UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 13)*
BALDWIN TECHNOLOGY COMPANY, INC.
--------------------------------
(NAME OF ISSUER)
CLASS A COMMON STOCK
--------------------------------
(TITLE OF CLASS OF SECURITIES)
058264-10-2
-------------------
(CUSIP NUMBER)
Check the following box if a fee is being paid with this statement (A fee is not
required only if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7).
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities; and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
(Continued on following pages)
Page 1 of 5
CUSIP NO. 058264-10-2 13G
--------------------------------------------------------------------------------
[1] NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
AKIRA HARA
--------------------------------------------------------------------------------
[2] CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:*
[ ] (a) [ ] (b)
--------------------------------------------------------------------------------
[3] SEC USE ONLY
--------------------------------------------------------------------------------
[4] CITIZENSHIP OR PLACE OF ORGANIZATION
JAPANESE
--------------------------------------------------------------------------------
NUMBER OF : [5] SOLE VOTING POWER
: 1,093,018 (ITEM 4)
SHARES :------------------------------------------------
: [6] SHARED VOTING POWER
BENEFICIALLY : NONE
:------------------------------------------------
OWNED BY : [7] SOLE DISPOSITIVE POWER
: 1,093,018 (ITEM 4)
EACH :------------------------------------------------
: [8] SHARED DISPOSITIVE POWER
REPORTING PERSON : NONE
-------------------------------:------------------------------------------------
[9] AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,093,018 (ITEM 4)
--------------------------------------------------------------------------------
[10] CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN
SHARES* [ ]
--------------------------------------------------------------------------------
[11] PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
APPROXIMATELY 8.2%
--------------------------------------------------------------------------------
[12] TYPE OF REPORTING PERSON*
INDIVIDUAL
--------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 2 of 5
ITEM 1(a) NAME OF ISSUER:
Baldwin Technology Company, Inc.
ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
12 Commerce Drive, Shelton, CT 06484
ITEM 2(a) NAME OF PERSON FILING:
Akira Hara
ITEM 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
c/o Baldwin Japan Ltd.
4-34 Toyo 2-chome
Kohtoh-ku, Tokyo 135
Japan
ITEM 2(c) CITIZENSHIP: Japanese
ITEM 2(d) TITLE OF CLASS OF SECURITIES:
Class A Common Stock
ITEM 2(e) CUSIP NUMBER: 058264-10-2
ITEM 3. N/A. Person filing this Amendment is not an entity listed in
this Item.
ITEM 4. OWNERSHIP:
(a) As of December 31, 2003, Mr. Akira Hara owns
1,093,018 shares of Class A Common Stock, including
634,418 shares owned directly; 260,600 shares which
he has a right to receive upon conversion of 260,000
shares of Class B Common Stock; 128,000 shares which
he has the right to acquire upon the exercise of
stock options exercisable within 60 days; and 70,000
shares which he has a right to acquire/receive upon
exercise of stock options exercisable within 60 days
and conversion of 70,000 shares of Class B Common
Stock.
Page 3 of 5
(b) PERCENT OF CLASS: 8.2%
(c) Mr. Akira Hara has sole power to vote, dispose and
direct the disposition of all 1,093,018 shares which
he beneficially owns.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.
Not Applicable
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER
PERSON.
Not Applicable
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING
COMPANY.
Not Applicable
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
Not Applicable
ITEM 9. NOTICE OF DISSOLUTION OF GROUP.
Not Applicable
ITEM 10. CERTIFICATION.
Not Applicable
Page 4 of 5
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 11, 2004 /s/ Akira Hara
------------------------------------
Akira Hara
Page 5 of 5