o | Rule 13d-1(b) |
o | Rule 13d-1(c) |
x | Rule 13d-1(d) |
CUSIP No. 40412C101 |
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1.
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Name of Reporting Person
Bank of America Corporation
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2.
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Check the Appropriate Box if a Member of a Group
(a) o
(b) x |
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3.
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SEC Use Only
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4.
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Citizenship or Place of Organization
Delaware
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Number of shares
beneficially owned by each reporting person with |
5.
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Sole Voting Power
-0-
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6.
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Shared Voting Power
271,520,533*
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7.
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Sole Dispositive Power
-0-
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8.
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Shared Dispositive Power
271,520,533*
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
271,520,533*
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10.
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) x*
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11.
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Percent of Class Represented by Amount in Row (9)
62.2%**
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12.
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Type of Reporting Person (See Instructions)
HC
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CUSIP No. 40412C101 |
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1.
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Name of Reporting Person
Merrill Lynch & Co., Inc
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2.
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Check the Appropriate Box if a Member of a Group
(a) o
(b) x |
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3.
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SEC Use Only
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4.
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Citizenship or Place of Organization
Delaware
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Number of shares
beneficially owned by each reporting person with |
5.
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Sole Voting Power
-0-
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6.
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Shared Voting Power
271,520,533
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7.
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Sole Dispositive Power
-0-
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8.
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Shared Dispositive Power
271,520,533
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
271,520,533*
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10.
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) x*
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11.
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Percent of Class Represented by Amount in Row (9)
62.2%**
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12.
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Type of Reporting Person (See Instructions)
CO
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CUSIP No. 40412C101 |
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1.
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Name of Reporting Person
Merrill Lynch Group, Inc.
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2.
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Check the Appropriate Box if a Member of a Group
(a) o
(b) x |
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3.
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SEC Use Only
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4.
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Citizenship or Place of Organization
Delaware
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Number of shares beneficially owned
by each reporting person with |
5.
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Sole Voting Power
-0-
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6.
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Shared Voting Power
271,520,533
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7.
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Sole Dispositive Power
-0-
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8.
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Shared Dispositive Power
271,520,533
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
271,520,533*
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10.
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) x*
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11.
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Percent of Class Represented by Amount in Row (9)
62.2%**
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12.
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Type of Reporting Person (See Instructions)
CO
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CUSIP No. 40412C101 |
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1.
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Name of Reporting Person
Merrill Lynch Ventures, LLC
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2.
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Check the Appropriate Box if a Member of a Group
(a) o
(b) x |
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3.
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SEC Use Only
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4.
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Citizenship or Place of Organization
Delaware
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Number of shares beneficially owned by each reporting person with
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5.
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Sole Voting Power
-0-
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6.
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Shared Voting Power
271,520,533
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7.
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Sole Dispositive Power
-0-
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8.
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Shared Dispositive Power
271,520,533
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
271,520,533*
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10.
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) x*
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11.
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Percent of Class Represented by Amount in Row (9)
62.2%**
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12.
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Type of Reporting Person (See Instructions)
OO
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CUSIP No. 40412C101 |
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1.
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Name of Reporting Person
Merrill Lynch Ventures L.P. 2001
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2.
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Check the Appropriate Box if a Member of a Group
(a) o
(b) x |
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3.
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SEC Use Only
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4.
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Citizenship or Place of Organization
Delaware
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Number of shares beneficially owned
by each reporting person with |
5.
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Sole Voting Power
-0-
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6.
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Shared Voting Power
271,520,533
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7.
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Sole Dispositive Power
-0-
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8.
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Shared Dispositive Power
271,520,533
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
271,520,533*
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10.
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) x*
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11.
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Percent of Class Represented by Amount in Row (9)
62.2%**
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12.
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Type of Reporting Person (See Instructions)
PN
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CUSIP No. 40412C101 |
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Item 3.
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If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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CUSIP No. 40412C101 |
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CUSIP No. 40412C101 |
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Reporting Person
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Number of Shares Held as Hercules Units
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Percentage of Hercules Units(1)
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Number of Shares Owned Directly
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Total Percentage of Issuer Shares Owned(2)
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Bank of America Corporation(3)
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0
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0
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0
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0
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Merrill Lynch & Co., Inc.(4)
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0
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0
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0
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0
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Merrill Lynch Group, Inc.(5)
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0
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0
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0
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0
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Merrill Lynch Ventures, LLC(6)
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0
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0
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0
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0
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Merrill Lynch Ventures L.P. 2001(7)
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3,358,710
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1.24%%
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171,623
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0.81%
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(1)
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Based on a total of 271,348,910 membership units of Hercules outstanding as of December 31, 2011.
