UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
Pogo Producing Company
----------------------
(Name of Issuer)
Common Stock, par value $1.00 per share
---------------------------------------
(Title of Class of Securities)
730448107
---------
(CUSIP Number)
Mark Rosenbaum
Goelet, LLC
425 Park Avenue
28th Floor
New York, New York 10022
Telephone: (212) 588-9555
---------------------------------------------------------------
(Name, Address and Telephone Number of Persons Authorized
to Receive Notices and Communications)
Copy to:
Peter J. Rooney, Esq.
Shearman & Sterling
599 Lexington Avenue
New York, New York 10022
Telephone: (212) 848-4000
March 14, 2001
---------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the
following box [__].
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. Seess. 240.13d-7(b) for other
parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
1
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under Agreement dated August 26, 1930 f/b/o
Beatrice G. Manice
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
State of New York
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,615,816
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,615,816
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
23.6%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
2
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under Agreement dated July 27, 1935 f/b/o
Beatrice G. Manice
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
State of Rhode Island
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,615,816
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,615,816
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
23.6%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
3
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under the Will of Robert Walton Goelet for the
benefit of Beatrice G. Manice
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
State of Rhode Island
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,615,816
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,615,816
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
23.6%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
4
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under Agreement dated August 26, 1930 f/b/o
Robert G. Goelet
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
State of New York
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,615,816
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,615,816
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
23.6%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
5
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under Agreement dated July 27, 1935 f/b/o
Robert G. Goelet
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
State of Rhode Island
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,615,816
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,615,816
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
23.6%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
6
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under the Will of Robert Walton Goelet f/b/o
Robert G. Goelet
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
State of Rhode Island
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,615,816
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,615,816
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
23.6%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
7
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under Agreement dated July 27, 1935 f/b/o
Francis Goelet
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
State of Rhode Island
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,615,816
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,615,816
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
23.6%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
8
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under Agreement dated December 18, 1931 f/b/o
John Goelet
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
State of New York
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,615,816
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,615,816
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
23.6%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
9
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under Agreement dated December 17, 1976 f/b/o
grandchildren of John Goelet
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
State of New York
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,615,816
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,615,816
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
23.6%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
10
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under Agreement dated July 27, 1935 f/b/o
John Goelet
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
State of Rhode Island
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,615,816
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,615,816
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
23.6%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
11
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under the Will of Robert Walton Goelet f/b/o
John Goelet
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
State of Rhode Island
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,615,816
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,615,816
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
23.6%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
12
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Robert G. Goelet
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,615,816
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,615,816
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
23.6%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
13
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
John H. Manice
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,615,816
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,615,816
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
23.6%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
14
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under Agreement dated September 4, 1980 f/b/o
Anne de La Haye Jousselin
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
State of New York
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,615,816
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,615,816
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
23.6%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
15
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Robert G. Manice
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,615,816
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,615,816
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
23.6%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
16
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Amelia M. Berkowitz
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,615,816
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,615,816
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
23.6%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
17
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Pamela Manice
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,615,816
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,615,816
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
23.6%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
18
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Alexandra Gardiner Goelet
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,615,816
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,615,816
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
23.6%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
19
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Robert Gardiner Goelet
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,615,816
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,615,816
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
23.6%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
20
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Philip Goelet
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,615,816
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,615,816
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
23.6%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
21
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Christopher Goelet
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,615,816
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,615,816
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
23.6%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
22
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Gilbert Kerlin
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,615,816
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,615,816
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
23.6%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
23
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Windward Oil & Gas Corporation
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,615,816
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,615,816
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
23.6%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
CO
--------------------------------------------------------------------------------
24
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Arthur N. Field
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,615,816
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,615,816
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
23.6%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
25
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Alexandra C. Goelet
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,615,816
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,615,816
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
23.6%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
26
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Henrietta Goelet
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America and United Kingdom
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,615,816
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,615,816
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
23.6%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
27
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Edmond de La Haye Jousselin
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
France
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,615,816
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,615,816
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
23.6%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
28
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Robert S. Rich
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,615,816
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,615,816
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
23.6%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
29
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Goelet, LLC
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
State of Delaware
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,615,816
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,615,816
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
23.6%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
30
Item 1. Security and Issuer
The class of equity securities to which this joint statement on
Schedule 13D relates is the common stock, par value $1.00 per share (the "Pogo
Common Stock" or the "Shares") of Pogo Producing Company, a Delaware corporation
("Pogo") with its principal executive offices at 5 Greenway Plaza, Suite 2700,
Houston, Texas 77046.
