibit 10.1 of Clearwire Corporations Current Report on Form 8-K filed December 1, 2008) | |
99.7 |
Joint Filing Agreement, dated as of November 28, 2008, among the Reporting Persons and, solely for purposes of Sections 7, 8, 9 and 10, the Intel Entities, Intel Capital, Intel Cayman and Middlefield* |
Page 42 of 42 Pages
Exhibit | Description | |
99.8
|
Investment Agreement, dated as of November 9, 2009, by and among Sprint Nextel Corporation, Clearwire Corporation, Clearwire Communications LLC, Comcast Corporation, Time Warner Cable Inc., Bright House Networks, LLC, Eagle River Holdings, LLC and Intel Corporation (incorporated herein by reference to Exhibit 99.1 of Sprint Nextel Corporations Current Report on Form 8-K filed November 10, 2009) | |
99.9
|
Non-Unanimous Written Consent to Action in Lieu of Special Meeting of the Stockholders of Clearwire Corporation, dated as of November 9, 2009, executed by Sprint HoldCo, LLC, Eagle River Holdings, LLC, Intel Capital Wireless Investment Corporation 2008A, Intel Capital Wireless Investment Corporation 2008B, Intel Capital Wireless Investment Corporation 2008C, Intel Capital Corporation, Intel Capital (Cayman) Corporation, Middlefield Ventures, Inc., Comcast Wireless Investment I, Inc., Comcast Wireless Investment II, Inc., Comcast Wireless Investment III, Inc., Comcast Wireless Investment IV, Inc., Comcast Wireless Investment V, Inc., Google Inc., TWC Wireless Holdings I LLC, TWC Wireless Holdings II LLC, TWC Wireless Holdings III LLC and BHN Spectrum Investments, LLC | |
99.10
|
Unanimous Consent and Waiver, dated as of November 9, 2009, by and among Clearwire Corporation, Clearwire Communications LLC, Sprint HoldCo, LLC, Eagle River Holdings, LLC, Intel Capital Wireless Investment Corporation 2008A, Intel Capital Wireless Investment Corporation 2008B, Intel Capital Wireless Investment Corporation 2008C, Intel Capital Corporation, Intel Capital (Cayman) Corporation, Middlefield Ventures, Inc., Comcast Wireless Investment I, Inc., Comcast Wireless Investment II, Inc., Comcast Wireless Investment III, Inc., Comcast Wireless Investment IV, Inc., Comcast Wireless Investment V, Inc., Comcast Corporation, Google Inc., TWC Wireless Holdings I LLC, TWC Wireless Holdings II LLC, TWC Wireless Holdings III LLC, BHN Spectrum Investments, LLC and Comcast Corporation, as Strategic Investor Representative |
* | Previously filed. |