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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) (3) | $ 23.08 (3) | 01/10/2008 | M | 4,000 | 05/01/1999(2) | 04/30/2008(3) | Common Stock, $1.25 par value | 4,000 (3) | $ 23.08 (4) | 0 | D | ||||
Stock Option (Right to Buy) (3) | $ 16.4063 (3) | (3) | 04/30/2009(3) | Common Stock, $1.25 par value | (3) | 4,000 | D | ||||||||
Stock Option (Right to Buy) (3) | $ 14.6563 (3) | (3) | 04/30/2010(3) | Common Stock, $1.25 par value | (3) | 4,000 | D | ||||||||
Stock Option (Right to Buy) (3) | $ 13.9625 (3) | (3) | 04/30/2011(3) | Common Stock, $1.25 par value | (3) | 4,000 | D | ||||||||
Stock Option (Right to Buy) (3) | $ 20.96 (3) | (3) | 04/30/2012(3) | Common Stock, $1.25 par value | (3) | 4,000 | D | ||||||||
Stock Option (Right to Buy) (3) | $ 16.96 (3) | (3) | 04/30/2013(3) | Common Stock, $1.25 par value | (3) | 4,000 | D | ||||||||
Restricted Stock Units-NEDSP (5) | (5) | (5) | (5) | Common Stock, $1.25 par value | (5) | 6,592.386 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SORDONI ANDREW J III P.O. BOX 8888 CAMP HILL, PA 17001-8888 |
X |
Mark E. Kimmel, Attorney-in-Fact | 01/14/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reflects adjustment made for two-for-one stock distribution on March 26, 2007. |
(2) | Transfer of shares to brokerage account by adult son who no longer shares the same address as reporting person. |
(3) | Stock option granted pursuant to 1995 Non-Employee Directors' Stock Plan, in a transaction exempt under Rule 16b-3. |
(4) | Stock option granted pursuant to Harsco Corporation 1995 Executive Incentive Compensation Plan in a transaction exempt under Rule 16b-3. |
(5) | Represents restricted stock units granted under the 1995 Non-Employee Directors' Stock Plan. Each restricted stock unit has a one year vesting period and will be settled promptly following termination of the individual's service as a director of the Company. Includes reinvested dividends. |