David L. Caplan Davis Polk & Wardwell 450 Lexington Avenue New York, New York 10017 |
Robert B. Schumer Paul, Weiss, Rifkind, Wharton & Garrison LLP 1285 Avenue of the Americas New York, New York 10019-6064 |
Arthur J. Steinhauer, Esq. Sabin, Bermant & Gould LLP Four Times Square New York, New York 10036 |
David J. Segre Wilson Sonsini Goodrich & Rosati Professional Corporation 650 Page Mill Road Palo Alto, California 94304 |
Marcus J. Williams Davis Wright Tremaine LLP 1201 Third Avenue, Suite 2200 Seattle, WA 98101 |
CUSIP No. |
18538Q 105 |
Page | 2 |
of | 79 |
Pages |
1 | NAME OF REPORTING PERSON: Sprint Nextel Corporation |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS: | ||||||||||
Not Applicable | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Kansas | |||||||||||
7 | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 370,000,000* | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER: | |||||||||
370,000,000* | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
370,000,000* | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ ** | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
66.1%* | |||||||||||
14 | TYPE OF REPORTING PERSON: | ||||||||||
HC |
CUSIP No. |
18538Q 105 |
Page | 3 |
of | 79 |
Pages |
1 | NAME OF REPORTING PERSON: Sprint HoldCo, LLC |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS: | ||||||||||
WC | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Delaware | |||||||||||
7 | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 370,000,000* | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER: | |||||||||
370,000,000* | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
370,000,000* | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ ** | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
66.1%* | |||||||||||
14 | TYPE OF REPORTING PERSON: | ||||||||||
OO |
CUSIP No. |
18538Q 105 |
Page | 4 |
of | 79 |
Pages |
1 | NAME OF REPORTING PERSON: Comcast Corporation |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS: | ||||||||||
WC | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Pennsylvania | |||||||||||
7 | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 52,500,000* | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER: | |||||||||
52,500,000* | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
52,500,000* | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ ** | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
21.7%* | |||||||||||
14 | TYPE OF REPORTING PERSON: | ||||||||||
CO |
CUSIP No. |
18538Q 105 |
Page | 5 |
of | 79 |
Pages |
1 | NAME OF REPORTING PERSON: Comcast Wireless Investment I, Inc. |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS: | ||||||||||
AF | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Delaware | |||||||||||
7 | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 10,500,000* | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER: | |||||||||
10,500,000* | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
10,500,000* | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ ** | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
5.3%* | |||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||
CO |
CUSIP No. |
18538Q 105 |
Page | 6 |
of | 79 |
Pages |
1 | NAME OF REPORTING PERSON: Comcast Wireless Investment II, Inc. |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS: | ||||||||||
AF | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Delaware | |||||||||||
7 | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 10,500,000* | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER: | |||||||||
10,500,000* | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
10,500,000* | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ ** | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
5.3%* | |||||||||||
14 | TYPE OF REPORTING PERSON: | ||||||||||
CO |
CUSIP No. |
18538Q 105 |
Page | 7 |
of | 79 |
Pages |
1 | NAME OF REPORTING PERSON: Comcast Wireless Investment III, Inc. |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS: | ||||||||||
AF | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Delaware | |||||||||||
7 | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 10,500,000* | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER: | |||||||||
10,500,000* | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
10,500,000* | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ ** | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
5.3%* | |||||||||||
14 | TYPE OF REPORTING PERSON: | ||||||||||
CO |
CUSIP No. |
18538Q 105 |
Page | 8 |
of | 79 |
Pages |
1 | NAME OF REPORTING PERSON: Comcast Wireless Investment IV, Inc. |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS: | ||||||||||
AF | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Delaware | |||||||||||
7 | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 10,500,000* | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER: | |||||||||
10,500,000* | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
10,500,000* | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ ** | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
5.3%* | |||||||||||
14 | TYPE OF REPORTING PERSON: | ||||||||||
CO |
CUSIP No. |
18538Q 105 |
Page | 9 |
of | 79 |
Pages |
1 | NAME OF REPORTING PERSON: Comcast Wireless Investment V, Inc. |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS: | ||||||||||
AF | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Delaware | |||||||||||
7 | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 10,500,000* | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER: | |||||||||
10,500,000* | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
10,500,000* | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ ** | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
5.3%* | |||||||||||
14 | TYPE OF REPORTING PERSON: | ||||||||||
CO |
CUSIP No. |
18538Q 105 |
Page | 10 |
of | 79 |
Pages |
1 | NAME OF REPORTING PERSON: Time Warner Cable Inc. |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS: | ||||||||||
WC | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
þ | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Delaware | |||||||||||
7 | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 27,500,000* | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER: | |||||||||
27,500,000* | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
27,500,000 * | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ ** | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
12.7%* | |||||||||||
14 | TYPE OF REPORTING PERSON: | ||||||||||
CO |
CUSIP No. |
18538Q 105 |
Page | 11 |
of | 79 |
Pages |
1 | NAME OF REPORTING PERSON: Time Warner Cable LLC |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS: | ||||||||||
WC | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Delaware | |||||||||||
7 | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 27,500,000* | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER: | |||||||||
27,500,000* | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
27,500,000* | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ ** | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
12.7%* | |||||||||||
14 | TYPE OF REPORTING PERSON: | ||||||||||
OO |
CUSIP No. |
18538Q 105 |
Page | 12 |
of | 79 |
Pages |
1 | NAME OF REPORTING PERSON: TWC Wireless Holdings I LLC |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS: | ||||||||||
WC | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Delaware | |||||||||||
7 | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 9,166,667* | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER: | |||||||||
9,166,667* | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
9,166,667* | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ ** | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
4.6%* | |||||||||||
14 | TYPE OF REPORTING PERSON: | ||||||||||
OO |
CUSIP No. |
18538Q 105 |
Page | 13 |
of | 79 |
Pages |
1 | NAME OF REPORTING PERSON: TWC Wireless Holdings II LLC |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS: | ||||||||||
WC | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Delaware | |||||||||||
7 | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 9,166,667* | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER: | |||||||||
9,166,667* | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
9,166,667* | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ ** | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
4.6%* | |||||||||||
14 | TYPE OF REPORTING PERSON: | ||||||||||
OO |
CUSIP No. |
18538Q 105 |
Page | 14 |
of | 79 |
Pages |
1 | NAME OF REPORTING PERSON: TWC Wireless Holdings III LLC |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS: | ||||||||||
WC | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Delaware | |||||||||||
7 | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 9,166,666* | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER: | |||||||||
9,166,666* | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
9,166,666* | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ ** | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
4.6%* | |||||||||||
14 | TYPE OF REPORTING PERSON: | ||||||||||
OO |
CUSIP No. |
18538Q 105 |
Page | 15 |
of | 79 |
Pages |
1 | NAME OF REPORTING PERSON: Bright House Networks, LLC |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS: | ||||||||||
WC | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Delaware | |||||||||||
7 | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 5,000,000* | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER: | |||||||||
5,000,000* | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
5,000,000* | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ ** | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
2.6%* | |||||||||||
14 | TYPE OF REPORTING PERSON: | ||||||||||
OO |
CUSIP No. |
18538Q 105 |
Page | 16 |
of | 79 |
Pages |
1 | NAME OF REPORTING PERSON: BHN Spectrum Investments, LLC |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS: | ||||||||||
WC | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Delaware | |||||||||||
7 | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 5,000,000* | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER: | |||||||||
5,000,000* | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
5,000,000* | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ ** | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
2.6%* | |||||||||||
14 | TYPE OF REPORTING PERSON: | ||||||||||
OO |
CUSIP No. |
18538Q 105 |
Page | 17 |
of | 79 |
Pages |
1 | NAME OF REPORTING PERSON: Newhouse Broadcasting Corporation |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS: | ||||||||||
WC | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
