1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
NON-QUALIFIED STOCK OPTION RIGHT TO BUY
|
06/11/2004(2)
|
06/11/2013 |
COMMON STOCK
|
9,000
|
$
5.8
|
D
|
Â
|
NON-QUALIFIED STOCK OPTION RIGHT TO BUY
|
08/13/2003(3)
|
08/13/2012 |
COMMON STOCK
|
9,000
|
$
6.3
|
D
|
Â
|
NON-QUALIFIED STOCK OPTION RIGHT TO BUY
|
08/14/2002(4)
|
08/14/2011 |
COMMON STOCK
|
9,000
|
$
5.83
|
D
|
Â
|
NON-QUALIFIED STOCK OPTION RIGHT TO BUY
|
08/10/2000(5)
|
08/10/2006 |
COMMON STOCK
|
9,000
|
$
1.67
|
D
|
Â
|
NON-QUALIFIED STOCK OPTION RIGHT TO BUY
|
08/10/1999(6)
|
08/10/2005 |
COMMON STOCK
|
1,800
|
$
2.96
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Received in exchange for 15,289 shares of STW Corporation common stock in connection with merger of STW Corporation into AOI Corporation (the "Merger"). On May 13, 2005, the closing price of STW's common stock was $19.35 per share, and the closing price of AOI's common stock was $6.47 per share. |
(2) |
The shares underlying this option become exercisable one-fourth on each of the four anniversaries of June 11, 2003, the date of the grant, subject to continued employment. |
(3) |
The shares underlying this option become exercisable one-fourth on each of the four anniversaries of August 13, 2002, the date of the grant, subject to continued employment. |
(4) |
The shares underlying this option become exercisable one-fourth on each of the four anniversaries of August 14, 2001, the date of the grant, subject to continued employment. |
(5) |
The shares underlying this option become exercisable one-fourth on each of the four anniversaries of August 10, 1999, the date of grant, subject to continued employment. |
(6) |
The shares underlying this option become exercisable one-fourth on each of the four anniversaries of August 10, 1998, the date of the grant, subject to continued employment. |