Item 2. Identity and Background
This statement is filed on behalf of the group of former shareholders
of NORIC Corporation, a New York corporation ("NORIC"), consisting of certain
trusts for the benefit of the descendants of Robert Walton Goelet, the trustees
of such trusts, as well as Arthur Field, Gilbert Kerlin and his affiliate,
Windward Oil & Gas Corporation, a Delaware corporation, all listed below
(collectively, the "Group"). If no address is given, the person's business
address is c/o Goelet, LLC, 425 Park Avenue, 28th floor, New York, New York
10022.
Robert G. Goelet, Philip Goelet, Edmond de La Haye Jousselin, John H.
Manice and Pamela Manice are trustees of the following trusts for the benefit of
Beatrice G. Manice: (i) Trust under Agreement dated August 26, 1930, (ii) Trust
under Agreement dated July 27, 1935, and (iii) Trust under the Will of Robert
Walton Goelet.
Alexandra C. Goelet, Philip Goelet and Edmond de La Haye Jousselin are
trustees of the following trusts for the benefit of Robert G. Goelet: (i) Trust
under Agreement dated August 26, 1930, (ii) Trust under Agreement dated July 27,
1935 and (iii) Trust under the Will of Robert Walton Goelet. In addition, Robert
G. Goelet is a trustee of the trust under the Will of Robert Walton Goelet for
the benefit of Robert G. Goelet.
Robert G. Goelet, Philip Goelet and Edmond de La Haye Jousselin are
trustees of the trust under Agreement dated July 27, 1935 for the benefit of
Francis Goelet.
Robert G. Goelet, Christopher Goelet, Philip Goelet, Edmond de La Haye
Jousselin and Robert S. Rich are trustees of the following trusts for the
benefit of John Goelet: (i) Trust under Agreement dated December 18, 1931, (ii)
Trust under Agreement dated July 27, 1935 and (iii) Trust under the Will of
Robert Walton Goelet.
Henrietta Goelet and Robert S. Rich are trustees of the trust under
Agreement dated December 17, 1976 for the benefit of grandchildren of John
Goelet.
Amelia M. Berkowitz, Robert G. Goelet, Philip Goelet and Edmond de La
Haye Jousselin are trustees of the trust under Agreement dated September 4, 1980
for the benefit of Anne de La Haye Jousselin.
Robert G. Goelet is the Chairman of Goelet, LLC.
John H. Manice is a consultant at Strategen, LLC, located at 405 Park
Avenue, Suite 1701, New York, NY 10022. Strategen, LLC is engaged in the
business of healthcare consulting.
Robert G. Manice is a self-employed artist. His business address is 305
Newbury Street, Boston, MA 02116.
Pamela Manice is an educator.
31
Alexandra Gardiner Goelet is an investment banker at JP Morgan Chase &
Co., located at 270 Park Avenue, New York, NY 10017. JP Morgan Chase & Co. is
engaged in the business of financial services and banking.
Robert Gardiner Goelet is a full-time student.
Philip Goelet is an executive at Red Abbey, LLC, located at 2330 West
Joppa Road, Suite 330, Lutherville, MD 21093. Red Abbey, LLC is engaged in the
business of biotechnology investment and management.