New York | |||||||||||
7 | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 5,000,000* | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER: | |||||||||
5,000,000* | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
5,000,000* | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ ** | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
2.6%* | |||||||||||
14 | TYPE OF REPORTING PERSON: | ||||||||||
CO |
CUSIP No. |
18538Q 105 |
Page | 18 |
of | 79 |
Pages |
1 | NAME OF REPORTING PERSON: Google Inc. |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS: | ||||||||||
WC | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
þ | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Delaware | |||||||||||
7 | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 25,000,000 | ||||||||||
SHARES | 8 | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | * | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 25,000,000 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER: | |||||||||
0 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
25,000,000 * | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ ** | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
13.2%* | |||||||||||
14 | TYPE OF REPORTING PERSON: | ||||||||||
CO |
CUSIP No. |
18538Q 105 |
Page | 19 |
of | 79 |
Pages |
1 | NAME OF REPORTING PERSON: Eagle River Holdings, LLC |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS: | ||||||||||
WC | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Washington | |||||||||||
7 | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 36,911,291 | ||||||||||
SHARES | 8 | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | * | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 36,911,291 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER: | |||||||||
* | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
36,911,291 * | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ ** | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
19.4%* | |||||||||||
14 | TYPE OF REPORTING PERSON: | ||||||||||
OO |
CUSIP No. |
18538Q 105 |
Page | 20 |
of | 79 |
Pages |
1 | NAME OF REPORTING PERSON: Craig O. McCaw |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS: | ||||||||||
OO | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
United States | |||||||||||
7 | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 38,689,623 | ||||||||||
SHARES | 8 | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | * | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 38,689,623 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER: | |||||||||
0 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
38,689,623* | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ ** | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
20.1%* | |||||||||||
14 | TYPE OF REPORTING PERSON: | ||||||||||
IN |
CUSIP No. |
18538Q 105 |
Page | 21 |
of | 79 |
Pages |
1 | NAME OF REPORTING PERSON: CWCI, LLC |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS: | ||||||||||
OO | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
þ | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Washington | |||||||||||
7 | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 111,666 | ||||||||||
SHARES | 8 | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | * | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 111,666 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER: | |||||||||
0 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
111,666* | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
þ ** | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
Less than 1%* | |||||||||||
14 | TYPE OF REPORTING PERSON: | ||||||||||
OO |
Page 22 of 79 Pages
Page 23 of 79 Pages
(a) Name of Person Filing
|
Sprint | |
(b) Address of Principal Business Office
|
6200 Sprint Parkway, Overland Park, Kansas 66251 |
|
(c) Principal Business
|
Wireless and wireline communications. | |
(d) (e) Criminal and Civil Proceedings
|
During the last five years, neither Sprint nor, to Sprints knowledge, any of the individuals referred to in Appendix A-1, has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws, or finding violations with respect to such laws. | |
(f) Place of Organization
|
Kansas |
(a) Name of Person Filing
|
Sprint HoldCo | |
(b) Address of Principal Business Office
|
6200 Sprint Parkway, Overland Park, Kansas 66251 |
|
(c) Principal Business
|
Wireless broadband communications. | |
(d) (e) Criminal and Civil Proceedings
|
During the last five years, neither Sprint HoldCo nor, to Sprint HoldCos knowledge, any of the individuals referred to in Appendix A-2, has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws, or finding violations with respect to such laws. | |
(f) Place of Organization
|
Delaware |
Page 24 of 79 Pages
(a) Name of Person Filing
|
Comcast | |
(b) Address of Principal Business Office
|
One Comcast Center, Philadelphia, PA 19103-2838 |
|
(c) Principal Business
|
Development, management and operation of broadband cable networks, and in the provision of programming content. | |
(d) (e) Criminal and Civil Proceedings
|
During the last five years, neither Comcast nor, to Comcasts knowledge, any of the individuals referred to in Appendix B-1, has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws, or finding violations with respect to such laws. | |
(f) Place of Organization
|
Pennsylvania |
(a) Name of Person Filing
|
Comcast I | |
(b) Address of Principal Business Office
|
One Comcast Center, Philadelphia, PA 19103-2838 |
|
(c) Principal Business
|
Wholly-owned subsidiary of Comcast formed for purposes of holding Comcasts indirect interest in the Issuer. | |
(d) (e) Criminal and Civil Proceedings
|
During the last five years, neither Comcast I nor, to Comcast Is knowledge, any of the individuals referred to in Appendix B-2, has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws, or finding violations with respect to such laws. | |
(f) Place of Organization
|
Delaware |
Page 25 of 79 Pages
(a) Name of Person Filing
|
Comcast II | |
(b) Address of Principal Business Office
|
One Comcast Center, Philadelphia, PA 19103-2838 |
|
(c) Principal Business
|
Wholly-owned subsidiary of Comcast formed for purposes of holding Comcasts indirect interest in the Issuer. | |
(d) (e) Criminal and Civil Proceedings
|
During the last five years, neither Comcast II nor, to Comcast IIs knowledge, any of the individuals referred to in Appendix B-3, has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws, or finding violations with respect to such laws. | |
(f) Place of Organization
|
Delaware |
(a) Name of Person Filing
|
Comcast III | |
(b) Address of Principal Business Office
|
One Comcast Center, Philadelphia, PA 19103-2838 |
|
(c) Principal Business
|
Wholly-owned subsidiary of Comcast formed for purposes of holding Comcasts indirect interest in the Issuer. | |
(d) (e) Criminal and Civil Proceedings
|
During the last five years, neither Comcast III nor, to Comcast IIIs knowledge, any of the individuals referred to in Appendix B-4, has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws, or finding violations with respect to such laws. | |
(f) Place of Organization
|
Delaware |
Page 26 of 79 Pages
(a) Name of Person Filing
|
Comcast IV | |
(b) Address of Principal Business Office
|
One Comcast Center, Philadelphia, PA 19103-2838 |
|
(c) Principal Business
|
Wholly-owned subsidiary of Comcast formed for purposes of holding Comcasts indirect interest in the Issuer. | |
(d) (e) Criminal and Civil Proceedings
|
During the last five years, neither Comcast IV nor, to Comcast IVs knowledge, any of the individuals referred to in Appendix B-5, has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws, or finding violations with respect to such laws. | |
(f) Place of Organization
|
Delaware |
(a) Name of Person Filing
|
Comcast V | |
(b) Address of Principal Business Office
|
One Comcast Center, Philadelphia, PA 19103-2838 |
|
(c) Principal Business
|
Wholly-owned subsidiary of Comcast formed for purposes of holding Comcasts indirect interest in the Issuer. | |
(d) (e) Criminal and Civil Proceedings
|
During the last five years, neither Comcast V nor, to Comcast Vs knowledge, any of the individuals referred to in Appendix B-6, has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws, or finding violations with respect to such laws. | |
(f) Place of Organization
|
Delaware |
Page 27 of 79 Pages
(a) Name of Person Filing
|
TWC | |
(b) Address of Principal Business Office
|
One Time Warner Center North Tower New York, New York 10019 |
|
(c) Principal Business
|
Owner and operator of cable systems in the U.S. | |
(d) (e) Criminal and Civil Proceedings
|
Except as indicated on Appendix C-1 hereto, during the last five years, neither TWC nor, to TWCs knowledge, any of the individuals referred to in Appendix C-1, has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws, or finding violations with respect to such laws. | |
(f) Place of Organization
|
Delaware |
(a) Name of Person Filing
|
TWC LLC | |
(b) Address of Principal Business Office
|
One Time Warner Center | |
North Tower | ||
New York, New York 10019 | ||
(c) Principal Business
|
Owner and operator of cable systems in the U.S. | |
(d) (e) Criminal and Civil Proceedings
|
During the last five years, neither TWC LLC nor, to TWC LLCs knowledge, any of the individuals referred to in Appendix C-2, has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws, or finding violations with respect to such laws. | |
(f) Place of Organization
|
Delaware |
Page 28 of 79 Pages
(a) Name of Person Filing
|
TWC I | |
(b) Address of Principal Business Office
|
One Time Warner Center | |
North Tower | ||
New York, New York 10019 | ||
(c) Principal Business
|
Wholly-owned subsidiary of TWC formed for purposes of holding TWCs indirect interest in the Issuer. | |
(d) (e) Criminal and Civil Proceedings
|
During the last five years, neither TWC I nor, to TWC Is knowledge, any of the individuals referred to in Appendix C-3, has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws, or finding violations with respect to such laws. | |
(f) Place of Organization
|
Delaware |
(a) Name of Person Filing
|
TWC II | |
(b) Address of Principal Business Office
|
One Time Warner Center | |
North Tower | ||
New York, New York 10019 | ||
(c) Principal Business
|
Wholly-owned subsidiary of TWC formed for purposes of holding TWCs indirect interest in the Issuer. | |
(d) (e) Criminal and Civil Proceedings
|
During the last five years, neither TWC II nor, to TWC IIs knowledge, any of the individuals referred to in Appendix C-4, has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws, or finding violations with respect to such laws. | |
(f) Place of Organization
|
Delaware |
