UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Appreciation Rights | 08/31/2013(2) | 08/31/2022 | Common Stock | 8,875 | $ 18.01 | D | Â |
Stock Appreciation Rights | 08/30/2014(2) | 08/30/2023 | Common Stock | 6,644 | $ 15.78 | D | Â |
Stock Appreciation Rights | 08/29/2015(2) | 08/29/2024 | Common Stock | 5,979 | $ 15.11 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Dulka Andrew W 7201 METRO BLVD MINNEAPOLIS, MN 55437 |
 |  |  Chief Information Officer |  |
/s/ Jen Randolph Reise, by power of attorney | 05/01/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 4,868 unvested restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of RGS common stock upon vesting. |
(2) | Stock Appreciation Rights vest ratably over a three-year period, beginning one year after the date of grant. The Date Exercisable column identifies the first vesting date. |