Christopher Goelet is an executive at Red Abbey, LLC, located at 2330
West Joppa Road, Suite 330, Lutherville, MD 21093. Red Abbey, LLC is engaged in
the business of biotechnology investment and management.
Gilbert Kerlin is an attorney at the law firm of Shearman & Sterling,
located at 599 Lexington Avenue, New York, NY 10022.
Windward Oil & Gas Corporation, a Delaware corporation, is engaged in
the business of oil and gas exploration and development, with the address of its
principal business at 4605 Post Oak Place Drive, Suite 220, Houston, Texas
77027. The names of the executive officers of Windward Oil & Gas Corporation are
set forth below:
Gilbert Kerlin Director and President
Randall K. Sadler Director, Secretary and Tressurer
Michael Becci Director
James A. Winne Director
Arthur N. Field is an attorney at the law firm Shearman & Sterling
located at 599 Lexington Avenue, New York, New York 10022.
Amelia M. Berkowitz, Alexandra C. Goelet and Henrietta Goelet are
homemakers.
Edmond de La Haye Jousselin is an executive at Worms Asset Management,
located at 55 Rue de La Boetie, Paris 75008, France. Worms Asset Management is
engaged in the financial services business.
Robert S. Rich is an executive at The Antelope Company, located at 555
Seventeenth Street, Suite 2400, Denver, CO 80202. The Antelope Company is
engaged in the management services business.
Goelet, LLC is a Delaware limited liability company engaged in the
business of financial services and management. The names of the executive
officers of Goelet, LLC are set forth below:
Robert W. Kiley President and Chief Operating
Officer
Mark Rosenbaum Vice President, Chief Financial
Officer, Treasurer and
Assistant Secretary
32
During the last five years, none of the members of the Group or the
executive officers of Goelet, LLC has been convicted in a criminal proceeding
(excluding traffic violations or similar misdemeanors) nor been a party to a
civil proceeding of a judicial or administrative body of competent jurisdiction
as a result of which such person was or is subject to a judgment, decree or
final order enjoining future violations of, or prohibiting or mandating
activities subject to federal or state securities law or finding any violations
with respect to such laws.
For item (f), see cover pages 2 through 30.
Item 3. Source and Amount of Funds and Other Consideration
Members of the Group acquired beneficial ownership of 12,615,816 shares
of Pogo Common Stock in connection with the merger of NORIC with and into Pogo
(the "Merger") consummated on March 14, 2001 pursuant to the Agreement and Plan
of Merger, dated November 19, 2000, among Pogo, NORIC, and shareholders of NORIC
(the "Merger Agreement") in exchange for all of the outstanding shares of NORIC
that they surrendered in the Merger.
Item 4. Purpose of Transaction
Members of the Group acquired beneficial ownership of 12,615,816 shares
of Pogo Common Stock in connection with the Merger in exchange for the shares
that members of the Group held in NORIC. Members of the Group acquired the Pogo
Common Stock solely for investment purposes and they currently have no plans or
proposals that relate to or would result in any of the actions set forth in
parts (a) through (j) of Item 4.
In addition, members of the Group entered into a Standstill and Voting
Agreement with Pogo, dated March 14, 2001 (the "Standstill and Voting
Agreement") whereby members of the Group agreed, among others, not to acquire
additional Pogo Common Stock, not to propose extraordinary corporate
transactions, not to seek to change the board of directors of Pogo and to vote
all their Pogo Common Stock in accordance with the recommendation of the board
of directors of Pogo or in equal proportion to the votes cast by other Pogo
shareholders.
Item 5. Interest in Securities of the Issuer
(a) In the aggregate, the Group beneficially owns 12,615,816 shares of
Pogo Common Stock, representing 23.6% of the outstanding Pogo Common Stock.