Page 29 of 79 Pages
(a) Name of Person Filing
|
TWC III | |
(b) Address of Principal Business Office
|
One Time Warner Center | |
North Tower | ||
New York, New York 10019 | ||
(c) Principal Business
|
Wholly-owned subsidiary of TWC formed for purposes of holding TWCs indirect interest in the Issuer. | |
(d) (e) Criminal and Civil Proceedings
|
During the last five years, neither TWC III nor, to TWC IIIs knowledge, any of the individuals referred to in Appendix C-5, has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws, or finding violations with respect to such laws. | |
(f) Place of Organization
|
Delaware |
Page 30 of 79 Pages
(a) Name of Person Filing
|
BHN | |
(b) Address of Principal Business Office
|
5000 Campuswood Drive | |
East Syracuse, New York 13057-4250 | ||
(c) Principal Business
|
Cable operator in the U.S. | |
(d) (e)
|
During the last five years, neither BHN nor, to BHNs knowledge, any of the individuals referred to in Appendix D-1, has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws, or finding violations with respect to such laws. | |
(f) Place of Organization
|
Delaware |
(a) Name of Person Filing
|
BHN Spectrum | |
(b) Address of Principal Business Office
|
5000 Campuswood Drive | |
East Syracuse, New York 13057-4250 | ||
(c) Principal Business
|
A wholly-owned subsidiary of BHN that holds interests in the Issuer and other spectrum related assets. | |
(d) (e)
|
During the last five years, neither BHN Spectrum nor, to BHN Spectrums knowledge, any of the individuals referred to in Appendix D-2, has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws, or finding violations with respect to such laws. | |
(f) Place of Organization
|
Delaware |
Page 31 of 79 Pages
(a) Name of Person Filing
|
NBCo | |
(b) Address of Principal Business Office
|
5000 Campuswood Drive | |
East Syracuse, New York 13057-4250 | ||
(c) Principal Business
|
Holds an indirect interest in a cable operator and other cable related companies in the U.S. | |
(d) (e)
|
During the last five years, neither NBCo nor, to NBCos knowledge, any of the individuals referred to in Appendix D-3, has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws, or finding violations with respect to such laws. | |
(f) Place of Organization
|
New York |
(a) Name of Person Filing
|
||
(b) Address of Principal Business Office
|
1600 Amphitheatre Parkway | |
Mountain View, CA 94043 | ||
(c) Principal Business
|
Provider of Internet search technologies and targeted advertising program. | |
(d) (e)
|
Except as indicated on Appendix E hereto, during the last five years, neither Google nor, to Googles knowledge, any of the individuals referred to in Appendix E, has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws, or finding violations with respect to such laws. | |
(f) Place of Organization
|
Delaware |
Page 32 of 79 Pages
(a) Name of Person Filing
|
ERH | |
(b) Address of Principal Business Office
|
2300 Carillon Point | |
Kirkland, WA 98033 | ||
(c) Principal Business
|
Build equity value for its members by acquiring, investing, holding and disposing of securities and other investments. | |
(d) (e)
|
Not applicable. | |
(f) Place of Organization
|
Washington |
(a) Name of Person Filing
|
Mr. McCaw | |
(b) Address of Principal Business Office
|
2300 Carillon Point | |
Kirkland, WA 98033 | ||
(c) Principal Business
|
Chairman of the Board of Directors of the Issuer. | |
(d) (e)
|
Not applicable. | |
(f) Place of Citizenship
|
United States |
(a) Name of Person Filing
|
CWCI | |
(b) Address of Principal Business Office
|
2300 Carillon Point | |
Kirkland, WA 98033 | ||
(c) Principal Business
|
A holding company of securities of the Issuer. | |
(d) (e)
|
Not applicable. | |
(f) Place of Organization
|
Washington |
Page 33 of 79 Pages
Reporting Person | Amount | Source of Funds or Other Consideration | ||
Sprint
|
Approximately $7.4 billion* | Contribution of equity interests in the entity holding the Sprint Assets | ||
Sprint HoldCo
|
$37,000 | Working Capital | ||
Comcast Entities
|
$1.05 billion | Working Capital | ||
TWC Entities
|
$550 million | Working Capital | ||
BHN Entities
|
$100 million | Working Capital | ||
Google
|
$500 million | Working Capital |
* | Based on the assumptions set forth in Item 4. |
| Old Clearwire formed the Issuer as its direct, wholly-owned subsidiary, which in turn formed Clearwire Communications LLC, a Delaware limited liability company as its direct, wholly-owned subsidiary (Clearwire Communications), which in turn formed Clearwire Sub LLC, a Delaware limited liability company as its direct, wholly-owned subsidiary (Clearwire LLC); |
| the Class B common stock, par value $0.0001 per share, of Old Clearwire (Old Clearwire Class B Common Stock) was converted into Class A common stock, par value $0.0001 per share, of Old Clearwire (Old Clearwire Class A Common Stock) on a 1:1 basis (the Conversion); |
| following the Conversion, Old Clearwire merged with and into Clearwire LLC, with Clearwire LLC surviving as a direct, wholly-owned subsidiary of Clearwire Communications (the Clearwire Merger); |
| in the Clearwire Merger, each share of Old Clearwire Class A Common Stock was converted into the right to receive one share of Class A Common Stock, and each option and warrant to purchase shares of Old Clearwire Class A Common Stock was converted into an option or warrant, as applicable, to purchase the same number of shares of Class A Common Stock; |
| Sprint HoldCo contributed spectrum and certain other assets associated with Sprints WiMAX operations (the Sprint Assets) to Clearwire Communications, via the contribution of the equity interests of a subsidiary of Sprint that held the Sprint Assets, in exchange for non-voting equity interests in Clearwire Communications (Clearwire Communications Class B Common Interests) and Sprint caused Sprint HoldCo to purchase, for $37,000 in cash, 370 million shares of Class B common stock, par value $0.0001 per share, of the Issuer (the Class B Common Stock and, together with the Class A Common Stock, the Common Stock) at par value, |
Page 34 of 79 Pages
which shares are entitled to one vote each but have only nominal equity rights (collectively, the Sprint Contribution); |
| following completion of the Sprint Contribution, the Issuer contributed the cash that it received from Sprint HoldCo to Clearwire Communications in exchange for voting equity interests in Clearwire Communications (Clearwire Communications Voting Interests); |
| following completion of the Clearwire Merger and the Sprint Contribution, Comcast, through the other Comcast Entities, invested $1.05 billion, Intel, through Intel Capital Wireless Investment Corporation 2008A, a Delaware corporation (Intel A), Intel Capital Wireless Investment Corporation 2008B, a Delaware corporation (Intel B), and Intel Capital Wireless Investment Corporation 2008C, a Delaware corporation (Intel C, and collectively with Intel A and Intel B, the Intel Entities), invested $1.0 billion, TWC, through the other TWC Entities, invested $550 million and BHN, through BHN Spectrum, invested $100 million in Clearwire Communications in exchange for Clearwire Communications Voting Interests and Clearwire Communications Class B Common Interests and, immediately thereafter, each of Comcast, Intel, TWC and BHN contributed its Clearwire Communications Voting Interests to the Issuer in exchange for an equal number of shares of Class B Common Stock; and |
| Google invested $500 million in exchange for Class A Common Stock, for an aggregate contribution to the Issuer of $3.2 billion by Comcast, TWC, BHN, Intel and Google (collectively, the Investors Contribution). |
Page 35 of 79 Pages
Page 36 of 79 Pages
Class A | % of Class A | Class B | ||||||||||||||||||
Reporting Person (1): | Common Stock (2) | (2) | Common Stock | % of Class B | % Voting | |||||||||||||||
Sprint Entities (3) |
370,000,000 | 66.1 | % | 370,000,000 | 73.3 | % | 53.3 | % | ||||||||||||
Comcast (4) |
52,500,000 | 21.7 | % | 52,500,000 | 10.4 | % | 7.6 | % | ||||||||||||
Comcast I (5) |
10,500,000 | 5.3 | % | 10,500,000 | 2.1 | % | 1.5 | % | ||||||||||||
Comcast II (5) |
10,500,000 | 5.3 | % | 10,500,000 | 2.1 | % | 1.5 | % | ||||||||||||
Comcast III (5) |
10,500,000 | 5.3 | % | 10,500,000 | 2.1 | % | 1.5 | % | ||||||||||||
Comcast IV (5) |
10,500,000 | 5.3 | % | 10,500,000 | 2.1 | % | 1.5 | % | ||||||||||||
Comcast V (5) |
10,500,000 | 5.3 | % | 10,500,000 | 2.1 | % | 1.5 | % | ||||||||||||
ERH (6) |
36,911,291 | 19.4 | % | | | 5.2 | % | |||||||||||||
Google (7) |
25,000,000 | 13.2 | % | | | 3.6 | % | |||||||||||||
TWC (8) |
27,500,000 | 12.7 | % | 27,500,000 | 5.4 | % | 4.0 | % | ||||||||||||
TWC LLC (8) |
27,500,000 | 12.7 | % | 27,500,000 | 5.4 | % | 4.0 | % | ||||||||||||
TWC I (9) |
9,166,667 | 4.6 | % | 9,166,667 | 1.8 | % | 1.3 | % | ||||||||||||
TWC II (9) |
9,166,667 | 4.6 | % | 9,166,667 | 1.8 | % | 1.3 | % | ||||||||||||
TWC III (9) |
9,166,666 | 4.6 | % | 9,166,666 | 1.8 | % | 1.3 | % | ||||||||||||
Craig O. McCaw (10) |
38,689,623 | 20.1 | % | | | 5.2 | % | |||||||||||||
BHN Entities (11) |
5,000,000 | 2.6 | % | 5,000,000 | * | % | * | % |
* | Less than 1% | |
| It is assumed that the number of shares of Class A Common Stock and Class B Common Stock purchased in the Transactions was based on a purchase price of $20.00 per share, and not adjusted pursuant to the post-closing adjustment. See the section titled The Transaction Agreement in Item 4. | |
(1) | By virtue of the Equityholders Agreement entered into at the Closing, each of the Reporting Persons, together with the Intel Entities, Intel Capital Corporation, a Delaware corporation (Intel Capital), Intel Capital (Cayman) Corporation, a Cayman Islands corporation (Intel Cayman), and Middlefield Ventures, Inc., a Delaware corporation (Middlefield), may be deemed to be a member of a group under Section 13(d) of the Act, which may be deemed to beneficially own, have shared power to vote or direct the vote over and have shared dispositive power over 370,000,000 shares of Class A Common Stock beneficially owned by the Sprint Entities, 86,759,999 shares of Class A Common Stock beneficially owned by Intel (which includes 33,333,333 shares of Class A Common Stock held by Intel Capital, 3,333,333 shares of Class A Common Stock held by Intel Cayman, and 93,333 shares of Class A Common Stock issuable on exercise of warrants held by Middlefield), 52,500,000 shares of Class A Common Stock beneficially owned by the Comcast Entities, 36,911,291 shares of Class A Common Stock beneficially owned by ERH (which includes 375,000 shares of Class A Common Stock issuable on exercise of warrants issued to ERH and 613,333 shares of Class A Common Stock issuable on exercise of warrants issued to ERH), 25,000,000 shares of Class A Common Stock beneficially owned by Google, 27,500,000 shares of Class A Common Stock beneficially owned by the TWC Entities and 5,000,000 shares of Class A Common Stock beneficially owned by the BHN Entities. As described in Item 6, the Equityholders (as defined in Item 6) have entered into the Equityholders Agreement in connection with the completion of the Transactions which includes a voting agreement under which such Equityholders and their respective affiliates share the ability to elect a majority of the Issuers directors. The persons listed in the table disclaim beneficial ownership of the shares of capital stock beneficially owned by such other Equityholders (other than the shares of capital stock beneficially owned by their affiliates). | |
