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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HARMAN SIDNEY 3550 WILLIAMSBURG LANE, NW WASHINGTON, DCÂ 20008 |
 X |  |  Executive Chairman |  |
/s/ Cherie Curry, as attorney in fact for Sidney Harman | 08/14/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On April 23, 2007, Dr. Harman and his wife entered into an agreement to partition into separate property 818,892 shares that were held as community property in a revocable trust for which Dr. Harman served as trustee. As a result, Dr. Harman and his wife each own 409,446 of these shares as separate property. Dr. Harman transferred ownership of his 409,446 shares along with an additional 1,105,414 shares held in a trust to a new trust for which he serves as sole trustee. Dr. Harman's wife transferred ownership of her 409,446 shares to a trust for which she serves as sole trustee. Dr. Harman disclaims beneficial ownership of the 409,446 shares owned by his wife. In addition, 171,164 shares are held in the Sidney Harman Charitable Remainder Trust for which Dr. Harman has sole dispositive power and sole voting power and 154,416 shares are held in an irrevocable trust for various family members for which Dr. Harman has sole voting power but shared dispositive power. |