(b) The Registration Rights Agreement, dated March 14, 2001, among Pogo
and members of the Group (the "Registration Rights Agreement"), requires the
members of the Group to cooperate with respect to the disposition of their
shares on the public markets, therefore the members of the Group have shared
dispositive power with respect to all 12,615,816 shares and sole dispositive
power with respect to none of the shares. The Standstill and Voting Agreement
requires the group to vote their shares either (i) in accordance with the
recommendation of the board of directors of Pogo or (ii) in equal proportion to
the votes cast by Pogo shareholders that are not members of the Group.
Therefore, the members of the Group have sole voting power with respect to none
of the Shares and shared voting power with respect to none of the Shares.
Each member of the Group disclaims beneficial ownership of the Shares
not owned by either (i) such member, (ii) a trust of which such member is a
trustee or (iii) a controlled affiliate
33
of such member. Accordingly, (1) the Trust under Agreement dated August 26, 1930
for the benefit of Beatrice G. Manice disclaims beneficial ownership of
10,837,262 Shares, (2) the Trust under Agreement dated July 27, 1935 for the
benefit of Beatrice G. Manice disclaims beneficial ownership of 12,044,138
Shares, (3) the Trust under the Will of Robert Walton Goelet for the benefit of
Beatrice G. Manice disclaims beneficial ownership of 12,234,697 Shares, (4) the
Trust under Agreement dated August 26, 1930 for the benefit of Robert G. Goelet
disclaims beneficial ownership of 10,837,262 Shares, (5) the Trust under
Agreement dated July 27, 1935 for the benefit of Robert G. Goelet disclaims
beneficial ownership of 12,044,138 Shares, (6) the Trust under the Will of
Robert Walton Goelet disclaims beneficial ownership of 12,044,138 Shares, (7)
the Trust under Agreement dated July 27, 1935 for the benefit of Francis Goelet
disclaims beneficial ownership of 12,044,138 Shares, (8) the Trust under
Agreement dated December 18, 1931 for the benefit of John Goelet disclaims
beneficial ownership of 11,281,901 Shares, (9) the Trust under Agreement dated
December 17, 1976 for the benefit of grandchildren of John Goelet disclaims
beneficial ownership of 12,171,178 Shares, (10) the Trust under Agreement dated
July 27, 1935 for the benefit of John Goelet disclaims beneficial ownership of
12,044,138 Shares, (11) the Trust under the Will of Robert Walton Goelet for the
benefit of John Goelet disclaims beneficial ownership of 12,139,418 Shares, (12)
the Trust under Agreement dated September 4, 1980 for the benefit of Anne de La
Haye Jousselin disclaims beneficial ownership of 12,533,061 Shares, (13) Robert
G. Goelet disclaims beneficial ownership of 5,594,082 Shares, (14) John H.
Manice disclaims beneficial ownership of 9,813,768 Shares, (15) Robert G. Manice
disclaims beneficial ownership of 12,577,704 Shares, (16) Amelia M. Berkowitz
disclaims beneficial ownership of 12,462,364 Shares, (17) Pamela Manice
disclaims beneficial ownership of 9,803,863 Shares, (18) Alexandra Gardiner
Goelet disclaims beneficial ownership of 12,568,176 Shares, (19) Robert Gardiner
Goelet disclaims beneficial ownership of 12,568,176 Shares, (20) Philip Goelet
disclaims beneficial ownership of 3,750,752 Shares, (21) Christopher Goelet
disclaims beneficial ownership of 10,063,183 Shares, (22) Gilbert Kerlin
disclaims beneficial ownership of 10,532,368 Shares, (23) Windward Oil & Gas
Corporation disclaims beneficial ownership of 12,025,118 Shares, (24) Arthur N.
Field disclaims beneficial ownership of 12,601,461 Shares (25) Alexandra C.
Goelet disclaims beneficial ownership of 9,693,906 Shares, (26) Henrietta Goelet
disclaims beneficial ownership of 12,171,178 Shares, (27) Edmond de La Haye
Jousselin disclaims beneficial ownership of 3,926,131 Shares, (28) Robert S.