(2) | Shares of Class A Common Stock beneficially owned and the respective percentages of beneficial ownership of Class A Common Stock assumes the conversion of all shares of Class B Common Stock beneficially owned by |
Page 37 of 79 Pages
such person or entity into Class A Common Stock, and the exercise of all options, warrants and other securities convertible into common stock beneficially owned by such person or entity currently exercisable or exercisable within 60 days of the Closing, including any shares that were issued and options that became exercisable on the Closing of the Transactions. Shares issuable pursuant to the conversion of Class B Common Stock or the exercise of stock options and warrants exercisable within 60 days are deemed outstanding and held by the holder of such shares of Class B Common Stock, options or warrants for computing the percentage of outstanding common stock beneficially owned by such person, but are not deemed outstanding for computing the percentage of outstanding common stock beneficially owned by any other person. The respective percentages of beneficial ownership of Class A Common Stock is based on 189,483,742 shares of Class A Common Stock outstanding immediately following the Closing (which includes 25,000,000 shares of Class A Common Stock issued to Google upon Closing). As noted above in Item 4, subject to certain limited exceptions, each share of Class B Common Stock, together with one Clearwire Communications Class B Common Interest, is not exchangeable, at the option of the holder, into one fully paid and nonassessable share of Class A Common Stock of the Issuer until the 181st day after the Closing, but each Reporting Person that beneficially owns Class B Common Stock has included its shares of Class B Common Stock in the calculation of its respective ownership percentage of Class A Common Stock. | ||
(3) | Consists of 370,000,000 shares of Class B Common Stock issued to Sprint HoldCo upon Closing. | |
(4) | Consists of 52,500,000 shares of Class B Common Stock issued to the Comcast Entities upon Closing. By virtue of the fact that each of Comcast I, Comcast II, Comcast III, Comcast IV and Comcast V is a wholly-owned subsidiary of Comcast, Comcast may be deemed to have shared voting and dispositive power with respect to the shares of Class B Common Stock owned by each of Comcast I, Comcast II, Comcast III, Comcast IV and Comcast V. | |
(5) | Consists of 10,500,000 shares of Class B Common Stock issued to each of Comcast I, Comcast II, Comcast III, Comcast IV and Comcast V upon Closing. | |
(6) | Consists of 35,922,958 shares of Class A Common Stock, 375,000 shares of Class A Common Stock issuable on exercise of warrants and 613,333 shares of Class A Common Stock issuable on exercise of warrants. ERH is controlled by Mr. McCaw. The manager of ERH is ERI, an entity controlled by and wholly-owned by Mr. McCaw. | |
(7) | Consists of 25,000,000 shares of Class A Common Stock issued to Google upon Closing. | |
(8) | Consists of 27,500,000 shares of Class B Common Stock issued to the TWC Entities upon Closing. By virtue of the fact that each of TWC I, TWC II and TWC III is a wholly-owned subsidiary of TWC and TWC LLC, TWC and TWC LLC may be deemed to have shared voting and dispositive power with respect to the shares of Class B Common Stock owned by each of TWC I, TWC II and TWC III. | |
(9) | Consists of 9,166,667; 9,166,667; and 9,166,666 shares of Class B Common Stock issued to TWC I, TWC II, and TWC III, respectively, upon Closing. | |
(10) | Consists of options to purchase 1,666,666 shares of Class A Common Stock, 111,666 shares of Class A Common Stock held by CWCI, 35,922,958 shares of Class A Common Stock issued to ERH, and 988,333 shares of Class A Common Stock issuable on exercise of warrants issued to ERH. Mr. McCaw owns all of the voting membership interests in ERH and also controls and wholly-owns ERI, the manager of ERH. | |
(11) | Consists of 5,000,000 shares of Class A Common Stock issued to BHN Spectrum upon Closing. |
Page 38 of 79 Pages
| seven directors will be nominated by Sprint (one of whom must qualify (for so long as there are not more than two independent designees) as an independent director and for service on Clearwires Audit Committee under NASDAQ rules and federal securities laws and be willing to serve on the Audit Committee); | ||
| one director will be nominated by ERH; | ||
| one director will be nominated by Intel; | ||
| two directors will be nominated by the Comcast Entities, the TWC Entities, BHN Spectrum and Google (collectively, the Strategic Investors and, as a group, the Strategic Investor Group); | ||
| one independent director (who must qualify for service on the Audit Committee under NASDAQ rules and federal securities laws and be willing to serve on the Audit Committee) will be nominated by Intel and the Strategic Investor Group; and | ||
| one independent director (who must qualify for service as chairman of the Audit Committee under NASDAQ rules and federal securities laws and be willing to serve as chairman of the Audit Committee) will be nominated by the Nominating Committee. |
Page 39 of 79 Pages
Page 40 of 79 Pages
| the appointment or removal of the chief executive officer of Clearwire and Clearwire Communications or of any officer that reports directly to the chief executive officer (except that if Sprints ownership in Clearwire falls below 50% of its ownership at the Closing, as adjusted pursuant to the Transaction Agreement, and Sprint no longer nominates a majority of board of directors, the removal of those officers (other than the chief executive officer) will no longer require such approval); | ||
| the acquisition or disposition of, or the entry into a joint venture involving the contribution by Clearwire or any of its subsidiaries of, assets with a book value in excess of 20% of the consolidated book value of the assets of Clearwire and its subsidiaries, subject to certain exceptions; | ||
| any change of control of Clearwire or any of its subsidiaries; | ||
| any action not in accordance with the business purpose of Clearwire; and | ||
| the funding of (1) the expansion of the business purpose of Clearwire, (2) activities outside of the United States, other than the maintenance of Clearwires current operations and assets located outside of the United States, or (3) the acquisition of spectrum outside of the United States. |
| any Related Party Transaction; and | ||
| any transfer of shares by the holder of the largest voting interest in Clearwire as between Sprint, the Strategic Investors (treated as a single holder) and Intel (as long as such holder holds at least 26% of the aggregate voting power of Clearwire) (the Principal Equityholder) that constitutes a change of control of Clearwire or any of its material subsidiaries. |
| amend the restated certificate of incorporation of Clearwire (the Clearwire Charter), the bylaws of Clearwire (the Clearwire Bylaws) or the amended and restated operating agreement governing Clearwire Communications (the Operating Agreement); | ||
| change the size of the board of directors of Clearwire; | ||
| liquidate Clearwire or Clearwire Communications or declare bankruptcy of Clearwire or its material subsidiaries; | ||
| effect any material capital reorganization of Clearwire or any of its material subsidiaries, other than a financing transaction in the ordinary course of business; | ||
| take any action that would cause Clearwire Communications or any of its material subsidiaries to be taxed as a corporation for federal income tax purposes; and | ||
| subject to certain exceptions, issue any Clearwire Class B Common Stock or any equity interests of Clearwire Communications. |
Page 41 of 79 Pages
| the allocation of the Strategic Investor Groups right under the Equityholders Agreement to designate Strategic Investor Designees and Strategic Investor Observers (as such terms are defined in the Equityholders Agreement) among the Strategic Investors; | ||
| the allocation of the Strategic Investor Groups right under the Equityholders Agreement to designate members of the Issuers Nominating and Compensation Committees, or any other standing or special committees of the Board of Directors, among the Strategic Investors; | ||
| the approval, as among the Strategic Investors, needed for the Strategic Investor Group to take action under the Equityholders Agreement or to approve matters arising under the Equityholders Agreement that require the approval or consent of the Strategic Investor Group; and | ||
| agreements regarding rights of first refusal with respect to transfers of equity securities of Clearwire and Clearwire Communications among the Strategic Investors and purchase of such equity securities allocated to the Strategic Investor Group pursuant to the Equityholders Agreement. |
Page 42 of 79 Pages
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99.1 | Transaction Agreement and Plan of Merger, dated as of May 7, 2008, by and among Sprint Nextel Corporation, Clearwire Corporation, Comcast Corporation, Time Warner Cable Inc., Bright House Networks, LLC, Google Inc., and Intel Corporation (incorporated herein by reference to Exhibit 2.1 of Clearwire Corporations Current Report on Form 8-K filed May 7, 2008) (File No. 001-33349). |
99.2 | Amendment No. 1 to the Transaction Agreement and Plan of Merger, dated as of November 21, 2008, by and among Sprint Nextel Corporation, Clearwire Corporation, Comcast Corporation, Time Warner Cable Inc., Bright House Networks, LLC, Google Inc., and Intel Corporation (incorporated herein by reference to Exhibit 2.1 of Clearwire Corporations Current Report on Form 8-K filed December 1, 2008). |