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(2)
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The calculation of the foregoing percentage is based on 436,557,300 shares of voting common stock outstanding as of October 31, 2011 as reported in the HCA Holdings, Inc. Quarterly report on Form 10-Q for the period ended September 30, 2011 as filed with the Securities and Exchange Commission on November 9, 2011.
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(3)
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BAC, a Delaware corporation, is the ultimate parent company of each of the other Reporting Persons. Its specific relationship to the other Reporting Persons is explained below. As the ultimate parent company of the other Reporting Persons, as of December 31, 2011, it may be deemed to beneficially own 3,530,333 Shares, representing 0.81% of the outstanding Shares of the Issuer. BAC expressly disclaims beneficial ownership of the Shares held by the other Reporting Persons.
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(4)
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Merrill Lynch &Co., Inc. (“ML&Co”), a Delaware corporation, is a wholly owned subsidiary of BAC. Its specific relationship to the other Reporting Persons (other than BAC) is explained below. Because of such relationship, it may be deemed to beneficially own 3,530,333 Shares, representing 0.81% of the outstanding Shares of the Issuer. ML&Co hereby expressly disclaims beneficial ownership of the Shares held by the other Reporting Persons.
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(5)
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Merrill Lynch Group, Inc. (“ML Group”), a Delaware corporation, is a wholly owned subsidiary of ML&Co. Its specific relationship to the other Reporting Persons (other than BAC and ML&Co) is explained below. Because of such relationship, it may be deemed to beneficially own 3,530,333 Shares, representing 0.81% of the outstanding Shares of the Issuer. ML Group hereby expressly disclaims beneficial ownership of the Shares held by the other Reporting Persons.
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CUSIP No. 40412C101 |
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(6)
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Merrill Lynch Ventures, LLC (“ML Ventures LLC”), a Delaware limited liability company, is a wholly owned subsidiary of ML Group. It is also the sole general partner of ML Ventures LP (as defined below) and as such may be deemed to beneficially own all the 3,530,333 Shares (representing 0.81% of the outstanding Shares of the Issuer) owned by ML Ventures L.P. ML Ventures LLC hereby expressly disclaims beneficial ownership of Shares held by the Reporting Persons.
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(7)
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ML Ventures L.P. is a Delaware limited partnership. Its decisions regarding the voting or disposition of shares of its portfolio investments (including its investment in the Issuer) are made by the management and investment committee of the board of directors of ML Ventures LLC. ML Ventures L.P. hereby expressly disclaims beneficial ownership of the Shares held by the other Reporting Persons.
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
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CUSIP No. 40412C101 |
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Affiliates of Bain Capital Investors, LLC
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Affiliates of Kohlberg Kravis Roberts & Co. L.P.
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Affiliates of Dr. Thomas F. Frist, Jr.
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Bain Capital Investors LLC
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KKR Millennium Fund L.P.
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Dr. Thomas F. Frist, Jr.
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BCIP TCV, LLC
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KKR Associates Millennium L.P.
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Thomas F. Frist, III
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Bain Capital Integral Investors, LLC
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KKR Millennium GP LLC
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Patricia C. Frist
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Bain Capital Hercules Investors, LLC
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KKR 2006 Fund L.P.
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Patricia F. Elcan
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KKR Associates 2006 L.P.
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Frisco, Inc.
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KKR 2006 GP LLC
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Frisco Partners
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OPERF Co-Investment L.L.C.
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William R. Frist
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KKR PEI Investments, L.P.
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KKR PEI Associates, L.P.
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KKR PEI GP Limited
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Kohlberg Kravis Roberts & Co. L.P.
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KKR & Co. L.L.C.
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KKR Partners III, L.P.
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KKR III GP L.L.C.
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CUSIP No. 40412C101 |
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BANK OF AMERICA CORPORATION
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By:
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/s/ Michael Didovic
Name: Michael Didovic Title: Authorized Signatory
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MERRILL LYNCH & CO., INC
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By:
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/s/ Lawrence Emerson
Name: Lawrence Emerson Title: Attorney-In-Fact
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MERRILL LYNCH GROUP, INC.
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By:
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/s/ Margaret Nelson
Name: Margaret Nelson Title: Authorized Signatory
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MERRILL LYNCH VENTURES, LLC
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By:
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/s/ Margaret Nelson
Name: Margaret Nelson Title: Vice President and Secretary
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MERRILL LYNCH VENTURES L.P. 2001
By: Merrill Lynch Ventures, LLC, its general partner
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By:
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/s/ Margaret Nelson
Name: Margaret Nelson Title: Vice President and Secretary
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CUSIP No. 40412C101 |
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Exhibit
Number
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Title
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1
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Joint Filing Agreement
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