Rich disclaims beneficial ownership of 9,789,187 Shares and (29) Goelet, LLC
disclaims beneficial ownership of all 12,615,816 Shares.
The Shares beneficially owned by Robert G. Manice include 8,451 Shares
held by him as custodian for his three minor children under the New York Uniform
Transfers to Minors Act.
(c) Except as described herein, there were no Pogo Common Stock
transactions effected during the past 60 days by the members of the Group.
(d) None.
(e) Not applicable.
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect
to Securities of the Issuer
Members of the Group and Pogo are parties to the Registration Rights
Agreement and the Standstill and Voting Agreement with respect to the Pogo
Common Stock acquired in the Merger by members of the Group. The Standstill
and Voting Agreement provides
34
that the members of the Group (i) will not purchase or otherwise acquire any
additional Pogo Common Stock, (ii) propose any merger, tender or exchange offer,
restructuring or other business combination or joint venture transaction
involving Pogo, (iii) propose to purchase any material portion of Pogo's assets,
(iv) solicit proxies or participate in election contests with respect to the
election of directors, or join forces with any other party to a proxy
solicitation or election contest, (v) initiate stockholder meetings, (vi) seek
to amend Pogo's Restated Certificate of Incorporation or By-laws, (vii) induce
or encourage anyone to propose a change of control contest for Pogo, or (viii)
seek to affect or influence Pogo's board of directors or management or to remove
any director from Pogo's board.
The Standstill and Voting Agreement also provides that members of the
Group will, at all shareholders' meetings, vote all their Pogo Common Stock
either in accordance with the recommendation of the board of directors of Pogo,
or in equal proportion to the votes cast by other Pogo shareholders. In order to
facilitate this process, the Standstill and Voting Agreement grants an
irrevocable proxy to Goelet, LLC, the initial shareholders representative to
vote the Group's shares in this manner at any Pogo shareholders' meeting.
The Standstill and Voting Agreement also provides that members of the
Group may not sell, give or transfer their Pogo Common Stock to any other person
except pursuant to the procedures set forth in the Registration Rights Agreement
discussed below or to a person who, following any transfer, will own less than
5% of Pogo's voting securities, is not a member of a "group" within the meaning
of Section 13(d)(3) of the Securities Exchange Act, and has not announced any
accumulation of Pogo's voting securities for the purpose of effecting a change
of control of Pogo or for any of the other purposes described above.
The Registration Rights Agreement provides for certain registration
rights of the members of the Group with respect to their Pogo Common Stock that
have not been registered under the Securities Act of 1933 requiring Pogo to
register for resale under the Securities Act of 1933, as amended, the shares of
Pogo Common Stock issued to stockholders of NORIC in the Merger. Pogo must use
its reasonable best efforts to accomplish this registration no later than
September 11, 2001. The registration statement may be used by members of the
Group:
- to sell the shares of Pogo Common Stock issued to them in the
Merger from time to time, subject to a limitation of 1,000,000
shares during any period of 90 consecutive days during the
twelve-month period that begins on September 11, 2001, and
- on request of at least 50% of the holders of the Shares, to
sell shares of Pogo Common Stock issued to them in the Merger
in one underwritten public offering of not less than 4,000,000
nor more than 7,000,000 Shares. This demand registration
right, that can be exercised during the period from September
11, 2001 through March 14, 2003.
In addition, the Registration Rights Agreement requires Pogo to
include, if the holders request, shares of Pogo Common Stock issued to them in
the Merger in any registration statement it files to sell Pogo Common Stock
itself or for the account of other stockholders. The Registration Rights
Agreement further provides that the members of the Group are not permitted to
sell, pursuant to the registration statement or Rule 144, more than 1,000,000
shares of Pogo Common Stock during any period of 90 consecutive days during the
twelve-month period
35
beginning September 11, 2001. It also provides that each holder participating in
an underwritten offering must enter into a customary lock-up agreement under
which the holder agrees not to sell shares of Pogo Common Stock for a period up
to 90 days after the closing of the relevant offering.