99.3 | Equityholders Agreement, dated as of November 28, 2008, by and among Clearwire Corporation, Sprint HoldCo, LLC, Eagle River Holdings, LLC, Intel Capital Wireless Investment Corporation 2008A, Intel Capital Wireless Investment Corporation 2008B, Intel Capital Wireless Investment Corporation 2008C, Intel Capital Corporation, Intel Capital (Cayman) Corporation, Middlefield Ventures, Inc., Comcast Wireless Investment I, Inc., Comcast Wireless Investment II, Inc., Comcast Wireless Investment III, Inc., Comcast Wireless Investment IV, Inc., Comcast Wireless Investment V, Inc., Google Inc., TWC Wireless Holdings I LLC, TWC Wireless Holdings II LLC, TWC Wireless Holdings III LLC, BHN Spectrum Investments, LLC and, for the limited purpose of Sections 2.13, 2.14, 2.15 and Article 4, Sprint Nextel Corporation (incorporated herein by reference to Exhibit 4.1 of Clearwire Corporations Current Report on Form 8-K filed December 1, 2008). |
99.4 | Strategic Investor Agreement, dated as of November 28, 2008, by and among Comcast Wireless Investment I, Inc., Comcast Wireless Investment II, Inc., Comcast Wireless Investment III, Inc., Comcast Wireless Investment IV, Inc., Comcast Wireless Investment V, Inc., TWC Wireless Holdings I LLC, TWC Wireless Holdings II LLC, TWC Wireless Holdings III LLC, BHN Spectrum Investments, LLC, Google Inc., Comcast Corporation, Time Warner Cable Inc. and Bright House Networks, LLC. |
99.5 | Registration Rights Agreement, dated as of November 28, 2008, among Clearwire Corporation, Sprint Nextel Corporation, Eagle River Holdings, LLC, Intel Corporation, Comcast Corporation, Google Inc., Time Warner Cable Inc. and BHN Spectrum Investments LLC (incorporated herein by reference to Exhibit 4.2 of Clearwire Corporations Current Report on Form 8-K filed December 1, 2008). |
99.6 | Amended and Restated Operating Agreement of Clearwire Communications LLC, dated as of November 28, 2008 (incorporated herein by reference to Exhibit 10.1 of Clearwire Corporations Current Report on Form 8-K filed December 1, 2008). |
99.7 | Joint Filing Agreement, dated as of November 28, 2008, among the Reporting Persons and, solely for purposes of Sections 7, 8, 9 and 10, the Intel Entities, Intel Capital, Intel Cayman and Middlefield. |
Sprint Nextel Corporation |
||||
By | /s/ Timothy P. OGrady | |||
Name: | Timothy P. OGrady | |||
Title: | Vice President | |||
Sprint HoldCo, LLC |
||||
By | /s/ Timothy P. OGrady | |||
Name: | Timothy P. OGrady | |||
Title: | Vice President | |||
Comcast Corporation |
||||
By | /s/ Arthur R. Block | |||
Name: | Arthur R. Block | |||
Title: | Senior Vice President | |||
Comcast Wireless Investment I, Inc. |
||||
By | /s/ Arthur R. Block | |||
Name: | Arthur R. Block | |||
Title: | Senior Vice President | |||
Comcast Wireless Investment II, Inc. |
||||
By | /s/ Arthur R. Block | |||
Name: | Arthur R. Block | |||
Title: | Senior Vice President | |||
Comcast Wireless Investment III, Inc. |
||||
By | /s/ Arthur R. Block | |||
Name: | Arthur R. Block | |||
Title: | Senior Vice President |
Comcast Wireless Investment IV, Inc. |
||||
By | /s/ Arthur R. Block | |||
Name: | Arthur R. Block | |||
Title: | Senior Vice President | |||
Comcast Wireless Investment V, Inc. |
||||
By | /s/ Arthur R. Block | |||
Name: | Arthur R. Block | |||
Title: | Senior Vice President | |||
Time Warner Cable Inc. |
||||
By | /s/ Satish R. Adige | |||
Name: | Satish R. Adige | |||
Title: | Senior Vice President, Investments | |||
Time Warner Cable LLC |
||||
By | /s/ Satish R. Adige | |||
Name: | Satish R. Adige | |||
Title: | Senior Vice President, Investments | |||
TWC Wireless Holdings I LLC |
||||
By | /s/ Satish R. Adige | |||
Name: | Satish R. Adige | |||
Title: | Senior Vice President, Investments | |||
TWC Wireless Holdings II LLC |
||||
By | /s/ Satish R. Adige | |||
Name: | Satish R. Adige | |||
Title: | Senior Vice President, Investments | |||
TWC Wireless Holdings III LLC |
||||
By | /s/ Satish R. Adige | |||
Name: | Satish R. Adige | |||
Title: | Senior Vice President, Investments | |||
Bright House Networks, LLC |
||||
By | /s/ Donald E. Newhouse | |||
Name: | Donald E. Newhouse | |||
Title: | Vice President |
BHN Spectrum Investments, LLC |
||||
By | /s/ Donald E. Newhouse | |||
Name: | Donald E. Newhouse | |||
Title: | Vice President | |||
Newhouse Broadcasting Corporation |
||||
By | /s/ Donald E. Newhouse | |||
Name: | Donald E. Newhouse | |||
Title: | Vice President | |||
Google Inc. |
||||
By | /s/ Kent Walker | |||
Name: | Kent Walker | |||
Title: | Vice President and General Counsel | |||
Eagle River Holdings, LLC |
||||
By | /s/ Craig O. McCaw | |||
Name: | Craig O. McCaw | |||
Title: | Chief Executive Officer | |||
Craig O. McCaw |
||||
By | /s/ Craig O. McCaw | |||
Name: | Craig O. McCaw | |||
CWCI, LLC |
||||
By | /s/ Craig O. McCaw | |||
Name: | Craig O. McCaw | |||
Title: | Manager |
Name and Address of Corporation or | ||||||
Present Principal Occupation | Other Organization (if different from | |||||
Name and Business Address | (principal business of employer) | address provided in Column 1) | ||||
Daniel R. Hesse*
Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
President and Chief Executive Officer of Sprint Nextel Corporation | |||||
Robert H. Brust
Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Chief Financial Officer of Sprint Nextel Corporation | |||||
Paget L. Alves
Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
President Sales and Distribution of Sprint Nextel Corporation | |||||
Steven L. Elfman
Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
President Network Operations and Wholesale of Sprint Nextel Corporation | |||||
Keith O. Cowan
Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
President Strategy and Corporate Development of Sprint Nextel Corporation | |||||
Robert Johnson 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Chief Service Officer of Sprint Nextel Corporation | |||||
Charles R. Wunsch
6200 Sprint Parkway, Overland Park, Kansas 66251 |
General Counsel and Corporate Secretary of Sprint Nextel Corporation | |||||
Barry West Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Chief Technology Officer and President of Sprint Nextel Corporation | |||||
Christopher J. Gregoire
Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Vice President and Principal Accounting Officer of Sprint Nextel Corporation |
Name and Address of Corporation or | ||||
Present Principal Occupation | Other Organization (if different from | |||
Name and Business Address | (principal business of employer) | address provided in Column 1) | ||
Robert R. Bennett*
Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
President of Discovery Holding Company, provider of creative, media management and network services and non-fiction entertainment. | Discovery Holding Company
12300 Liberty Blvd. Englewood, Colorado 80112 |
||
Gordon M. Bethune*
Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Retired | |||
Larry C. Glasscock*
Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Chairman of the Board of WellPoint, Inc., a health benefits company. | WellPoint, Inc.
120 Monument Circle Indianapolis, IN 46204 |
||
James J. Hance, Jr.*
Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Chairman of the Board of Sprint Nextel Corporation | |||
V. Janet Hill*
Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Vice President of Alexander & Associates, Inc., a corporate consulting firm. | Alexander & Associates, Inc.
400 C St. NE, Washington, DC, 20002 |
||
Irvine O. Hockaday, Jr.*
Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Retired | |||
Sven-Christer Nilsson, a
citizen of Sweden* Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Founder/Owner of Ripasso AB, a business advisory company | Ripasso AB Utsiktsvägen 2 SE-260 83 Vejbystrand/Sweden |
||
William R. Nuti*
Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Chairman of the Board, Chief Executive Officer and President of NCR Corporation, a global technology company | NCR Corporation
1700 S. Patterson Blvd. Dayton, OH 45479 |
||
Rodney ONeal* Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Chief Executive Officer and President of Delphi Corporation | Delphi Corporation 5725 Delphi Drive Troy, Michigan 48098-2815 |
* | Director |
Name and Address of Corporation or | ||||
Present Principal Occupation | Other Organization (if different from | |||
Name and Business Address | (principal business of employer) | address provided in Column 1) | ||
Directors |
||||
None managed by: |
||||
SN UHC 4, Inc., |
||||
a Delaware corporation |
||||
c/o Sprint Nextel Corporation |
||||
6200 Sprint Parkway, |
||||
Overland Park, Kansas 66251 |
||||
Executive Officers |
||||
Barry West
|
President of Sprint HoldC, LLC | |||
Sprint Nextel Corporation |
||||
6200 Sprint Parkway, |
||||
Overland Park, Kansas 66251 |
||||
Gregory D. Block
Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Vice President and Treasurer of Sprint HoldCo, LLC | |||
Timothy P. OGrady
Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Vice President and Secretary of Sprint HoldCo, LLC | |||
Christopher J. Gregoire
Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Vice President of Sprint HoldCo, LLC | |||
Charles R. Wunsch
Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Vice President of Sprint HoldCo, LLC | |||
Paget L. Alves
Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Vice President of Sprint HoldCo, LLC |
Name and Address of Corporation or | ||||
Present Principal Occupation | Other Organization (if different from | |||
Name and Business Address | (principal business of employer) | address provided in Column 1) | ||
Keith O. Cowan
Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Vice President of Sprint HoldCo, LLC |
Name and Address of Corporation or | ||||
Present Principal Occupation | Other Organization (if different from | |||
Name and Business Address | (principal business of employer) | address provided in Column 1) | ||
Michael J. Angelakis
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Executive Vice President, Chief Financial Officer |
|||
S. Decker Anstrom*
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
President and Chief Operating Officer of Landmark Communications, Inc. | Landmark Communications, Inc.
150 W. Brambleton Ave. Norfolk, VA 23510 |
||
Kenneth J. Bacon*
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Executive Vice President of Housing and Community Development of Fannie Mae | Fannie Mae
3900 Wisconsin Ave., NW Washington, DC 20016 |
||
Sheldon M. Bonovitz*
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Chairman Emeritus of Duane Morris LLP | Duane Morris LLP 30 South 17th Street Philadelphia, PA 19103 |
||
Arthur R. Block, Esq.
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Senior Vice President, General Counsel and Secretary | |||
Edward D. Breen*
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Chairman and Chief Executive Officer of Tyco International Ltd. | Tyco International US Inc.
