1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Incentive Stock Option (right to buy)
(2)
|
01/21/2004(2)
|
01/20/2012(2)
|
Common Stock, $1.25 par value
(2)
|
4,000
(2)
|
$
16.325
(2)
|
D
|
Â
|
Restricted Stock Units
(3)
|
01/23/2008(3)
|
01/23/2010(3)
|
Common Stock, $1.25 par value
(3)
|
3,333.34
(3)
|
$
(3)
|
D
|
Â
|
Restricted Stock Units
(3)
|
01/27/2010(3)
|
01/27/2012(3)
|
Common Stock, $1.25 par value
(3)
|
10,000
(3)
|
$
(3)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 3,333.34 restricted stock units granted on January 22, 2008 under the 1995 Executive Incentive Compensation Plan. Grant has three year pro-rata vesting. No dividends are paid on the units until they vest. Also includes 2,156.2250 shares that were acquired in the Harsco Corporation Savings Plan in transactions that were exempt from Section 16(b) by virtue of Rule 16a-8(b). The information presented is as of December 31, 2009. |
(2) |
Stock option granted pursuant to Harsco Corporation 1995 Executive Incentive Compensation Plan in a tranaction exempt under Rule 16b-3. |
(3) |
Represents taxes withheld in consideration of taxes on restricted stock units granted in 2008 under the 1995 Executive Incentive Compensation Plan that vested on January 22, 2011. Grant had three year pro-rata vesting. No dividends are paid on the units until the RSUs vest. |