Item 7. Material to be Filed as Exhibits
1. Joint Filing Agreement, as required by Rule 13d-1(k).
2. Agreement and Plan of Merger, dated November 19, 2000,
incorporated by reference to Annex A to the Preliminary
Proxy Statement on Schedule 14A filed with the
Securities and Exchange Commission on January 12, 2001 by Pogo
Producing Company.
3. Power of Attorney incorporated by reference to Annex A to the
Preliminary Proxy Statement on Schedule 14A filed with the
Securities and Exchange Commission on January 12, 2001 by Pogo
Producing Company.
4. Standstill and Voting Agreement, dated March 14, 2001.
5. Registration Rights Agreement, dated March 14, 2001.
36
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: March 23, 2001 ROBERT G. GOELET
/s/ Robert S. Goelet*
-----------------------------------
Individually and as Trustee of (a)
the Trust u/a dated August 26, 1930
f/b/o Beatrice G. Manice; (b) the
Trust u/a dated July 27, 1935 f/b/o
Beatrice G. Manice; (c) the Trust
u/w of Robert Walton Goelet f/b/o
Beatrice G. Manice; (d) the Trust
u/w of Robert Walton Goelet f/b/o
Robert G. Goelet; (e) the Trust u/a
dated July 27, 1935 f/b/o Francis
Goelet; (f) the Trust u/a dated
December 18, 1931 f/b/o John
Goelet; (g) the Trust u/a dated
July 27, 1935 f/b/o John Goelet;
(h) the Trust u/w of Robert Walton
Goelet f/b/o John Goelet; and (i)
the Trust u/a dated September 4,
1980, as amended, f/b/o Anne de La
Haye Jousselin
JOHN H. MANICE
/s/ John H. Manice*
-----------------------------------
Individually, and as Trustee of (a)
the Trust u/a dated August 26, 1930
f/b/o Beatrice G. Manice; (b) the
Trust u/a dated July 27, 1935 f/b/o
Beatrice G. Manice; and (c) the
Trust u/w of Robert Walton Goelet
f/b/o Beatrice G. Manice
ROBERT G. MANICE
/s/ Robert G. Manice*
------------------------------------
AMELIA M. BERKOWITZ
/s/ Amelia M. Berkowitz*
-----------------------------------
Individually and as Trustee of the
Trust u/a dated September 4, 1980,
as amended, f/b/o Anne de La Haye
Jousselin
37
PAMELA MANICE
/s/ Pamela Manice*
-----------------------------------
Individually and as Trustee of (a)
the Trust u/a dated August 26, 1930
f/b/o Beatrice G. Manice; (b) the
Trust u/a dated July 27, 1935 f/b/o
Beatrice G. Manice; and (c) the
Trust u/w of Robert Walton Goelet
f/b/o Beatrice G. Manice
ALEXANDRA GARDINER GOELET
/s/ Alexandra Gardiner Goelet*
------------------------------------
ROBERT GARDINER GOELET
/s/ Robert Gardiner Goelet*
------------------------------------
PHILIP GOELET
/s/ Philip Goelet*
-----------------------------------
Individually and as Trustee of (a)
the Trust u/a dated August 26, 1930
f/b/o Beatrice G. Manice; (b) the
Trust u/a dated July 27, 1935 f/b/o
Beatrice G. Manice; (c) the Trust
u/w of Robert Walton Goelet f/b/o
Beatrice G. Manice; (d) the Trust
u/a dated August 26, 1930 f/b/o
Robert G. Goelet; (e) the Trust u/a
dated July 27, 1935 f/b/o Robert G.
Goelet; (f) the Trust u/w of Robert
Walton Goelet f/b/o Robert G.