9 Roszel Road Princeton, NJ 08540 |
||
Julian A. Brodsky*
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Non-Executive Vice Chairman of the Board of Directors |
Name and Address of Corporation or | ||||
Present Principal Occupation | Other Organization (if different from | |||
Name and Business Address | (principal business of employer) | address provided in Column 1) | ||
Stephen B. Burke
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
President, Comcast Cable Communications; Chief Operating Officer | |||
David L. Cohen
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Executive Vice President | |||
Joseph J. Collins*
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Retired Chairman and Chief Executive Officer of Time Warner Cable; Chairman of Aegis, LLC | 155 Long Neck Point Road Darien, CT 06820 |
||
J. Michael Cook*
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Retired Chairman and Chief Executive Officer of Deloitte & Touche LLP; Member of the Advisory Board of the Securities Regulation Institute; Chairman Emeritus of the Board of Catalyst; Chairman of the Accountability Advisory Panel to the Comptroller General of the United States | 980 Lake Avenue Greenwich, CT 06831 |
||
Gerald L. Hassell*
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
President of The Bank of New York Mellon Corporation | The Bank of New York Mellon
Corporation One Wall Street New York, New York 10286 |
||
Jeffrey A. Honickman*
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Chief Executive Officer of Pepsi-Cola and National Brand Beverages, Ltd. | Pepsi-Cola and National Brand
Beverages, Ltd. 8275 N Route 130 Pennsauken, NJ 08110-1435 |
||
Brian L. Roberts*
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Chairman and Chief Executive Officer | |||
Ralph J. Roberts*
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Chairman of the Executive and Finance Committee of the Board of Directors | |||
Dr. Judith Rodin*
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
President of the Rockefeller Foundation | The Rockefeller Foundation 420 Fifth Ave New York, NY 10018 |
||
Lawrence J. Salva
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Senior Vice President, Chief Accounting Officer and Controller |
Name and Address of Corporation or | ||||
Present Principal Occupation | Other Organization (if different from | |||
Name and Business Address | (principal business of employer) | address provided in Column 1) | ||
Michael I. Sovern*
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Chairman of Sothebys Holdings, Inc.; President Emeritus and Chancellor Kent Professor of Law at Columbia University | Sothebys Holdings, Inc. 1334 York Avenue New York, NY 10021 |
* | Director |
Name and Address of Corporation or | ||||
Present Principal Occupation | Other Organization (if different from | |||
Name and Business Address | (principal business of employer) | address provided in Column 1) | ||
Michael J. Angelakis
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Executive Vice President, Chief Financial Officer |
|||
Arthur R. Block, Esq.*
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Senior Vice President, General Counsel, Secretary and Assistant Treasurer | |||
Stephen B. Burke
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Executive Vice President, Chief Operating Officer |
|||
David L. Cohen
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Executive Vice President, Assistant Secretary | |||
Brian L. Roberts
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
President and Chief Executive Officer | |||
Lawrence J. Salva
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Senior Vice President, Chief Accounting Officer and Controller |
* | Director |
Name and Address of Corporation or | ||||
Present Principal Occupation | Other Organization (if different from | |||
Name and Business Address | (principal business of employer) | address provided in Column 1) | ||
Michael J. Angelakis
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Executive Vice President, Chief Financial Officer |
|||
Arthur R. Block, Esq.*
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Senior Vice President, General Counsel, Secretary and Assistant Treasurer | |||
Stephen B. Burke
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Executive Vice President, Chief Operating Officer |
|||
David L. Cohen
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Executive Vice President, Assistant Secretary | |||
Brian L. Roberts
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
President and Chief Executive Officer | |||
Lawrence J. Salva
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Senior Vice President, Chief Accounting Officer and Controller |
* | Director |
Name and Address of Corporation or | ||||
Present Principal Occupation | Other Organization (if different from | |||
Name and Business Address | (principal business of employer) | address provided in Column 1) | ||
Michael J. Angelakis
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Executive Vice President, Chief Financial Officer |
|||
Arthur R. Block, Esq.*
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Senior Vice President, General Counsel, Secretary and Assistant Treasurer | |||
Stephen B. Burke
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Executive Vice President, Chief Operating Officer |
|||
David L. Cohen
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Executive Vice President, Assistant Secretary | |||
Brian L. Roberts
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
President and Chief Executive Officer | |||
Lawrence J. Salva
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Senior Vice President, Chief Accounting Officer and Controller |
* | Director |
Name and Address of Corporation or | ||||
Present Principal Occupation | Other Organization (if different from | |||
Name and Business Address | (principal business of employer) | address provided in Column 1) | ||
Michael J. Angelakis
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Executive Vice President, Chief Financial Officer |
|||
Arthur R. Block, Esq.*
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Senior Vice President, General Counsel, Secretary and Assistant Treasurer | |||
Stephen B. Burke
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Executive Vice President, Chief Operating Officer |
|||
David L. Cohen
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Executive Vice President, Assistant Secretary | |||
Brian L. Roberts
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
President and Chief Executive Officer | |||
Lawrence J. Salva
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Senior Vice President, Chief Accounting Officer and Controller |
* | Director |
Name and Address of Corporation or | ||||
Present Principal Occupation | Other Organization (if different from | |||
Name and Business Address | (principal business of employer) | address provided in Column 1) | ||
Michael J. Angelakis
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Executive Vice President, Chief Financial Officer |
|||
Arthur R. Block, Esq.*
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Senior Vice President, General Counsel, Secretary and Assistant Treasurer | |||
Stephen B. Burke
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Executive Vice President, Chief Operating Officer |
|||
David L. Cohen
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Executive Vice President, Assistant Secretary | |||
Brian L. Roberts
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
President and Chief Executive Officer | |||
Lawrence J. Salva
Comcast Corporation One Comcast Center Philadelphia, PA 19103-2838 |
Senior Vice President, Chief Accounting Officer and Controller |
* | Director |
Name and Address of Corporation or | ||||
Present Principal Occupation | Other Organization (if different from | |||
Name and Business Address | (principal business of employer) | address provided in Column 1) | ||
Directors |
||||
Jeffrey L. Bewkes
c/o Time Warner Inc. One Time Warner Center New York, NY 10019 |
President and Chief Executive Officer of Time Warner Inc. (media and entertainment) | N/A | ||
Carole Black
c/o Time Warner Cable Inc. 290 Harbor Drive Stamford, CT 06902 |
Retired | N/A | ||
Glenn A. Britt
c/o Time Warner Cable Inc. One Time Warner Center North Tower New York, NY 10019 |
President and Chief Executive Officer and Director of TWC | N/A | ||
Thomas H. Castro
c/o Time Warner Cable Inc. 290 Harbor Drive Stamford, CT 06902 |
Co-Founder and Vice Chairman, Border Media Partners LLC (radio broadcasting) | Border Media Partners LLC 9426 Old Katy Road Building 10 Houston, TX 77055 |
||
David C. Chang
c/o Time Warner Cable Inc. 290 Harbor Drive Stamford, CT 06902 |
Chancellor, Polytechnic University | Polytechnic University 6 Metrotech Center Brooklyn, NY 11201 |
||
James E. Copeland, Jr.
c/o Time Warner Cable Inc. 290 Harbor Drive Stamford, CT 06902 |
Retired | N/A | ||
Peter R. Haje
c/o Time Warner Cable Inc. 290 Harbor Drive Stamford, CT 06902 |
Legal and Business Consultant and Private Investor | N/A |
Name and Address of Corporation or | ||||
Present Principal Occupation | Other Organization (if different from | |||
Name and Business Address | (principal business of employer) | address provided in Column 1) | ||
Don Logan
c/o Time Warner Cable Inc. 290 Harbor Drive Stamford, CT 06902 |
Chairman of the Board of TWC | N/A | ||
N.J. Nicholas, Jr.
c/o Time Warner Cable Inc. 290 Harbor Drive Stamford, CT 06902 |
Investor | N/A | ||
Wayne H. Pace1
c/o Time Warner Cable Inc. 290 Harbor Drive Stamford, CT 06902 |
Retired | N/A | ||
Executive Officers |
||||
Ellen East
c/o Time Warner Cable Inc. One Time Warner Center North Tower New York, NY 10019 |
Executive Vice President, Chief Communications Officer of TWC | N/A | ||
Landel C. Hobbs
c/o Time Warner Cable Inc. One Time Warner Center North Tower New York, NY 10019 |
Chief Operating Officer of TWC | N/A | ||
Michael LaJoie
c/o Time Warner Cable Inc. One Time Warner Center North Tower New York, NY 10019 |
Executive Vice President and Chief Technology Officer of TWC | N/A | ||
Marc Lawrence-Apfelbaum
c/o Time Warner Cable Inc. One Time Warner Center North Tower New York, NY 10019 |
Executive Vice President, General Counsel and Secretary of TWC | N/A | ||
Robert D. Marcus
c/o Time Warner Cable Inc. One Time Warner Center North Tower New York, NY 10019 |
Senior Executive Vice President and Chief Financial Officer of TWC | N/A | ||
Gail G. MacKinnon
c/o Time Warner Cable Inc. One Time Warner Center North Tower New York, NY 10019 |
Executive Vice President and Chief Government Relations Officer of TWC | N/A | ||
Carl U.J. Rossetti
c/o Time Warner Cable Inc. 290 Harbor Drive Stamford, CT 06902 |
Executive Vice President, Corporate Development of TWC | N/A |
Name and Address of Corporation or | ||||
Present Principal Occupation | Other Organization (if different from | |||
Name and Business Address | (principal business of employer) | address provided in Column 1) | ||
Peter C. Stern
c/o Time Warner Cable Inc. 290 Harbor Drive Stamford, CT 06902 |
Executive Vice President & Chief Strategy Officer TWC | N/A |
1 | In connection with an administrative order dated March 21, 2005, Mr. Pace reached a settlement with the Securities and Exchange Commission (the SEC) pursuant to which he agreed, without admitting or denying the SECs allegations, to the entry of an administrative order that he cease and desist from causing violations or future violations of certain reporting provisions of the securities laws; however, he is not subject to any suspension, bar or penalty. |
Page 66 of 79 Pages
Name and Address of | ||||
Corporation or Other | ||||
Present Principal Occupation | Organization (if different from | |||
Name and Business Address | (principal business of employer) | address provided in Column 1) | ||
Directors |
||||
Richard D. Parsons
|
Chairman of the Board of Time Warner Inc. (media and entertainment) | N/A | ||
c/o Time Warner Inc.
|
||||
One Time Warner Center
|
||||
New York, NY 10019-8016 |
||||
Herbert M. Allison, Jr.
|
President and Chief Executive Officer, Fannie Mae (government-sponsored entity to support the U.S. housing and mortgage markets) | N/A | ||
c/o Time Warner Inc.
|
||||
One Time Warner Center
|
||||
New York, NY 10019-8016
|
||||
James L. Barksdale1
|
Chairman and President, Barksdale Management Corporation (private investment management) | Barksdale Management | ||
c/o Time Warner Inc.
|
Corporation | |||
One Time Warner Center
|
800 Woodland Parkway, | |||
New York, NY 10019-8016
|
Suite 118
Ridgland, MS 39157 |
|||
Jeffrey L. Bewkes
|
President and Chief Executive Officer of Time Warner Inc. (media and entertainment) | N/A | ||
c/o Time Warner Inc.
|
||||
One Time Warner Center
|
||||
New York, NY 10019-8016
|
||||
Stephen F. Bollenbach
|
Former Co-Chairman and Chief Executive Officer of Hilton Hotels Corporation | N/A | ||
c/o Time Warner Inc.
|
||||
One Time Warner Center
|
||||
New York, NY 10019-8016 |
||||
Frank J. Caufield
|
Co-Founder and Partner Emeritus, Kleiner Perkins Caufield & Byers (venture capital firm) | Kleiner Perkins Caufield & | ||
c/o Time Warner Inc.
|
Byers 2750 Sand Hill Road | |||
One Time Warner Center
|
Menlo Park, CA 94025 | |||
New York, NY 10019-8016
|
1 | Mr. Barksdale beneficially owned 100,000 shares of Old Clearwire Class A Common Stock as of November 25, 2008. |
Page 67 of 79 Pages
Name and Address of | ||||
Corporation or Other | ||||
Present Principal Occupation | Organization (if different from | |||
Name and Business Address | (principal business of employer) | address provided in Column 1) | ||
Robert C. Clark
|
Distinguished Service Professor, Harvard University | Harvard Law School | ||
c/o Time Warner Inc.
