SXCL 2013.11.08 8K


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): November 7, 2013
 
 
STEEL EXCEL INC.
(Exact name of registrant as specified in its charter)
 
 
 
Delaware
0-15071
94-2748530
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
 
 
 
1133 Westchester Avenue, Suite N222, White Plains, New York
10604
(Address of principal executive offices)
(Zip Code)
 
Registrant’s telephone number, including area code: (914) 461-1300
 
 
n/a
(Former name or former address, if changed since last report.)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))




Item 2.02.   Results of Operations and Financial Condition.
 
On November 7, 2013, Steel Excel Inc. (the “Company”) issued a press release announcing financial results for its third quarter ended September 30, 2013. A copy of the press release is being furnished as Exhibit 99.1 hereto.
 
The information in this Current Report, including the exhibit attached hereto, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of such section. The information in this Current Report, including the exhibit, shall not be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any incorporation by reference language in any such filing, unless the Company expressly sets forth in such future filing that such information is to be considered "filed" or incorporated by reference therein.
 
Item 9.01.   Financial Statements and Exhibits.
 
(d)           Exhibits 
 
Exhibit No.
Exhibits
99.1
Press release issued November 7, 2013.




SIGNATURES
 
Pursuant to the requirements of the Exchange Act, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
 
 
 
STEEL EXCEL INC.
 
 
 
 
 
 
Dated: November 7, 2013
By:
/s/ Leonard J. McGill
 
Name:
Leonard J. McGill
 
Title:
Vice President, General Counsel




EXHIBIT INDEX
 
Exhibit No.
Exhibits
99.1
Press release issued November 7, 2013.