Goelet; (g) the Trust u/a dated
July 27, 1935 f/b/o Francis Goelet;
(h) the Trust u/a dated December
18, 1931 f/b/o John Goelet; (i) the
Trust u/a dated July 27, 1935 f/b/o
John Goelet; (j) the Trust u/w of
Robert Walton Goelet f/b/o John
Goelet; and (k) the Trust u/a dated
September 4, 1980, as amended,
f/b/o Anne de La Haye Jousselin
38
CHRISTOPHER GOELET
/s/ Christopher Goelet*
-----------------------------------
Individually and as Trustee of (a)
the Trust u/a dated December 18,
1931 f/b/o John Goelet; (b) the
Trust u/a dated July 27, 1935 f/b/o
John Goelet; and (c) the Trust u/w
of Robert Walton Goelet f/b/o John
Goelet
GILBERT KERLIN
/s/ Gilbert Kerlin*
------------------------------------
WINDWARD OIL & GAS CORPORATION
/s/ Gilbert Kerlin*
------------------------------------
By: Gilbert Kerlin
ARTHUR N. FIELD
/s/ Arthur N. Field*
------------------------------------
HENRIETTA GOELET
/s/ Henrietta Goelet*
-----------------------------------
As Trustee of the Trust u/a dated
December 17, 1976
f/b/ograndchildren of John Goelet
ALEXANDRA C. GOELET
/s/ Alexandra C. Goelet*
-----------------------------------
As Trustee of (a) the Trust u/a
dated August 26, 1930 f/b/o Robert
G. Goelet; (b) the Trust u/a dated
July 27, 1935 f/b/o Robert G.
Goelet; and (c) the Trust u/w
Robert Walton Goelet f/b/o Robert
G. Goelet
39
EDMOND DE LA HAYE JOUSSELIN
/s/ Edmond de La Haye Jousselin*
-----------------------------------
As Trustee of (a) the Trust u/a
dated August 26, 1930 f/b/o
Beatrice G. Manice; (b) the Trust
u/a dated July 27, 1935 f/b/o
Beatrice G. Manice; (c) the Trust
u/w of Robert Walton Goelet f/b/o
Beatrice G. Manice; (d) the Trust
u/a dated August 26, 1930 f/b/o
Robert G. Goelet; (e) the Trust u/a
dated July 27, 1935 f/b/o Robert G.
Goelet; (f) the Trust u/w of Robert
Walton Goelet f/b/o Robert G.
Goelet; (g) the Trust u/a dated
July 27, 1935 f/b/o Francis Goelet;
(h) the Trust u/a dated December
18, 1931 f/b/o John Goelet; (i) the
Trust u/a dated July 27, 1935 f/b/o
John Goelet; (j) the Trust u/w of
Robert Walton Goelet f/b/o John
Goelet; and (k) the Trust u/a dated
September 4, 1980, as amended,
f/b/o Anne de La Haye Jousselin
ROBERT S. RICH
/s/ Robert S. Rich*
-----------------------------------
As Trustee of (a) the Trust u/a
dated December 18, 1931 f/b/o John
Goelet; (b) the Trust u/a dated
July 27, 1935 f/b/o John Goelet;
(c) the Trust u/w of Robert Walton
Goelet f/b/o John Goelet; and (d)
the Trust u/a dated December 17,
1976 f/b/o grandchildren of John
Goelet
40
GOELET, LLC
/s/ Robert W. Kiley
-------------------------------------
By: Robert W. Kiley
Its: President and Chief
Operating Officer
/s/ Mark Rosenbaum
------------------------------------
By: Mark Rosenbaum
Its: Chief Financial Officer
and Treasurer
*GOELET, LLC
Attorney-in-fact
/s/ Robert W. Kiley
------------------------------------
By: Robert W. Kiley
Its: President and Chief
Operating Officer
/s/ Mark Rosenbaum
------------------------------------
By: Mark Rosenbaum
Its: Chief Financial Officer
and Treasurer
41