|
1563 Massachusetts Avenue | |||
One Time Warner Center
|
Cambridge, MA 02138 | |||
New York, NY 10019-8016 |
||||
Mathias Döpfner, a citizen of
the Federal Republic of Germany
|
Chairman and Chief Executive Officer and Head of Newspapers Division, Axel Springer AG, (newspaper and magazine publishing) | Axel Springer AG Axel-Springer-Straße 65 10888 Berlin |
||
c/o Time Warner Inc.
|
||||
One Time Warner Center
|
||||
New York, NY 10019-8016
|
||||
Jessica P. Einhorn
|
Dean, Paul H. Nitze School of Advanced International Studies (SAIS), The Johns Hopkins University | Paul H. Nitze School of | ||
c/o Time Warner Inc.
|
Advanced International Studies | |||
One Time Warner Center
|
(SAIS), | |||
New York, NY 10019-8016
|
The Johns Hopkins University | |||
1740 Massachusetts Avenue, NW, | ||||
Washington, D.C. 20036 | ||||
Reuben Mark
|
Chairman, Colgate-Palmolive Company (consumer products) | Colgate-Palmolive Company | ||
c/o Time Warner Inc.
|
300 Park Avenue | |||
One Time Warner Center
|
11th Floor | |||
New York, NY 10019-8016
|
New York, NY 10022-7499 | |||
Michael A. Miles
|
Special Limited Partner, Forstmann Little & Company (private equity) | Forstmann Little & Company | ||
c/o Time Warner Inc.
|
767 Fifth Avenue | |||
One Time Warner Center
|
New York, NY 10153 | |||
New York, NY 10019-8016 |
||||
Kenneth J. Novack2
|
Senior Counsel, Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, PC | Mintz, Levin, Cohn, Ferris, | ||
c/o Time Warner Inc.
|
Glovsky and Popeo, PC | |||
One Time Warner Center
|
Chrysler Center | |||
New York, NY 10019-8016
|
666 Third Avenue | |||
New York, NY 10017 | ||||
Deborah C. Wright
|
Chairman, President and Chief Executive Officer, Carver Bancorp, Inc. and Carver Federal Savings Bank | Carver Bancorp, Inc. | ||
c/o Time Warner Inc.
|
75 West 125th Street | |||
One Time Warner Center
|
New York, NY 10027-4512 | |||
New York, NY 10019-8016
|
||||
Executive Officers |
||||
Edward I. Adler
|
Executive Vice President, Corporate Communications, Time Warner Inc. (media and entertainment) | |||
c/o Time Warner Inc.
|
||||
One Time Warner Center
|
||||
New York, NY 10019-8016
|
||||
Paul T. Cappuccio
|
Executive Vice President and General Counsel, Time Warner Inc. (media and entertainment) | |||
c/o Time Warner Inc.
|
||||
One Time Warner Center
|
||||
New York, NY 10019-8016
|
||||
Patricia Fili-Krushel
|
Executive Vice President, Administration, Time Warner Inc. (media and entertainment) | |||
c/o Time Warner Inc.
|
||||
One Time Warner Center
|
||||
New York, NY 10019-8016
|
2 | Mr. Novack beneficially owned 151 shares of Old Clearwire Class A Common Stock as of November 25, 2008. |
Page 68 of 79 Pages
Name and Address of | ||||
Corporation or Other | ||||
Present Principal Occupation | Organization (if different from | |||
Name and Business Address | (principal business of employer) | address provided in Column 1) | ||
John K. Martin, Jr. |
Executive Vice President and Chief Financial Officer, Time Warner Inc. (media and entertainment) | |||
c/o Time Warner Inc. |
||||
One Time Warner Center |
||||
New York, NY 10019-8016 |
||||
Carol A. Melton |
Executive Vice President, Global Public Policy, Time Warner Inc. (media and entertainment) | |||
c/o Time Warner Inc. |
||||
One Time Warner Center |
||||
New York, NY 10019-8016 |
||||
Olaf Olafsson, a citizen of the Republic of Iceland |
Executive Vice President, Time Warner Inc. (media and entertainment) | |||
c/o Time Warner Inc. |
||||
One Time Warner Center |
||||
New York, NY 10019-8016 |
Page 69 of 79 Pages
Name and Address of Corporation | ||||
Present Principal Occupation | or Other Organization (if different | |||
(principal business of | from address provided in Column | |||
Name and Business Address | employer) | 1) | ||
Directors |
||||
This entity has no directors |
||||
Executive Officers |
||||
Glenn A. Britt |
President | N/A | ||
c/o Time Warner Inc. |
||||
One Time Warner Center |
||||
North Tower |
||||
New York, NY 10019 |
||||
Robert D. Marcus
|
Senior Executive Vice President | N/A | ||
c/o Time Warner Inc. |
||||
One Time Warner Center North Tower |
||||
New York, NY 10019 |
||||
Marc Lawrence-Apfelbaum
|
Executive Vice President & Secretary | N/A | ||
c/o Time Warner Cable Inc. |
||||
One Time Warner Center |
||||
North Tower |
||||
New York, NY 10019 |
||||
Carl U. J. Rossetti
|
Executive Vice President, Corporate | N/A | ||
c/o Time Warner Cable Inc. |
Development | |||
290 Harbor Drive |
||||
Stamford, CT 06902 |
Page 70 of 79 Pages
Name and Address of Corporation | ||||
Present Principal Occupation | or Other Organization (if different | |||
(principal business of | from address provided in Column | |||
Name and Business Address | employer) | 1) | ||
Directors |
||||
This entity has no directors |
||||
Executive Officers |
||||
Glenn A. Britt |
President | N/A | ||
c/o Time Warner Inc. |
||||
One Time Warner Center |
||||
North Tower |
||||
New York, NY 10019 |
||||
Robert D. Marcus
|
Senior Executive Vice President | N/A | ||
c/o Time Warner Inc. |
||||
One Time Warner Center |
||||
North Tower |
||||
New York, NY 10019 |
||||
Marc Lawrence-Apfelbaum
|
Executive Vice President & Secretary | N/A | ||
c/o Time Warner Cable Inc.
|
||||
One Time Warner Center |
||||
North Tower |
||||
New York, NY 10019 |
||||
Carl U. J. Rossetti
|
Executive Vice President, Corporate | N/A | ||
c/o Time Warner Cable Inc. |
Development | |||
290 Harbor Drive |
||||
Stamford, CT 06902 |
Page 71 of 79 Pages
Name and Address of Corporation | ||||
Present Principal Occupation | or Other Organization (if different | |||
(principal business of | from address provided in Column | |||
Name and Business Address | employer) | 1) | ||
Directors |
||||
This entity has no directors |
||||
Executive Officers |
||||
Glenn A. Britt |
President | N/A | ||
c/o Time Warner Inc. |
||||
One Time Warner Center |
||||
North Tower |
||||
New York, NY 10019 |
||||
Robert D. Marcus
|
Senior Executive Vice President | N/A | ||
c/o Time Warner Inc. |
||||
One Time Warner Center |
||||
North Tower |
||||
New York, NY 10019 |
||||
Marc Lawrence-Apfelbaum |
Executive Vice President & Secretary | N/A | ||
c/o Time Warner Cable Inc. |
||||
One Time Warner Center |
||||
North Tower |
||||
New York, NY 10019 |
||||
Carl U. J. Rossetti |
Executive Vice President, Corporate | N/A | ||
c/o Time Warner Cable Inc. |
Development | |||
290 Harbor Drive |
||||
Stamford, CT 06902 |
Page 72 of 79 Pages
Name and Address of Corporation | ||||
Present Principal Occupation | or Other Organization (if different | |||
(principal business of | from address provided in Column | |||
Name and Business Address | employer) | 1) | ||
Directors |
||||
This entity has no directors |
||||
Executive Officers |
||||
Glenn A. Britt
|
President | N/A | ||
c/o Time Warner Inc. |
||||
One Time Warner Center |
||||
North Tower |
||||
New York, NY 10019 |
||||
Robert D. Marcus |
Senior Executive Vice President | N/A | ||
c/o Time Warner Inc. |
||||
One Time Warner Center |
||||
North Tower |
||||
New York, NY 10019 |
||||
Marc Lawrence-Apfelbaum |
Executive Vice President & Secretary | N/A | ||
c/o Time Warner Cable Inc. |
||||
One Time Warner Center |
||||
North Tower |
||||
New York, NY 10019 |
||||
Carl U. J. Rossetti |
Executive Vice President, Corporate | N/A | ||
c/o Time Warner Cable Inc. |
Development | |||
290 Harbor Drive |
||||
Stamford, CT 06902 |
Page 73 of 79 Pages
Name and Address of | ||||
Corporation or Other | ||||
Present Principal Occupation | Organization (if different from | |||
Name and Business Address | (principal business of employer) | address provided in Column 1) | ||
Directors |
||||
None managed by |
||||
Advance/Newhouse Partnership |
||||
Officers |
||||
Robert J. Miron |
Chairman | |||
Bright House Networks, LLC |
||||
5000 Campuswood Drive |
||||
E. Syracuse, NY 13057 |
||||
Steven A. Miron |
Chief Executive Officer | |||
Bright House Networks, LLC |
||||
5000 Campuswood Drive |
||||
E. Syracuse, NY 13057 |
||||
Naomi M. Bergman
|
President | |||
Bright House Networks, LLC |
||||
5000 Campuswood Drive |
||||
E. Syracuse, NY 13057 |
||||
William A. Futera |
Executive Vice President/Chief Financial | |||
Bright House Networks, LLC |
Officer | |||
5000 Campuswood Drive |
||||
E. Syracuse, NY 13057 |
Page 74 of 79 Pages
Name and Address of | ||||
Corporation or Other | ||||
Present Principal Occupation | Organization (if different from | |||
Name and Business Address | (principal business of employer) | address provided in Column 1) | ||
Directors |
||||
None managed by BHN |
||||
Officers |
||||
Robert J. Miron |
Chairman | |||
Bright House Networks, LLC |
||||
5000 Campuswood Drive |
||||
E. Syracuse, NY 13057 |
||||
Steven A. Miron
|
Chief Executive Officer | |||
Bright House Networks, LLC |
||||
5000 Campuswood Drive |
||||
E. Syracuse, NY 13057 |
||||
Naomi M. Bergman
|
President | |||
Bright House Networks, LLC |
||||
5000 Campuswood Drive |
||||
E. Syracuse, NY 13057 |
||||
William A. Futera |
Executive Vice President/Chief Financial | |||
Bright House Networks, LLC |
Officer | |||
5000 Campuswood Drive |
||||
E. Syracuse, NY 13057 |
Page 75 of 79 Pages
Name and Address of | ||||
Corporation or Other | ||||
Present Principal Occupation | Organization (if different from | |||
Name and Business Address | (principal business of employer) | address provided in Column 1) | ||
Directors |
||||
Robert J. Miron
|
Chairman/CEO of Bright House Networks, LLC | |||
c/o Bright House Networks, LLC
|
||||
5000 Campuswood Drive |
||||
E. Syracuse, NY 13057 |
||||
S.I. Newhouse, Jr.
