1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Incentive Stock Option (right to buy)
|
12/19/2005(1)
|
09/19/2010 |
Common Stock
|
4,764
|
$
3.45
|
D
|
Â
|
Incentive Stock Option (right to buy)
|
10/25/2005(1)
|
05/25/2010 |
Common Stock
|
5,401
|
$
3.93
|
D
|
Â
|
Incentive Stock Option (right to buy)
|
09/14/2006(2)
|
06/14/2013 |
Common Stock
|
10,000
|
$
4.24
|
D
|
Â
|
Incentive Stock Option (right to buy)
|
02/13/2007(3)
|
11/13/2013 |
Common Stock
|
10,000
|
$
4.48
|
D
|
Â
|
Incentive Stock Option (right to buy)
|
12/30/2002(1)
|
09/30/2009 |
Common Stock
|
9,000
|
$
4.511
|
D
|
Â
|
Incentive Stock Option (right to buy)
|
03/31/2005(4)
|
12/17/2009 |
Common Stock
|
17,810
|
$
7.66
|
D
|
Â
|
Incentive Stock Option (right to buy)
|
05/21/2004(5)
|
02/21/2011 |
Common Stock
|
7,000
|
$
9.31
|
D
|
Â
|
Incentive Stock Option (right to buy)
|
11/07/1998(1)
|
08/07/2008 |
Common Stock
|
2,825
|
$
10.875
|
D
|
Â
|
Incentive Stock Option (right to buy)
|
07/10/2002(6)
|
04/10/2009 |
Common Stock
|
6,370
|
$
12.21
|
D
|
Â
|
Incentive Stock Option (right to buy)
|
02/13/2003(1)
|
11/13/2007 |
Common Stock
|
5,997
|
$
13.375
|
D
|
Â
|
Incentive Stock Option (right to buy)
|
04/23/2002(1)
|
01/23/2009 |
Common Stock
|
7,000
|
$
15.97
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
12/19/2005(1)
|
09/19/2010 |
Common Stock
|
35,236
|
$
3.45
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
10/25/2005(1)
|
05/25/2010 |
Common Stock
|
5,399
|
$
3.93
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
09/14/2006(2)
|
06/14/2013 |
Common Stock
|
10,000
|
$
4.24
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
02/13/2007(3)
|
11/13/2013 |
Common Stock
|
5,000
|
$
4.48
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
08/04/2003(7)
|
08/04/2010 |
Common Stock
|
7,500
|
$
6.3
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
03/31/2005(4)
|
12/17/2009 |
Common Stock
|
190
|
$
7.66
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
05/22/2001(1)
|
11/22/2010 |
Common Stock
|
6,000
|
$
11.9375
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
10/21/1998(1)
|
07/10/2007 |
Common Stock
|
3,000
|
$
12.5
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
10/21/1998(1)
|
07/06/2008 |
Common Stock
|
5,650
|
$
12.5
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
01/01/2000(1)
|
10/21/2008 |
Common Stock
|
200
|
$
12.5
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
11/13/2001(1)
|
11/13/2007 |
Common Stock
|
503
|
$
13.375
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
12/28/2001(1)
|
12/28/2008 |
Common Stock
|
4,517
|
$
14.9
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
12/27/2001(1)
|
12/27/2008 |
Common Stock
|
11,150
|
$
15.29
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Options were fully vested prior to becoming a reporting officer. |
(2) |
A total of 20,000 stock options were granted on 06/14/2006, of which 10,000 are Incentive Stock Options and 10,000 are Non-Qualified Stock Options. The aggregate of these options vest at a rate of 8.33% of the total option shares at the end of each three month period, such that the total option shares will be fully vested on 06/14/2009. |
(3) |
A total of 15,000 stock options were granted on 11/13/2006, of which 10,000 are Incentive Stock Options and 5,000 are Non-Qualified Stock Options. The aggregate of these options vest at a rate of 8.33% of the total option shares at the end of each three month period, such that the total option shares will be fully vested on 11/13/2009. |
(4) |
A total of 18,000 stock options were granted on 12/17/2004, of which 17,810 are Incentive Stock Options and 190 are Non-Qualified Stock Options. These options have two vesting schedules, of which 8,000 stock options fully vested on 3/31/2007. The remainder 10,000 stock options vest at a rate of 25% on 3/31/2005 and an additional 8.33% of the total option shares at the end of each three month period thereafter, such that the total option shares will be fully vested on 3/31/2008. |
(5) |
A total of 7,000 stock options were granted on 02/21/2004. These options vest at a rate of 5% of the total option shares at the end of each three month period, such that the total option shares will be fully vested on 02/21/2009. |
(6) |
A total of 6,370 stock options were granted on 04/10/2002. These options vest at a rate of 5% of the total option shares at the end of each three month period, such that the total option shares will be fully vested on 04/10/2007. |
(7) |
A total of 7,500 stock options were granted on 08/04/2003. These options vest at a rate of 20% on 08/04/2003 and an additional 5% of the total option shares at the end of each three month period thereafter, such that the total option shares will be fully vested on 08/04/2007. |