|
Chairman of the Board of Advance Publications, Inc. (media and publications) | |||
4 Times Square
|
||||
New York, NY 10036
|
||||
Donald E. Newhouse
|
President of Advance Publications, Inc. (media and publications) | |||
4 Times Square
|
||||
New York, NY 10036
|
||||
Officers |
||||
Donald E. Newhouse
|
President of Advance Publications, Inc. (media and publications) | |||
4 Times Square
|
||||
New York, NY 10036
|
Page 76 of 79 Pages
Name and Address of Corporation or | ||||
Present Principal Occupation | Other Organization (if different from | |||
Name and Business Address | (principal business of employer) | address provided in Column 1) | ||
Eric Schmidt*
|
Chairman of the Board of Directors and Chief Executive Officer of Google | |||
Google Inc.
|
||||
1600 Amphitheatre Parkway
|
||||
Mountain View, CA 94043 |
||||
Larry Page*
|
President, Products of Google | |||
Google Inc. |
||||
1600 Amphitheatre Parkway |
||||
Mountain View, CA 94043 |
||||
Sergey Brin*
|
President, Technology of Google | |||
Google Inc. |
||||
1600 Amphitheatre Parkway |
||||
Mountain View, CA 94043 |
||||
Patrick Pichette, a citizen of Canada
|
Senior Vice President and Chief Financial Officer of Google | |||
Google Inc. |
||||
1600 Amphitheatre Parkway |
||||
Mountain View, CA 94043 |
||||
Jonathan Rosenberg
|
Senior Vice President, Product Management of Google | |||
Google Inc.
|
||||
1600 Amphitheatre Parkway |
||||
Mountain View, CA 94043 |
||||
Omid Kordestani
|
Senior Vice President, Global Sales & Business Development of Google | |||
Google Inc.
|
||||
1600 Amphitheatre Parkway
|
||||
Mountain View, CA 94043 |
||||
Alan Eustace
|
Senior Vice President, Engineering & Research of Google | |||
Google Inc.
|
||||
1600 Amphitheatre Parkway |
||||
Mountain View, CA 94043 |
Page 77 of 79 Pages
Name and Address of Corporation or | ||||
Present Principal Occupation | Other Organization (if different from | |||
Name and Business Address | (principal business of employer) | address provided in Column 1) | ||
David C. Drummond1
|
Senior Vice President of Corporate Development, Chief Legal Officer and Secretary of Google | |||
Google Inc.
|
||||
1600 Amphitheatre Parkway
|
||||
Mountain View, CA 94043
|
||||
Shona L. Brown, a citizen of
Canada and the United Kingdom
|
Senior Vice President, Business Operations of Google | |||
1600 Amphitheatre Parkway |
||||
Mountain View, CA 94043 |
||||
L. John Doerr*
|
General Partner of Kleiner Perkins Caufield & Byers, a venture capital firm | Kleiner Perkins Caufield & Byers | ||
Google Inc.
|
2750 Sand Hill Road | |||
1600 Amphitheatre Parkway
|
Menlo Park, CA 94025 | |||
Mountain View, CA 94043 |
||||
John L. Hennessy*
|
President of Stanford University | Stanford University | ||
Google Inc.
|
Office of the President | |||
1600 Amphitheatre Parkway
|
Building 10 | |||
Mountain View, CA 94043
|
Stanford University | |||
Stanford, CA 94305-2061 | ||||
Arthur D. Levinson*
|
Chief Executive Officer of Genentech, Inc., a biotechnology company | Genentech, Inc. | ||
Google Inc.
|
1 DNA Way | |||
1600 Amphitheatre Parkway
|
South San Francisco, CA 94080-4990 | |||
Mountain View, CA 94043 |
||||
Ann Mather* , a
citizen of the United Kingdom
|
||||
Google Inc. |
||||
1600 Amphitheatre Parkway |
||||
Mountain View, CA 94043 |
||||
Paul S. Otellini*
|
Chief Executive Officer and President of Intel Corporation, a semiconductor chip maker | Intel Corporation | ||
Google Inc.
|
2200 Mission College Blvd. | |||
1600 Amphitheatre Parkway
|
Santa Clara, CA 95054-1549 | |||
Mountain View, CA 94043 |
||||
K. Ram Shriram*
|
Managing Partner of Sherpalo Ventures, a venture capital firm | Sherpalo Ventures | ||
Google Inc.
|
2725 Sand Hill Road | |||
1600 Amphitheatre Parkway
|
Suite 120 | |||
Mountain View, CA 94043
|
Menlo Park, CA 94025 |
Page 78 of 79 Pages
Name and Address of Corporation or | ||||
Present Principal Occupation | Other Organization (if different from | |||
Name and Business Address | (principal business of employer) | address provided in Column 1) | ||
Shirley M. Tilghman*, a citizen of Canada
|
President of Princeton University | Office of the President | ||
Google Inc.
|
1 Nassau Hall | |||
1600 Amphitheatre Parkway
|
Princeton University | |||
Mountain View, CA 94043
|
Princeton, NJ 08544 |
* | Director | |
1 | In January 2005, in connection with an investigation by the SEC and the California Corporations Commissioner (the CCC) concerning the grant of certain stock options, Google and Mr. Drummond, without admitting or denying the SECs or the CCCs allegations, agreed to (i) the entry of a final judgment by the SEC enjoining them from causing violations or future violations of certain federal securities laws and (ii) the entry of a Consent Order by the CCC to desist and refrain from further violations of certain California securities laws. | |
In July 2007, in connection with a civil action filed by the SEC related to SmartForces alleged overstatement of its revenue and net income, Mr. Drummond, without admitting or denying the SECs allegations, agreed to the entry of a final judgment that required him to pay a civil penalty of $125,000. In connection with the related administrative proceeding, Mr. Drummond, without admitting or denying the SECs allegations, agreed to (i) pay total disgorgement and prejudgment interest of approximately $574,000 and (ii) the entry of an administrative order enjoining him from committing or causing any violations or future violations of certain reporting and internal accounting control provisions of the securities laws. |
Page 79 of 79 Pages
Exhibit | Description | |
99.1
|
Transaction Agreement and Plan of Merger, dated as of May 7, 2008, by and among Sprint Nextel Corporation, Clearwire Corporation, Comcast Corporation, Time Warner Cable Inc., Bright House Networks, LLC, Google Inc., and Intel Corporation (incorporated herein by reference to Exhibit 2.1 of Clearwire Corporations Current Report on Form 8-K filed May 7, 2008) (File No. 001-33349). | |
99.2
|
Amendment No. 1 to the Transaction Agreement and Plan of Merger, dated as of November 21, 2008, by and among Sprint Nextel Corporation, Clearwire Corporation, Comcast Corporation, Time Warner Cable Inc., Bright House Networks, LLC, Google Inc., and Intel Corporation (incorporated herein by reference to Exhibit 2.1 of Clearwire Corporations Current Report on Form 8-K filed December 1, 2008). | |
99.3
|
Equityholders Agreement, dated as of November 28, 2008, by and among Clearwire Corporation, Sprint HoldCo, LLC, Eagle River Holdings, LLC, Intel Capital Wireless Investment Corporation 2008A, Intel Capital Wireless Investment Corporation 2008B, Intel Capital Wireless Investment Corporation 2008C, Intel Capital Corporation, Intel Capital (Cayman) Corporation, Middlefield Ventures, Inc., Comcast Wireless Investment I, Inc., Comcast Wireless Investment II, Inc., Comcast Wireless Investment III, Inc., Comcast Wireless Investment IV, Inc., Comcast Wireless Investment V, Inc., Google Inc., TWC Wireless Holdings I LLC, TWC Wireless Holdings II LLC, TWC Wireless Holdings III LLC, BHN Spectrum Investments, LLC and, for the limited purpose of Sections 2.13, 2.14, 2.15 and Article 4, Sprint Nextel Corporation (incorporated herein by reference to Exhibit 4.1 of Clearwire Corporations Current Report on Form 8-K filed December 1, 2008). | |
99.4
|
Strategic Investor Agreement, dated as of November 28, 2008, by and among Comcast Wireless Investment I, Inc., Comcast Wireless Investment II, Inc., Comcast Wireless Investment III, Inc., Comcast Wireless Investment IV, Inc., Comcast Wireless Investment V, Inc., TWC Wireless Holdings I LLC, TWC Wireless Holdings II LLC, TWC Wireless Holdings III LLC, BHN Spectrum Investments, LLC, Google Inc., Comcast Corporation, Time Warner Cable Inc. and Bright House Networks, LLC. | |
99.5
|
Registration Rights Agreement, dated as of November 28, 2008, among Clearwire Corporation, Sprint Nextel Corporation, Eagle River Holdings, LLC, Intel Corporation, Comcast Corporation, Google Inc., Time Warner Cable Inc. and BHN Spectrum Investments LLC (incorporated herein by reference to Exhibit 4.2 of Clearwire Corporations Current Report on Form 8-K filed December 1, 2008). | |
99.6
|
Amended and Restated Operating Agreement of Clearwire Communications LLC, dated as of November 28, 2008 (incorporated herein by reference to Exhibit 10.1 of Clearwire Corporations Current Report on Form 8-K filed December 1, 2008). | |
99.7
|
Joint Filing Agreement, dated as of November 28, 2008, among the Reporting Persons and, solely for purposes of Sections 7, 8, 9 and 10, the Intel Entities, Intel Capital, Intel Cayman and Middlefield. |